NPORT-EX 2 NPORT_3974165608358537.htm HTML
 

 

 

Schedule of Investments (unaudited) iShares® Emerging Markets Dividend ETF
January 31, 2021 (Percentages shown are based on Net Assets)

 

Security   Shares     Value  
             
Common Stocks                
                 
Brazil — 6.3%                
AES Tiete Energia SA     1,307,751     $ 4,033,614  
Banco Santander Brasil SA     1,346,800       9,684,577  
BB Seguridade Participacoes SA     1,502,000       7,609,381  
CCR SA     1,832,200       4,067,268  
Cyrela Brazil Realty SA Empreendimentos e Participacoes     2,135,600       10,025,263  
Telefonica Brasil SA     413,000       3,419,131  
Transmissora Alianca de Energia Eletrica SA     1,027,100       6,036,840  
              44,876,074  
China — 18.4%                
Agile Group Holdings Ltd.     7,830,000       9,775,067  
Agricultural Bank of China Ltd., Class H     11,412,000       4,120,998  
Bank of China Ltd., Class H     14,111,000       4,786,258  
C&D International Investment Group Ltd.     4,293,000       6,865,389  
C&D Property Management Group Co. Ltd.(a)     4,299,000       1,502,517  
China Construction Bank Corp., Class H     5,137,000       3,895,556  
China Merchants Port Holdings Co. Ltd.     4,776,000       6,664,601  
China Petroleum & Chemical Corp., Class H     14,970,000       7,162,726  
China Power International Development Ltd.     27,521,999       6,176,065  
China Shenhua Energy Co. Ltd., Class H     4,274,000       7,926,400  
Chongqing Rural Commercial Bank Co. Ltd., Class H     15,372,000       6,621,547  
Guangzhou R&F Properties Co. Ltd., Class H     9,223,600       11,384,003  
Industrial & Commercial Bank of China Ltd., Class H     6,284,000       4,011,659  
Lonking Holdings Ltd.     22,357,000       7,439,022  
Shenzhen Investment Ltd.     17,944,000       5,947,507  
Shui On Land Ltd.(b)     40,780,500       6,048,295  
Sinopec Engineering Group Co. Ltd., Class H     18,215,500       8,410,208  
Sinopec Shanghai Petrochemical Co. Ltd., Class H     18,724,000       4,153,457  
Yanzhou Coal Mining Co. Ltd., Class H     9,506,000       7,355,830  
Yuzhou Group Holdings Co. Ltd.     16,376,000       5,723,474  
Zhejiang Expressway Co. Ltd., Class H     7,142,000       5,775,239  
              131,745,818  
Colombia — 0.9%                
Ecopetrol SA     10,804,139       6,160,130  
                 
Czech Republic — 0.8%                
CEZ AS     248,579       5,996,156  
                 
Greece — 1.1%                
OPAP SA     622,445       7,652,829  
                 
Hong Kong — 1.0%                
Atlas Corp.     646,634       7,268,166  
                 
India — 5.2%                
Indiabulls Housing Finance Ltd.     5,190,774       13,578,114  
Oil India Ltd.     7,553,328       11,527,729  
REC Ltd.     6,902,829       12,535,976  
              37,641,819  
Indonesia — 1.7%                
Bukit Asam Tbk PT     65,553,600       12,054,760  
                 
Malaysia — 2.9%                
British American Tobacco Malaysia Bhd(b)     2,665,500       8,637,737  
Genting Malaysia Bhd     10,171,200       6,189,524  
Malayan Banking Bhd     3,278,300       6,333,586  
              21,160,847  
Security   Shares     Value  
                 
Mexico — 1.5%                
Banco Santander Mexico SA Institucion de Banca Multiple Grupo Financiero Santand(b)     10,427,500     $ 10,492,725  
                 
Netherlands — 1.4%                
VEON Ltd.     6,278,619       10,108,577  
                 
Philippines — 0.7%                
PLDT Inc.     177,315       4,842,536  
                 
Qatar — 0.8%                
Barwa Real Estate Co.     6,261,163       5,656,956  
                 
Russia — 14.9%                
Alrosa PJSC     7,799,630       10,327,055  
Federal Grid CoUnified Energy System PJSC     2,707,350,000       7,731,221  
LUKOIL PJSC     98,780       7,070,990  
Magnitogorsk Iron & Steel Works PJSC     15,739,580       10,795,444  
MMC Norilsk Nickel PJSC     23,327       7,580,823  
Mobile TeleSystems PJSC, ADR     723,792       6,514,128  
Moscow Exchange MICEX-RTS PJSC     3,068,280       6,392,297  
Novolipetsk Steel PJSC, GDR     557,050       15,530,554  
PhosAgro PJSC, GDR(c)     327,740       5,138,963  
Rostelecom PJSC(a)     3,621,630       4,856,159  
Sberbank of Russia PJSC     2,239,840       7,671,497  
Severstal PAO     619,437       10,362,447  
Tatneft PJSC     1,037,966       6,746,377  
              106,717,955  
South Africa — 13.4%                
Absa Group Ltd.     1,752,220       13,299,527  
Coronation Fund Managers Ltd.     2,706,632       8,792,845  
Exxaro Resources Ltd.     1,040,450       10,437,333  
Kumba Iron Ore Ltd.     238,872       9,652,000  
Liberty Holdings Ltd.     2,044,932       8,354,979  
MTN Group Ltd.     2,277,725       9,472,552  
Nedbank Group Ltd.     1,542,266       12,539,972  
NEPI Rockcastle PLC.     1,474,777       8,964,763  
Truworths International Ltd.     2,587,864       7,674,622  
Woolworths Holdings Ltd.     2,341,519       6,989,168  
              96,177,761  
Taiwan — 9.5%                
Asustek Computer Inc.     649,000       6,640,068  
Chong Hong Construction Co. Ltd.     1,856,000       5,236,104  
Far EasTone Telecommunications Co. Ltd.     1,596,000       3,419,695  
Huaku Development Co. Ltd.     1,921,000       5,913,408  
Inventec Corp.     4,493,475       3,730,856  
Merry Electronics Co. Ltd.     880,943       4,262,754  
Novatek Microelectronics Corp.     451,000       6,345,648  
Radiant Opto-Electronics Corp.     1,484,000       6,094,456  
Simplo Technology Co. Ltd.     306,600       3,952,597  
Supreme Electronics Co. Ltd.     6,550,000       8,151,683  
Systex Corp.     1,670,000       5,003,589  
Taiwan Cement Corp.     3,080,884       4,417,373  
WPG Holdings Ltd.     3,305,280       5,075,512  
              68,243,743  
Thailand — 5.7%                
Jasmine International PCL, NVDR(b)     89,263,300       9,006,855  
Kiatnakin Phatra Bank PCL, NVDR     4,688,200       8,693,455  
Land & Houses PCL, NVDR     27,675,700       7,212,511  
Quality Houses PCL, NVDR     92,151,300       7,204,612  


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Schedule of Investments (unaudited) (continued) iShares® Emerging Markets Dividend ETF
January 31, 2021 (Percentages shown are based on Net Assets)

 

Security   Shares     Value  
                 
Thailand (continued)                
Tisco Financial Group PCL, NVDR     2,927,500     $ 9,023,116  
              41,140,549  
Turkey — 1.6%                
Tofas Turk Otomobil Fabrikasi AS     2,351,971       11,665,596  
                 
United Arab Emirates — 5.3%                
Abu Dhabi Commercial Bank PJSC     4,690,871       8,224,333  
Aldar Properties PJSC     13,008,695       12,395,473  
Dubai Investments PJSC.     17,490,242       7,856,717  
Dubai Islamic Bank PJSC     6,846,758       9,394,569  
              37,871,092  
United Kingdom — 2.7%                
Evraz PLC     2,869,823       19,759,378  
                 
Total Common Stocks — 95.8%                
(Cost: $640,361,014)             687,233,467  
                 
Preferred Stocks                
                 
Brazil — 3.3%                
Cia. de Transmissao de Energia Eletrica Paulista, Preference Shares, NVS     1,482,800       7,156,331  
Cia. Energetica de Minas Gerais, Preference Shares, NVS     1,508,979       3,786,439  
Itau Unibanco Holding SA, Preference Shares, NVS     1,163,300       6,038,358  
Itausa SA, Preference Shares, NVS     3,423,500       6,652,930  
              23,634,058  
Russia — 0.5%                
Bashneft PJSC, Preference Shares, NVS     264,873       4,156,487  
                 
Total Preferred Stocks — 3.8%                
(Cost: $29,201,331)             27,790,545  
Security   Shares     Value  
             
Short-Term Investments                
                 
Money Market Funds — 0.9%                
BlackRock Cash Funds: Institutional, SL Agency Shares, 0.14%(d)(e)(f)     5,516,879     $ 5,520,189  
BlackRock Cash Funds: Treasury, SL Agency Shares, 0.00%(d)(e)     790,000       790,000  
              6,310,189  
Total Short-Term Investments — 0.9%                
(Cost: $6,305,731)             6,310,189  
                 
Total Investments in Securities — 100.5%                
(Cost: $675,868,076)             721,334,201  
                 
Other Assets, Less Liabilities — (0.5)%             (3,864,763 )
                 
Net Assets — 100.0%           $ 717,469,438  

 

(a) Non-income producing security.

(b) All or a portion of this security is on loan.

(c) This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

(d) Affiliate of the Fund.

(e) Annualized 7-day yield as of period-end.

(f) All or a portion of this security was purchased with cash collateral received from loaned securities.


Affiliates

 

Investments in issuers considered to be affiliate(s) of the Fund during the period ended January 31, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer   Value at
04/30/20		     Purchases
at Cost		     Proceeds
from Sales		     Net Realized
Gain (Loss)		     Change in
Unrealized
Appreciation
(Depreciation)		     Value at
01/31/21		     Shares
Held at
01/31/21		     Income     Capital
Gain
Distributions
from
Underlying
Funds		  
BlackRock Cash Funds: Institutional, SL Agency Shares   $ 6,598,246     $ —     $ (1,071,631 )(a)   $ (2,239 )   $ (4,187 )   $ 5,520,189       5,516,879     $ 83,517 (b)   $ —  
BlackRock Cash Funds: Treasury, SL Agency Shares     800,000       —       (10,000 )(a)     —       —       790,000       790,000       1,215       —  
                            $ (2,239 )   $ (4,187 )   $ 6,310,189             $ 84,732     $ —  

 

(a) Represents net amount purchased (sold).

(b) All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

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Schedule of Investments (unaudited) (continued) iShares® Emerging Markets Dividend ETF
January 31, 2021  

 

Futures Contracts

 

Description   Number of
Contracts		     Expiration
Date		   Notional
Amount
(000)		     Value/
Unrealized
Appreciation
(Depreciation)		  
Long Contracts                            
MSCI Emerging Markets E-Mini Index     27     03/19/21   $ 1,790     $ (82,367 )

 

Fair Value Measurements

 

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

 

The following table summarizes the value of the Fund's investments according to the fair value hierarchy as of January 31, 2021. The breakdown of the Fund's investments into major categories is disclosed in the Schedule of Investments above.

 

    Level 1     Level 2     Level 3     Total  
Investments                                
Assets                                
Common Stocks   $ 687,233,467     $ —     $ —     $ 687,233,467  
Preferred Stocks     27,790,545       —       —       27,790,545  
Money Market Funds     6,310,189       —       —       6,310,189  
    $ 721,334,201     $ —     $ —     $ 721,334,201  
Derivative financial instruments(a)                                
Liabilities                                
Futures Contracts   $ (82,367 )   $ —     $ —     $ (82,367 )

 

(a) Shown at the unrealized appreciation (depreciation) on the contracts.

 

Portfolio Abbreviations - Equity
 
ADR American Depositary Receipt
GDR Global Depositary Receipt
NVDR Non-Voting Depositary Receipt
NVS Non-Voting Shares
PJSC Public Joint Stock Company

 

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