0001752724-21-013750.txt : 20210127 0001752724-21-013750.hdr.sgml : 20210127 20210127144306 ACCESSION NUMBER: 0001752724-21-013750 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20210127 PERIOD START: 20210831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 21559111 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000004257 iShares MSCI Austria ETF C000011961 iShares MSCI Austria ETF EWO NPORT-P 1 primary_doc.xml NPORT-P false 0000930667 XXXXXXXX S000004257 C000011961 iShares, Inc. 811-09102 0000930667 549300MGJZCNMJLBAJ67 400 HOWARD STREET SAN FRANCISCO 94105 800-474-2737 iShares MSCI Austria ETF S000004257 549300E07Z2ITX3EMG78 2021-08-31 2020-11-30 N 56468236.85 6399179.71 50069057.14 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 219191.86000000 N Oesterreichische Post AG 529900MVUWACNUTK8467 Oesterreichische Post AG 000000000 40435.00000000 NS 1453468.14000000 2.902926923380 Long EC CORP AT N 1 N N OMV AG 549300V62YJ9HTLRI486 OMV AG 000000000 149799.00000000 NS 5088981.21000000 10.16392458873 Long EC CORP AT N 1 N N N Lenzing AG 529900BKFJBI0QRDJH63 Lenzing AG 000000000 16711.00000000 NS 1437258.62000000 2.870552596948 Long EC CORP AT N 1 N N AT&S Austria Technologie & Systemtechnik AG 529900EVOKN4LCCD9321 AT&S Austria Technologie & Systemtechnik AG 000000000 37088.00000000 NS 887292.89000000 1.772138204078 Long EC CORP AT N 1 N N N UNIQA Insurance Group AG 529900OOW8ELHOXWZP82 UNIQA Insurance Group AG 000000000 149583.00000000 NS 1138001.80000000 2.272864449630 Long EC CORP AT N 1 N N N ANDRITZ AG 549300VZKC61IR5U8G96 ANDRITZ AG 000000000 54540.00000000 NS 2305606.95000000 4.604853939136 Long EC CORP AT N 1 N N N Palfinger AG 529900IFAV83BX8O1O91 Palfinger AG 000000000 21263.00000000 NS 642228.41000000 1.282685248504 Long EC CORP AT N 1 N N N CA Immobilien Anlagen AG 5299003ICAPV07J0R180 CA Immobilien Anlagen AG 000000000 61508.00000000 NS 2137378.00000000 4.268860094616 Long EC CORP AT N 1 N N N DO & CO AG 5299002NFQKOBT1E8569 DO & CO AG 000000000 10440.00000000 NS 634406.76000000 1.267063524336 Long EC CORP AT N 1 N N N Kapsch TrafficCom AG 529900PD3SI453KAW989 Kapsch TrafficCom AG 000000000 14651.00000000 NS 219068.97000000 0.437533643558 Long EC CORP AT N 1 N N N Semperit AG Holding 529900PG9O7YFYX5UM88 Semperit AG Holding 000000000 26731.00000000 NS 767414.57000000 1.532712245517 Long EC CORP AT N 1 N N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Institutional, SL Agency Shares 066922519 3185523.64600000 NS USD 3187753.51000000 6.366713679242 Long STIV RF US N 1 N N FACC AG 52990021YEMY298JY727 FACC AG 000000000 44226.00000000 NS 476657.08000000 0.951999313003 Long EC CORP AT N 1 N N Zumtobel Group AG 529900IIODYNYAZ2ID26 Zumtobel Group AG 000000000 52432.00000000 NS 391994.55000000 0.782907792539 Long EC CORP AT N 1 N N N Vienna Insurance Group AG Wiener Versicherung Gruppe 549300JCRU23I1THU176 Vienna Insurance Group AG Wiener Versicherung Gruppe 000000000 47403.00000000 NS 1132934.77000000 2.262744366909 Long EC CORP AT N 1 N N N S IMMO AG 5299001QKV44IT3WPL26 S IMMO AG 000000000 55454.00000000 NS 1036137.76000000 2.069417359114 Long EC CORP AT N 1 N N N BLACKROCK CASH FUNDS TREASURY SL AGENCY SHARES 5493008LW2651I1QB503 BlackRock Cash Funds: Treasury, SL Agency Shares 066922477 10000.00000000 NS USD 10000.00000000 0.019972415242 Long STIV RF US N 1 N N N Agrana Beteiligungs AG 5299006C0EVA5LAYOR30 Agrana Beteiligungs AG 000000000 23348.00000000 NS 466412.04000000 0.931537493697 Long EC CORP AT N 1 N N N Schoeller-Bleckmann Oilfield Equipment AG 549300ZD9ED8GSG3JW36 Schoeller-Bleckmann Oilfield Equipment AG 000000000 17067.00000000 NS 561427.23000000 1.121305776600 Long EC CORP AT N 1 N N N Porr Ag 529900ARBU9SBJFNX419 Porr Ag 000000000 24157.00000000 NS 391837.76000000 0.782594645040 Long EC CORP AT N 1 N N Verbund AG 5299006UDSEJCTTEJS30 Verbund AG 000000000 68836.00000000 NS 4845802.24000000 9.678237452026 Long EC CORP AT N 1 N N N Wienerberger AG 529900VXIFBHO0SW2I31 Wienerberger AG 000000000 116206.00000000 NS 3230489.02000000 6.452066814374 Long EC CORP AT N 1 N N N BAWAG Group AG 529900S9YO2JHTIIDG38 BAWAG Group AG 000000000 52100.00000000 NS 2366989.20000000 4.727449117688 Long EC CORP AT N 1 N N N EVN AG 529900P4JZBFEVNEAE60 EVN AG 000000000 48103.00000000 NS 852754.38000000 1.703156457721 Long EC CORP AT N 1 N N N Raiffeisen Bank International AG 9ZHRYM6F437SQJ6OUG95 Raiffeisen Bank International AG 000000000 103451.00000000 NS 1987393.33000000 3.969304483691 Long EC CORP AT N 1 N N N IMMOFINANZ AG 5299000DUMZ99SBBX121 IMMOFINANZ AG 000000000 89659.00000000 NS 1675245.71000000 3.345870295331 Long EC CORP AT N 1 N N N Erste Group Bank AG PQOH26KWDF7CG10L6792 Erste Group Bank AG 000000000 295278.00000000 NS 8512394.18000000 17.00130712707 Long EC CORP AT N 1 N N N voestalpine AG 529900ZAXBMQDIWPNB72 voestalpine AG 000000000 74289.00000000 NS 2385122.10000000 4.763664898523 Long EC CORP AT N 1 N N N Eurex Deutschland 529900LN3S50JPU47S06 EURO STOXX 50 DEC20 XEUR 20201218 000000000 38.00000000 NC 115567.95000000 0.230817108612 N/A DE DE N 1 Eurex Deutschland 529900LN3S50JPU47S06 Long EURO STOXX 50 Index VGZ0 Index 2020-12-18 1235287.39000000 EUR 115567.95000000 N N N Telekom Austria AG 529900KCNFQU5OJH7L33 Telekom Austria AG 000000000 195816.00000000 NS 1440545.18000000 2.877116651052 Long EC CORP AT N 1 N N N 2020-12-29 iShares, Inc. Ann Frechette Ann Frechette Assistant Treasurer XXXX NPORT-EX 2 NPORT_5618940835858130.htm iShares MSCI Austria ETF

Schedule of Investments (unaudited)

November 30, 2020

   

iShares® MSCI Austria ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Aerospace & Defense — 1.0%            

FACC AG(a)(b)

    44,801     $ 482,854  
   

 

 

  
Air Freight & Logistics — 3.0%            

Oesterreichische Post AG(b)

    41,446       1,489,809  
   

 

 

  
Banks — 25.2%            

BAWAG Group AG(a)(c)

    46,922       2,131,744  

Erste Group Bank AG(a)

    289,154       8,335,849  

Raiffeisen Bank International AG(a)

    113,294       2,176,487  
   

 

 

  
        12,644,080  
Chemicals — 2.9%            

Lenzing AG(a)(b)

    16,711       1,437,259  
   

 

 

  
Commercial Services & Supplies — 1.4%            

DO & CO AG(a)

    11,756       714,376  
   

 

 

  
Construction & Engineering — 0.9%            

Porr AG(a)(b)

    26,812       434,903  
   

 

 

  
Construction Materials — 6.4%            

Wienerberger AG

     116,224       3,230,989  
   

 

 

  
Diversified Telecommunication Services — 3.0%  

Telekom Austria AG

     202,485       1,489,606  
   

 

 

  
Electric Utilities — 11.5%            

EVN AG

     50,320       892,057  

Verbund AG

     68,847       4,846,576  
   

 

 

  
      5,738,633  
Electrical Equipment — 0.9%            

Zumtobel Group AG

     64,040       478,779  
   

 

 

  
Electronic Equipment, Instruments & Components — 1.9%  

AT&S Austria Technologie & Systemtechnik AG

     37,090       887,341  

Kapsch TrafficCom AG(a)

    3,664       54,786  
   

 

 

  
      942,127  
Energy Equipment & Services — 1.2%            

Schoeller-Bleckmann Oilfield Equipment AG

     18,447       606,823  
   

 

 

  
Food Products — 1.0%            

Agrana Beteiligungs AG

     24,808       495,578  
   

 

 

  
Insurance — 4.8%            

UNIQA Insurance Group AG

     159,818       1,215,868  

Vienna Insurance Group AG Wiener Versicherung Gruppe

     49,249       1,177,054  
   

 

 

  
      2,392,922  
Security   Shares     Value  
Machinery — 7.2%            

ANDRITZ AG

     51,653     $ 2,183,563  

Palfinger AG

     22,017       665,002  

Semperit AG Holding(a)

    26,731       767,415  
   

 

 

  
      3,615,980  
Metals & Mining — 4.3%            

voestalpine AG

     67,966       2,182,116  
   

 

 

  
Oil, Gas & Consumable Fuels — 10.2%            

OMV AG

     149,823       5,089,797  
   

 

 

  
Real Estate Management & Development — 10.2%  

CA Immobilien Anlagen AG

     61,770       2,146,482  

IMMOFINANZ AG(a)

    101,481       1,896,136  

S IMMO AG

     57,190       1,068,574  
   

 

 

  
      5,111,192  
   

 

 

  

Total Common Stocks — 97.0%
(Cost: $62,793,922)

       48,577,823  
   

 

 

  

Short-Term Investments

    
Money Market Funds — 6.5%            

BlackRock Cash Funds: Institutional,
SL Agency Shares, 0.19%(d)(e)(f)

    3,208,444       3,210,370  

BlackRock Cash Funds: Treasury,
SL Agency Shares, 0.04%(d)(e)

    10,000       10,000  
   

 

 

  
      3,220,370  
   

 

 

  

Total Short-Term Investments — 6.5%
(Cost: $3,220,810)

 

     3,220,370  
   

 

 

  

Total Investments in Securities — 103.5%
(Cost: $66,014,732)

 

       51,798,193  

Other Assets, Less Liabilities — (3.5)%

 

     (1,728,364 ) 
   

 

 

  

Net Assets — 100.0%

     $ 50,069,829  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

All or a portion of this security is on loan.

(c) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(d) 

Affiliate of the Fund.

(e) 

Annualized 7-day yield as of period-end.

(f) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

 

  1

Schedule of Investments (unaudited) (continued)

November 30, 2020

   

iShares® MSCI Austria ETF

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Fund during the period ended November 30, 2020 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer   Value at
08/31/20		     Purchases
at Cost		     Proceeds
from Sales		     Net Realized
Gain (Loss)		     Change in
Unrealized
Appreciation
(Depreciation)		     Value at
11/30/20		     Shares
Held at
11/30/20		     Income    

Capital

Gain
Distributions
from
Underlying
Funds

  

BlackRock Cash Funds: Institutional, SL Agency Shares

   $ 2,925,304     $ 286,330 (a)    $ —     $ (887 )    $ (377 )    $ 3,210,370       3,208,444     $ 37,983 (b)    $ —  

BlackRock Cash Funds: Treasury, SL Agency Shares

     10,000       —       0 (a)       —       —       10,000       10,000       2       —  
       

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  
        $ (887 )    $ (377 )    $ 3,220,370       $ 37,985     $ —  
       

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  

 

  (a) 

Represents net amount purchased (sold).

 
  (b) 

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

Futures Contracts

 

Description      Number of
Contracts		        Expiration
Date		        Notional
Amount
(000)		      Value/
Unrealized
Appreciation
(Depreciation)		  
Long Contracts                                  

Euro STOXX 50 Index

        36          12/18/20        $ 1,509      $ 111,217  
                   

 

 

  

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of November 30, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

      Level 1        Level 2        Level 3        Total  

Investments

                  

Assets

                  

Common Stocks

    $ 48,577,823        $ —        $ —        $ 48,577,823  

Money Market Funds

      3,220,370          —          —          3,220,370  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 51,798,193        $ —        $ —        $ 51,798,193  
  

 

 

       

 

 

       

 

 

       

 

 

  

Derivative financial instruments(a)

                 

Assets

                  

Futures Contracts

    $ 111,217        $             —        $             —        $ 111,217  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

 

2