NPORT-EX 2 NPORT_11629998607086158.htm iShares MSCI Global Energy Producers ETF

Schedule of Investments  (unaudited) 

May 31, 2020

   

iShares® MSCI Global Energy Producers ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    

Argentina — 0.1%

    

YPF SA, ADR

     5,066     $ 25,533  
   

 

 

  
Australia — 2.2%            

Beach Energy Ltd.

     52,036       55,785  

Cooper Energy Ltd.(a)

    47,250       13,016  

New Hope Corp. Ltd.

     12,530       11,229  

Oil Search Ltd.

     60,620       140,034  

Santos Ltd.

     55,020       195,759  

Washington H Soul Pattinson & Co. Ltd.

     3,316       41,690  

Whitehaven Coal Ltd.

     26,976       32,411  

Woodside Petroleum Ltd.

     29,190       439,261  
   

 

 

  
      929,185  
Austria — 0.4%            

OMV AG

     4,576       151,278  
   

 

 

  
Brazil — 1.1%            

Dommo Energia SA(a)

    360       77  

Enauta Participacoes SA

     2,600       4,835  

Petro Rio SA(a)

    2,600       14,831  

Petroleo Brasileiro SA

     114,400       438,971  
   

 

 

  
      458,714  
Canada — 5.4%            

Advantage Oil & Gas Ltd.(a)

    5,696       8,654  

ARC Resources Ltd.

     10,640       42,723  

Baytex Energy Corp.(a)

    2,067       628  

Birchcliff Energy Ltd.

     7,910       8,012  

Cameco Corp.

     12,136       131,352  

Canacol Energy Ltd.

     4,646       12,907  

Canadian Natural Resources Ltd.

     36,540       664,868  

Cenovus Energy Inc.

     31,876       138,371  

Crescent Point Energy Corp.

     16,520       23,187  

Enerplus Corp.

     7,350       19,622  

Freehold Royalties Ltd.

     3,010       7,840  

Frontera Energy Corp.

     2,126       5,430  

Husky Energy Inc.

     10,946       30,727  

Imperial Oil Ltd.

     8,120       126,365  

MEG Energy Corp.(a)

    8,426       19,507  

NexGen Energy Ltd.(a)(b)

    9,870       13,925  

Parex Resources Inc.(a)

    4,410       49,390  

Peyto Exploration & Development Corp.

     4,996       8,892  

PrairieSky Royalty Ltd.

     6,676       43,856  

Seven Generations Energy Ltd., Class A(a)

    8,776       18,413  

Suncor Energy Inc.

     47,250       809,150  

Surge Energy Inc.(b)

    1,821       356  

Tamarack Valley Energy Ltd.(a)

    476       251  

Tourmaline Oil Corp.

     7,936       78,545  

Vermilion Energy Inc.

     4,620       22,929  

Whitecap Resources Inc.

     12,346       18,132  
   

 

 

  
          2,304,032  
China — 2.7%            

China Shenhua Energy Co. Ltd., Class A

     14,000       32,009  

China Shenhua Energy Co. Ltd., Class H

     105,000       191,820  

CNOOC Ltd.

     540,000       601,239  

Guanghui Energy Co. Ltd., Class A

     14,000       5,120  

Inner Mongolia Yitai Coal Co. Ltd., Class B

     35,000       20,510  

PetroChina Co. Ltd., Class A

     35,000       20,763  

PetroChina Co. Ltd., Class H

     640,000       219,636  

Shaanxi Coal Industry Co. Ltd., Class A

     16,600       16,613  
Security   Shares     Value  
China (continued)            

Shanxi Lu’an Environmental Energy Development Co. Ltd., Class A

     7,000     $ 5,423  

Shanxi Meijin Energy Co. Ltd., Class A(a)

    7,000       6,117  

Shanxi Xishan Coal & Electricity Power Co. Ltd., Class A

     7,000       4,670  

Yanzhou Coal Mining Co. Ltd., Class A

     7,000       8,256  

Yanzhou Coal Mining Co. Ltd., Class H

     50,000       38,189  
   

 

 

  
      1,170,365  
Colombia — 0.2%            

Ecopetrol SA

     151,900       81,412  
   

 

 

  
Finland — 1.2%            

Neste OYJ

     13,090       528,843  
   

 

 

  
France — 6.6%            

Etablissements Maurel et Prom SA

     1,356       2,579  

TOTAL SA

     76,300       2,853,830  
   

 

 

  
      2,856,409  
Greece — 0.1%            

Motor Oil Hellas Corinth Refineries SA

     2,100       35,039  
   

 

 

  
Hong Kong — 0.0%            

Agritrade Resources Ltd.

     5,000       48  
   

 

 

  
Hungary — 0.2%            

MOL Hungarian Oil & Gas PLC

     12,740       80,607  
   

 

 

  
India — 4.8%            

Bharat Petroleum Corp. Ltd.

     20,370       92,346  

Coal India Ltd.

     37,310       69,719  

Hindustan Petroleum Corp. Ltd.

     18,926       48,694  

Indian Oil Corp. Ltd.

     58,800       64,697  

Oil & Natural Gas Corp. Ltd.

     76,300       83,952  

Oil India Ltd.

     7,446       8,346  

Reliance Industries Ltd.

     43,120       835,071  

Reliance Industries Ltd., GDR(c)

    22,540       866,663  
   

 

 

  
          2,069,488  
Indonesia — 0.3%            

Adaro Energy Tbk PT

     427,000       32,149  

Alfa Energi Investama Tbk PT(a)

    20,700       164  

Bukit Asam Tbk PT

     107,600       14,325  

Bumi Resources Tbk PT(a)

    1,210,000       4,141  

Indika Energy Tbk PT

     32,900       1,441  

Indo Tambangraya Megah Tbk PT

     14,000       7,762  

Medco Energi Internasional Tbk PT(a)

    182,066       5,483  

Sugih Energy Tbk PT(a)(d)

    206,700       57  

United Tractors Tbk PT

     51,600       55,450  
   

 

 

  
      120,972  
Israel — 0.1%            

Equital Ltd.(a)

    717       15,539  

Naphtha Israel Petroleum Corp. Ltd.(a)

    797       3,147  

Oil Refineries Ltd.

     54,766       13,428  

Paz Oil Co. Ltd.

     280       23,265  
   

 

 

  
      55,379  
Italy — 1.7%            

Eni SpA

     78,540       709,657  

Saras SpA(a)

    17,640       15,796  
   

 

 

  
      725,453  
Japan — 1.8%            

Cosmo Energy Holdings Co. Ltd.

     1,836       29,056  

Idemitsu Kosan Co. Ltd.

     6,068       134,613  
 

 

 

     1  

Schedule of Investments  (unaudited) (continued)

May 31, 2020

   

iShares® MSCI Global Energy Producers ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Japan (continued)            

Inpex Corp.

     31,700     $ 220,945  

Japan Petroleum Exploration Co. Ltd.

     1,100       20,666  

JXTG Holdings Inc.

     91,000       349,945  
   

 

 

  
      755,225  
Malaysia — 0.0%            

Hibiscus Petroleum Bhd(a)

    1,500       193  
   

 

 

  
Norway — 1.1%            

Aker BP ASA

     910       14,619  

DNO ASA

     17,990       9,313  

Equinor ASA

     30,940       449,291  
   

 

 

  
      473,223  
Pakistan — 0.1%            

Mari Petroleum Co. Ltd.

     1,400       10,657  

Oil & Gas Development Co. Ltd.

     23,600       16,631  

Pakistan Oilfields Ltd.

     4,011       7,819  

Pakistan Petroleum Ltd.

     8,404       4,844  
   

 

 

  
      39,951  
Philippines — 0.0%            

Petron Corp.

     70,100       3,905  

Pilipinas Shell Petroleum Corp.

     7,000       2,367  

Semirara Mining & Power Corp.

     28,000       6,096  
   

 

 

  
      12,368  
Poland — 0.5%            

Grupa Lotos SA

     2,730       40,594  

Lubelski Wegiel Bogdanka SA

     67       326  

Polski Koncern Naftowy ORLEN SA

     9,196       153,320  
   

 

 

  
      194,240  
Portugal — 0.4%            

Galp Energia SGPS SA

     15,400       183,550  
   

 

 

  
Russia — 4.7%            

LUKOIL PJSC

     12,806       950,372  

Novatek PJSC, GDR(e)

    2,807       406,173  

Rosneft Oil Co. PJSC

     35,700       190,120  

Rosneft Oil Co. PJSC, GDR(e)

    420       2,186  

Surgutneftegas PJSC

     216,999       121,676  

Surgutneftegas PJSC, ADR

     376       2,090  

Tatneft PJSC

     43,939       330,905  
   

 

 

  
          2,003,522  
Saudi Arabia — 0.8%            

Rabigh Refining & Petrochemical Co.(a)

    6,720       24,684  

Saudi Arabian Oil Co.(c)

    36,960       331,870  
   

 

 

  
      356,554  
South Africa — 0.1%            

Exxaro Resources Ltd.

     7,630       53,637  
   

 

 

  
South Korea — 0.6%            

SK Innovation Co. Ltd.

     1,750       167,447  

S-Oil Corp.

     1,400       79,923  
   

 

 

  
      247,370  
Spain — 0.9%            

Repsol SA

     43,470       404,722  
   

 

 

  
Sweden — 0.3%            

Lundin Energy AB

     5,740       138,345  
   

 

 

  
Thailand — 0.6%            

Bangchak Corp. PCL, NVDR

     35,000       24,316  

Banpu PCL, NVDR

     126,000       24,756  
Security   Shares     Value  
Thailand (continued)            

Esso Thailand PCL, NVDR(b)

    35,000     $ 6,107  

IRPC PCL, NVDR

     364,000       30,896  

PTT Exploration & Production PCL, NVDR

     48,631       128,419  

Thai Oil PCL, NVDR

     35,000       47,312  
   

 

 

  
      261,806  
Turkey — 0.1%            

Tupras Turkiye Petrol Rafinerileri AS(a)

    3,780       47,489  
   

 

 

  
United Arab Emirates — 0.0%            

Dana Gas PJSC

     109,716       19,445  
   

 

 

  
United Kingdom — 14.4%            

Anglo Pacific Group PLC

     5,645       11,292  

BP PLC

     625,030       2,362,606  

Cairn Energy PLC(a)

    17,806       27,561  

Diversified Gas & Oil PLC

     18,200       23,356  

EnQuest PLC(a)(b)

    3,868       565  

Gulf Keystone Petroleum Ltd.

     232       205  

Hurricane Energy PLC(a)(b)

    47,976       3,953  

Premier Oil PLC(a)

    8,568       2,827  

Royal Dutch Shell PLC, Class A

     127,050       1,977,850  

Royal Dutch Shell PLC, Class B

     114,870       1,741,089  

Serica Energy PLC(a)

    5,250       7,685  

Tullow Oil PLC

     41,606       11,486  
   

 

 

  
          6,170,475  
United States — 43.9%            

Antero Resources Corp.(a)

    7,280       21,767  

Apache Corp.

     11,690       126,135  

Arch Resources Inc.

     490       16,150  

Berry Corp.

     709       3,006  

Bonanza Creek Energy Inc.(a)

    490       8,281  

Brigham Minerals Inc., Class A

     980       12,985  

Cabot Oil & Gas Corp.

     12,320       244,429  

Chevron Corp.

     57,960       5,314,932  

Cimarex Energy Co.

     3,150       82,782  

CNX Resources Corp.(a)

    5,836       59,469  

Concho Resources Inc.

     6,090       332,027  

ConocoPhillips(b)

    33,390       1,408,390  

Continental Resources Inc./OK(b)

    2,826       34,562  

CVR Energy Inc.

     910       18,564  

Delek U.S. Holdings Inc.

     2,310       45,438  

Devon Energy Corp.

     11,830       127,882  

Diamondback Energy Inc.

     4,900       208,642  

EOG Resources Inc.

     17,990       916,950  

EQT Corp.

     7,840       104,586  

Exxon Mobil Corp.

     130,620       5,939,292  

Gran Tierra Energy Inc.(a)

    2,824       673  

Gulfport Energy Corp.(a)

    4,378       6,611  

Hess Corp.

     8,470       402,071  

HollyFrontier Corp.

     4,690       147,501  

Kosmos Energy Ltd.

     12,670       23,059  

Magnolia Oil & Gas Corp., Class A(a)

    3,806       21,123  

Marathon Oil Corp.

     24,410       130,349  

Marathon Petroleum Corp.

     20,020       703,503  

Matador Resources Co.(a)

    3,386       26,546  

Murphy Oil Corp.

     4,480       53,536  

Noble Energy Inc.

     14,980       130,775  

Northern Oil and Gas Inc.(a)

    6,256       4,875  

Occidental Petroleum Corp.

     27,440       355,348  

Ovintiv Inc.

     7,770       59,751  
 

 

 

2   

Schedule of Investments  (unaudited) (continued)

May 31, 2020

   

iShares® MSCI Global Energy Producers ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
United States (continued)            

Par Pacific Holdings Inc.(a)

    1,190     $ 11,055  

Parsley Energy Inc., Class A

     9,380       85,733  

PBF Energy Inc., Class A

     3,150       33,453  

PDC Energy Inc.(a)

    3,033       36,942  

Peabody Energy Corp.

     2,056       6,476  

Pioneer Natural Resources Co.

     5,066       464,046  

Range Resources Corp.

     6,676       39,989  

Southwestern Energy Co.(a)(b)

    16,966       51,068  

Talos Energy Inc.(a)

    656       7,970  

Tellurian Inc.(a)(b)

    2,870       2,870  

Texas Pacific Land Trust

     179       104,964  

Valero Energy Corp.

     12,670       844,329  

Viper Energy Partners LP

     1,750       18,358  

W&T Offshore Inc.(a)

    2,826       7,376  

WPX Energy Inc.(a)

    12,810       72,633  
   

 

 

  
          18,879,252  
   

 

 

  

Total Common Stocks — 97.4%
(Cost: $59,818,799)

       41,834,124  
   

 

 

  

Preferred Stocks

    

Brazil — 1.3%

    

Petroleo Brasileiro SA, Preference Shares, NVS

     148,737       557,035  
   

 

 

  
Russia — 0.2%            

Surgutneftegas PJSC, Preference Shares, NVS

     217,000       108,774  
   

 

 

  

Total Preferred Stocks — 1.5%
(Cost: $642,945)

       665,809  
   

 

 

  
Security   Shares     Value  

Short-Term Investments

    
Money Market Funds — 3.3%            

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    0.69%(f)(g)(h)

    1,395,825     $ 1,397,918  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    0.16%(f)(g)

    20,000       20,000  
   

 

 

  
      1,417,918  
   

 

 

  

Total Short-Term Investments — 3.3%
(Cost: $1,417,529)

       1,417,918  
   

 

 

  

Total Investments in Securities — 102.2%
(Cost: $61,879,273)

 

     43,917,851  

Other Assets, Less Liabilities — (2.2)%

 

     (954,897 ) 
   

 

 

  

Net Assets — 100.0%

 

   $     42,962,954  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

All or a portion of this security is on loan.

(c) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(d) 

Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

(e) 

This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

(f) 

Affiliate of the Fund.

(g) 

Annualized 7-day yield as of period-end.

(h) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the period ended May 31, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer     

 Shares
Held at
08/31/19		  
 
 		      Net Activity       

 Shares
Held at
05/31/20		  
 
 		     
 Value at
05/31/20		  
 		      Income       
 Net Realized
Gain (Loss)		  
(a) 		     


 Change in
Unrealized
Appreciation
(Depreciation)		  
 
 
 

BlackRock Cash Funds: Institutional,
SL Agency Shares

      792,223        603,602        1,395,825      $ 1,397,918      $ 6,477 (b)     $ 480      $ 353  

BlackRock Cash Funds: Treasury,
SL Agency Shares

      91,000        (71,000 )       20,000        20,000        704        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 1,417,918      $ 7,181      $ 480      $ 353  
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes realized capital gain distributions from an affiliated fund, if any.

 
  (b) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Futures Contracts

 

Description    Number of
Contracts		      Expiration
Date		      Notional
Amount
(000)		      Value/
Unrealized
Appreciation
(Depreciation)		  

Long Contracts

            

FTSE 100 Index

      1        06/19/20      $ 75      $ 994  

S&P Select Sector Energy E-Mini Index

      10        06/19/20        401        11,948  
           

 

 

  
            $ 12,942  
           

 

 

  

 

 

     3  

Schedule of Investments  (unaudited) (continued)

May 31, 2020

   

iShares® MSCI Global Energy Producers ETF

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of May 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                                               
      Level 1        Level 2        Level 3        Total  

Investments

                  

Assets

                  

Common Stocks

    $ 41,477,513        $ 356,554        $ 57        $ 41,834,124  

Preferred Stocks

      665,809          —          —          665,809  

Money Market Funds

      1,417,918          —          —          1,417,918  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 43,561,240        $ 356,554        $ 57        $ 43,917,851  
  

 

 

       

 

 

       

 

 

       

 

 

  

Derivative financial instruments(a)

                 

Assets

                  

Futures Contracts

    $ 12,942        $ —        $ —        $ 12,942  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

Portfolio Abbreviations — Equity
ADR    American Depositary Receipt
GDR    Global Depositary Receipt
NVDR    Non-Voting Depositary Receipt
NVS    Non-Voting Shares
Portfolio Abbreviations — Fixed Income
S&P    Standard & Poor’s

 

 

4