0001752724-20-147907.txt : 20200729 0001752724-20-147907.hdr.sgml : 20200729 20200729152646 ACCESSION NUMBER: 0001752724-20-147907 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200531 FILED AS OF DATE: 20200729 PERIOD START: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 201057153 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000004257 iShares MSCI Austria ETF C000011961 iShares MSCI Austria ETF EWO NPORT-P 1 primary_doc.xml NPORT-P false 0000930667 XXXXXXXX S000004257 C000011961 iShares, Inc. 811-09102 0000930667 549300MGJZCNMJLBAJ67 400 HOWARD STREET SAN FRANCISCO 94105 800-474-2737 iShares MSCI Austria ETF S000004257 549300E07Z2ITX3EMG78 2020-08-31 2020-05-31 N 43882122.72 748944.28 43133178.44 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 276891.83000000 N CA Immobilien Anlagen AG 5299003ICAPV07J0R180 CA Immobilien Anlagen AG 000000000 58227.00000000 NS 1962493.91000000 4.549847660148 Long EC CORP AT N 1 N N N ANDRITZ AG 549300VZKC61IR5U8G96 ANDRITZ AG 000000000 67587.00000000 NS 2536585.60000000 5.880822354718 Long EC CORP AT N 1 N N N UNIQA Insurance Group AG 529900OOW8ELHOXWZP82 UNIQA Insurance Group AG 000000000 154494.00000000 NS 1043137.56000000 2.418411064816 Long EC CORP AT N 1 N N N Oesterreichische Post AG 529900MVUWACNUTK8467 Oesterreichische Post AG 000000000 42556.00000000 NS 1427214.97000000 3.308856480366 Long EC CORP AT N 1 N N N DO & CO AG 5299002NFQKOBT1E8569 DO & CO AG 000000000 9567.00000000 NS 532092.40000000 1.233603502556 Long EC CORP AT N 1 N N N Lenzing AG 529900BKFJBI0QRDJH63 Lenzing AG 000000000 17435.00000000 NS 855267.20000000 1.982852251868 Long EC CORP AT N 1 N N N Eurex Deutschland 529900LN3S50JPU47S06 EURO STOXX 50 JUN20 XEUR 20200619 000000000 45.00000000 NC 176531.51000000 0.409270812828 N/A DE DE N 1 Eurex Deutschland 529900LN3S50JPU47S06 Long EURO STOXX 50 Index VGM0 Index 2020-06-19 1211998.53000000 EUR 176531.51000000 N N N FACC AG 52990021YEMY298JY727 FACC AG 000000000 40827.00000000 NS 302456.53000000 0.701215493360 Long EC CORP AT N 1 N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Institutional, SL Agency Shares 066922519 364501.14400000 NS USD 365047.90000000 0.846327382313 Long STIV RF US N 1 N N Verbund AG 5299006UDSEJCTTEJS30 Verbund AG 000000000 68565.00000000 NS 3053780.54000000 7.079887572505 Long EC CORP AT N 1 N N N BAWAG Group AG 529900S9YO2JHTIIDG38 BAWAG Group AG 000000000 55424.00000000 NS 1831030.55000000 4.245062887139 Long EC CORP AT N 1 N N N AT&S Austria Technologie & Systemtechnik AG 529900EVOKN4LCCD9321 AT&S Austria Technologie & Systemtechnik AG 000000000 39093.00000000 NS 713155.31000000 1.653379917253 Long EC CORP AT N 1 N N N voestalpine AG 529900ZAXBMQDIWPNB72 voestalpine AG 000000000 107608.00000000 NS 2098899.31000000 4.866090063174 Long EC CORP AT N 1 N N N Erste Group Bank AG PQOH26KWDF7CG10L6792 Erste Group Bank AG 000000000 315002.00000000 NS 6925504.32000000 16.05609549417 Long EC CORP AT N 1 N N N Porr Ag 529900ARBU9SBJFNX419 Porr Ag 000000000 25348.00000000 NS 428576.70000000 0.993612609829 Long EC CORP AT N 1 N N Semperit AG Holding 529900PG9O7YFYX5UM88 Semperit AG Holding 000000000 28152.00000000 NS 357615.75000000 0.829096679015 Long EC CORP AT N 1 N N N Agrana Beteiligungs AG 5299006C0EVA5LAYOR30 Agrana Beteiligungs AG 000000000 24522.00000000 NS 474620.41000000 1.100360388836 Long EC CORP AT N 1 N N N Kapsch TrafficCom AG 529900PD3SI453KAW989 Kapsch TrafficCom AG 000000000 14392.00000000 NS 280156.35000000 0.649514735830 Long EC CORP AT N 1 N N N EVN AG 529900P4JZBFEVNEAE60 EVN AG 000000000 50632.00000000 NS 866209.00000000 2.008219730908 Long EC CORP AT N 1 N N N Vienna Insurance Group AG Wiener Versicherung Gruppe 549300JCRU23I1THU176 Vienna Insurance Group AG Wiener Versicherung Gruppe 000000000 49877.00000000 NS 1048584.42000000 2.431039069978 Long EC CORP AT N 1 N N N S IMMO AG 5299001QKV44IT3WPL26 S IMMO AG 000000000 58254.00000000 NS 1101579.76000000 2.553903514280 Long EC CORP AT N 1 N N N IMMOFINANZ AG 5299000DUMZ99SBBX121 IMMOFINANZ AG 000000000 89727.00000000 NS 1680763.12000000 3.896682741194 Long EC CORP AT N 1 N N N OMV AG 549300V62YJ9HTLRI486 OMV AG 000000000 152386.00000000 NS 5037733.03000000 11.67948482397 Long EC CORP AT N 1 N N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Treasury, SL Agency Shares 066922477 10000.00000000 NS USD 10000.00000000 0.023184009066 Long STIV RF US N 1 N N N Raiffeisen Bank International AG 9ZHRYM6F437SQJ6OUG95 Raiffeisen Bank International AG 000000000 133061.00000000 NS 2448091.03000000 5.675656463400 Long EC CORP AT N 1 N N N Schoeller-Bleckmann Oilfield Equipment AG 549300ZD9ED8GSG3JW36 Schoeller-Bleckmann Oilfield Equipment AG 000000000 17315.00000000 NS 469952.10000000 1.089537374700 Long EC CORP AT N 1 N N N Palfinger AG 529900IFAV83BX8O1O91 Palfinger AG 000000000 22346.00000000 NS 489674.28000000 1.135261294692 Long EC CORP AT N 1 N N N Zumtobel Group AG 529900IIODYNYAZ2ID26 Zumtobel Group AG 000000000 55273.00000000 NS 381193.95000000 0.883760399271 Long EC CORP AT N 1 N N N Wienerberger AG 529900VXIFBHO0SW2I31 Wienerberger AG 000000000 88011.00000000 NS 1762181.90000000 4.085444114560 Long EC CORP AT N 1 N N N Telekom Austria AG 529900KCNFQU5OJH7L33 Telekom Austria AG 000000000 205984.00000000 NS 1484737.81000000 3.442217484772 Long EC CORP AT N 1 N N N 2020-06-30 iShares, Inc. Ann Frechette Ann Frechette Assistant Treasurer XXXX NPORT-EX 2 NPORT_11633848224886742.htm iShares MSCI Austria ETF

Schedule of Investments  (unaudited)

May 31, 2020

   

iShares® MSCI Austria ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Aerospace & Defense — 0.7%  

FACC AG(a)

    40,827     $ 302,457  
   

 

 

  
Air Freight & Logistics — 3.3%            

Oesterreichische Post AG

     42,477       1,424,565  
   

 

 

  
Banks — 25.0%            

BAWAG Group AG(b)(c)

    60,031       1,983,231  

Erste Group Bank AG(c)

    311,763       6,854,293  

Raiffeisen Bank International AG

     105,311       1,937,539  
   

 

 

  
          10,775,063  
Chemicals — 2.0%            

Lenzing AG(c)

    17,435       855,267  
   

 

 

  
Commercial Services & Supplies — 1.2%  

DO & CO AG

     9,567       532,092  
   

 

 

  
Construction & Engineering — 1.0%            

Porr AG(a)

    25,348       428,577  
   

 

 

  
Construction Materials — 4.3%            

Wienerberger AG

     92,752       1,857,108  
   

 

 

  
Diversified Telecommunication Services — 3.4%  

Telekom Austria AG

     205,690       1,482,619  
   

 

 

  
Electric Utilities — 9.4%            

EVN AG

     50,632       866,209  

Verbund AG

     71,278       3,174,613  
   

 

 

  
      4,040,822  
Electrical Equipment — 0.9%            

Zumtobel Group AG(c)

    55,273       381,194  
   

 

 

  
Electronic Equipment, Instruments & Components — 2.3%  

AT&S Austria Technologie & Systemtechnik AG

     38,975       711,003  

Kapsch TrafficCom AG

     14,392       280,156  
   

 

 

  
      991,159  
Energy Equipment & Services — 1.1%  

Schoeller-Bleckmann Oilfield Equipment AG

     17,315       469,952  
   

 

 

  
Food Products — 1.1%            

Agrana Beteiligungs AG

     24,522       474,620  
   

 

 

  
Insurance — 4.9%            

UNIQA Insurance Group AG

     154,494       1,043,138  

Vienna Insurance Group AG Wiener Versicherung Gruppe

     49,877       1,048,584  
   

 

 

  
      2,091,722  
Security   Shares     Value  
Machinery — 8.6%            

ANDRITZ AG(c)

    76,338     $ 2,865,017  

Palfinger AG(c)

    22,346       489,674  

Semperit AG Holding(c)

    28,152       357,616  
   

 

 

  
      3,712,307  
Metals & Mining — 4.2%            

voestalpine AG

     93,955       1,832,597  
   

 

 

  
Oil, Gas & Consumable Fuels — 12.1%  

OMV AG

     157,364       5,202,301  
   

 

 

  
Real Estate Management & Development — 10.8%  

CA Immobilien Anlagen AG

     56,240       1,895,524  

IMMOFINANZ AG

     89,727       1,680,763  

S IMMO AG

     58,254       1,101,580  
   

 

 

  
      4,677,867  
   

 

 

  

Total Common Stocks — 96.3%
(Cost: $67,730,221)

 

     41,532,289  
   

 

 

  

Short-Term Investments

 

Money Market Funds — 0.9%  

BlackRock Cash Funds: Institutional,
SL Agency Shares,

    

0.69%(d)(e)(f)

    380,193       380,763  

BlackRock Cash Funds: Treasury,
SL Agency Shares,

    

0.16%(d)(e)

    10,000       10,000  
   

 

 

  
      390,763  
   

 

 

  

Total Short-Term Investments — 0.9%
(Cost: $390,075)

 

     390,763  
   

 

 

  

Total Investments in Securities — 97.2%
(Cost: $68,120,296)

 

     41,923,052  

Other Assets, Less Liabilities — 2.8%

 

     1,210,159  
   

 

 

  

Net Assets — 100.0%

     $     43,133,211  
   

 

 

  

 

(a) 

All or a portion of this security is on loan.

(b) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(c) 

Non-income producing security.

(d) 

Affiliate of the Fund.

(e) 

Annualized 7-day yield as of period-end.

(f) 

All or a portion of this security was purchased with cash collateral received from loaned Securities.

 

 

 

     1  

Schedule of Investments  (unaudited) (continued)

May 31, 2020

   

iShares® MSCI Austria ETF

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the period ended May 31, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer     

 Shares
Held at
08/31/19		  
 
 		      Net Activity       

 Shares
Held at
05/31/20		  
 
 		     
 Value at
05/31/20		  
 		      Income       
 Net Realized
Gain (Loss)		  
(a)  		     


 Change in
Unrealized
Appreciation
(Depreciation)		  
 
 
 

BlackRock Cash Funds: Institutional,
SL Agency Shares

      1,211,200        (831,007 )       380,193      $ 380,763      $ 60,809 (b)     $ 74      $ 448  

BlackRock Cash Funds: Treasury,
SL Agency Shares

      24,000        (14,000 )       10,000        10,000        312        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 390,763      $ 61,121      $ 74      $ 448  
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes realized capital gain distributions from an affiliated fund, if any.

 
  (b) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Futures Contracts

 

Description    Number of
Contracts		        Expiration
Date		        Notional
Amount
(000)		        Value/
Unrealized
Appreciation
(Depreciation)		  

Long Contracts

                  

Euro STOXX 50 Index

      45          06/19/20        $ 1,525        $ 176,533  
                 

 

 

  

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of May 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

      Level 1        Level 2        Level 3        Total  

Investments

                  

Assets

                  

Common Stocks

    $ 41,532,289        $ —        $ —        $ 41,532,289  

Money Market Funds

      390,763          —          —          390,763  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 41,923,052        $ —        $ —        $ 41,923,052  
  

 

 

       

 

 

       

 

 

       

 

 

  

Derivative financial instruments(a)

                 

Assets

                  

Futures Contracts

    $ 176,533        $             —        $             —        $ 176,533  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

 

2