NPORT-EX 2 NPORT_909734338855277.htm iShares Emerging Markets Dividend ETF

 

Schedule of Investments  (unaudited) 

January 31, 2020

   

iShares® Emerging Markets  Dividend ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Brazil — 6.4%            

AES Tiete Energia SA

     2,067,751     $     7,379,209  

CCR SA

     1,284,200       5,481,497  

EDP - Energias do Brasil SA

     1,093,700       5,720,282  

Enauta Participacoes SA

     3,395,500       12,951,887  

Engie Brasil Energia SA

     621,250       7,567,089  

Transmissora Alianca de Energia Eletrica SA

     1,160,400       8,407,180  
   

 

 

  
      47,507,144  
China — 10.2%            

Agile Group Holdings Ltd.(a)

    9,210,000       12,264,343  

Agricultural Bank of China Ltd., Class H

     13,224,000       5,143,206  

Bank of China Ltd., Class H

     13,343,000       5,206,672  

China Construction Bank Corp., Class H

     5,980,000       4,582,287  

China Petroleum & Chemical Corp., Class H

     12,478,000       6,636,807  

China Power International Development Ltd.

     21,903,999       4,259,558  

Guangzhou R&F Properties Co. Ltd., Class H

     5,253,200       8,010,134  

Industrial & Commercial Bank of China Ltd., Class H

     6,765,000       4,547,811  

Seaspan Corp.

     737,465       8,901,202  

Shenzhen Investment Ltd.

     18,820,000       6,544,064  

Sinopec Shanghai Petrochemical Co. Ltd., Class H

     19,128,000       4,902,152  

Zhejiang Expressway Co. Ltd., Class H

     4,604,000       3,782,859  
   

 

 

  
      74,781,095  
Czech Republic — 1.4%            

CEZ AS

     274,526       6,016,214  

Komercni Banka AS

     128,482       4,429,878  
   

 

 

  
      10,446,092  
Greece — 0.8%            

OPAP SA

     478,378       5,964,059  
   

 

 

  
India — 3.7%            

National Aluminium Co. Ltd.

     14,529,197       8,663,663  

REC Ltd.

     5,039,019       10,147,595  

Vedanta Ltd.

     4,341,620       8,390,280  
   

 

 

  
      27,201,538  
Indonesia — 1.1%            

Indo Tambangraya Megah Tbk PT

     10,608,900       7,808,088  
   

 

 

  
Malaysia — 2.9%            

Berjaya Sports Toto Bhd

     12,737,613       7,863,875  

British American Tobacco Malaysia Bhd

     601,900       1,730,206  

Malayan Banking Bhd

     2,845,100       5,852,658  

Telekom Malaysia Bhd(a)

    6,440,900       6,066,831  
   

 

 

  
      21,513,570  
Mexico — 1.5%            

Banco Santander Mexico SA Institucion de Banca

    

Multiple Grupo Financiero Santand

     4,951,300       7,090,111  

Nemak SAB de CV(b)

    9,578,200       3,964,336  
   

 

 

  
      11,054,447  
Philippines — 1.6%            

Globe Telecom Inc.

     145,945       5,426,639  

PLDT Inc.

     328,420       6,435,300  
   

 

 

  
      11,861,939  
Poland — 0.9%            

Powszechny Zaklad Ubezpieczen SA

     623,910       6,469,189  
   

 

 

  
Qatar — 3.0%            

Barwa Real Estate Co.

     6,471,065       6,252,748  

Doha Bank QPSC

     9,458,530       7,074,018  

 

Security   Shares     Value  
Qatar (continued)            

United Development Co. QSC

     21,299,553     $ 8,837,024  
   

 

 

  
      22,163,790  
Russia — 17.6%            

Alrosa PJSC

     4,920,390       6,174,421  

Federal Grid Co. Unified Energy System PJSC

     4,163,430,000       14,275,630  

Magnitogorsk Iron & Steel Works PJSC

     21,929,300       15,409,558  

MMC Norilsk Nickel PJSC

     49,104       15,980,949  

Mobile TeleSystems PJSC, ADR

     1,200,879       12,236,957  

Moscow Exchange MICEX-RTS PJSC

     4,635,000       7,973,111  

Novolipetsk Steel PJSC, GDR

     476,744       10,316,740  

PhosAgro PJSC, GDR(c)

    404,378       5,131,557  

Rostelecom PJSC(d)

    3,409,830       4,695,023  

Severstal PJSC

     1,097,379       15,649,051  

Tatneft PJSC

     641,521       7,638,672  

VTB Bank PJSC

     19,593,947,000       14,225,327  
   

 

 

  
      129,706,996  
South Africa — 7.2%            

Astral Foods Ltd.

     1,198,259       15,906,220  

Coronation Fund Managers Ltd.

     3,571,916       10,001,698  

Foschini Group Ltd. (The)

     398,646       3,662,350  

MTN Group Ltd.

     1,532,717       8,255,489  

RMB Holdings Ltd.

     873,278       4,292,596  

Telkom SA SOC Ltd.

     1,103,348       2,373,013  

Truworths International Ltd.

     1,193,889       3,510,151  

Woolworths Holdings Ltd.

     1,625,396       4,809,165  
   

 

 

  
      52,810,682  
Taiwan — 22.7%            

Asustek Computer Inc.

     1,024,000       7,592,969  

AU Optronics Corp.

     38,203,000       12,772,694  

Casetek Holdings Ltd.

     3,467,660       4,884,271  

Chong Hong Construction Co. Ltd.

     2,789,000       7,755,172  

Chunghwa Telecom Co. Ltd.

     1,394,000       4,983,680  

Far EasTone Telecommunications Co. Ltd.

     2,442,000       5,545,407  

Farglory Land Development Co. Ltd.

     6,228,263       8,319,058  

Huaku Development Co. Ltd.

     3,618,000       10,731,001  

Inventec Corp.

     10,206,475       7,753,934  

Merry Electronics Co. Ltd.

     971,943       4,761,745  

Mitac Holdings Corp.

     6,151,821       5,905,618  

Nanya Technology Corp.

     6,325,000       16,352,163  

Novatek Microelectronics Corp.

     797,000       5,751,465  

Radiant Opto-Electronics Corp.

     1,858,000       6,458,009  

Simplo Technology Co. Ltd.

     674,600       7,168,281  

Sitronix Technology Corp.

     1,363,000       6,970,886  

Supreme Electronics Co. Ltd.

     10,453,000       11,314,943  

Systex Corp.

     3,910,000       10,483,962  

Taiwan Cement Corp.

     3,346,464       4,658,175  

Taiwan Mobile Co. Ltd.

     1,388,000       4,916,283  

Wistron NeWeb Corp.

     1,993,707       4,665,996  

WPG Holdings Ltd.

     6,028,280       7,582,993  
   

 

 

  
      167,328,705  
Thailand — 6.5%            

Advanced Info Service PCL, NVDR

     761,100       4,981,213  

Jasmine International PCL, NVDR(a)

    59,407,300       9,624,859  

Kiatnakin Bank PCL, NVDR

     3,552,000       7,777,478  

Land & Houses PCL, NVDR(a)

    23,638,300       7,052,813  

PTT Global Chemical PCL, NVDR(a)

    3,005,700       4,725,034  

Sansiri PCL, NVDR(a)

    220,567,266       7,076,268  

Siam Cement PCL (The), NVDR

     283,900       3,260,706  
 

 

 

1

Schedule of Investments  (unaudited) (continued)

January 31, 2020

   

iShares® Emerging Markets Dividend ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Thailand (continued)            

Thai Oil PCL, NVDR

     1,812,300     $ 3,023,407  
   

 

 

  
      47,521,778  
Turkey — 4.5%            

Eregli Demir ve Celik Fabrikalari TAS

     9,811,364       15,294,909  

Tofas Turk Otomobil Fabrikasi AS

     2,278,704       10,051,426  

Tupras Turkiye Petrol Rafinerileri AS

     430,720       8,103,437  
   

 

 

  
      33,449,772  
United Arab Emirates — 2.5%            

Dubai Investments PJSC

     29,609,474       10,560,417  

Dubai Islamic Bank PJSC

     5,165,780       8,030,657  
   

 

 

  
      18,591,074  
   

 

 

  

Total Common Stocks — 94.5%
(Cost: $702,459,739)

       696,179,958  
   

 

 

  

Preferred Stocks

    
Brazil — 3.7%            

Cia. de Transmissao de Energia Eletrica Paulista, Preference Shares, NVS

     2,023,600       10,512,823  

Cia. Energetica de Minas Gerais, Preference Shares, NVS

     1,341,673       4,693,854  

Telefonica Brasil SA, Preference Shares, NVS

     837,000       11,632,699  
   

 

 

  
      26,839,376  
Russia — 1.2%            

Bashneft PJSC, Preference Shares, NVS

     330,528       9,096,963  
   

 

 

  

Total Preferred Stocks — 4.9%
(Cost: $34,377,319)

       35,936,339  
   

 

 

  
Security   Shares     Value  

Short-Term Investments

    
Money Market Funds — 0.9%            

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    1.78%(e)(f)(g)

    4,816,776     $ 4,819,667  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    1.50%(e)(f)

    1,716,000       1,716,000  
   

 

 

  
      6,535,667  
   

 

 

  

Total Short-Term Investments — 0.9%
(Cost: $6,534,687)

 

     6,535,667  
   

 

 

  

Total Investments in Securities — 100.3%
(Cost: $743,371,745)

 

       738,651,964  

Other Assets, Less Liabilities — (0.3)%

 

     (2,226,507 ) 
   

 

 

  

Net Assets — 100.0%

     $ 736,425,457  
   

 

 

  

 

(a) 

All or a portion of this security is on loan.

(b) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(c) 

This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

(d) 

Non-income producing security.

(e) 

Affiliate of the Fund.

(f)

Annualized 7-day yield as of period-end.

(g) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the nine months ended January 31, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

      Shares
Held at 		             Shares
Held at 		     Value at             

Net Realized

     

Change in
Unrealized
Appreciation

  
Affiliated Issuer      04/30/19        Net Activity        01/31/20        01/31/20        Income        Gain (Loss) (a)       (Depreciation)  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      8,843,342        (4,026,566 )       4,816,776      $ 4,819,667      $ 82,806 (b)     $ 2,160      $ (1,146 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

      647,271        1,068,729        1,716,000        1,716,000        22,342        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 6,535,667      $ 105,148      $ 2,160      $ (1,146 ) 
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes realized capital gain distributions from an affiliated fund, if any.

 
  (b)

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Futures Contracts

 

Description    Number of
Contracts 		     Expiration
Date 		     Notional
Amount
(000) 		    

Value/

Unrealized
Appreciation
(Depreciation)

  

Long Contracts

            

MSCI Emerging Markets E-Mini

      75        03/20/20      $ 3,938      $ (300,450 ) 
           

 

 

  

 

 

2

Schedule of Investments  (unaudited) (continued)

January 31, 2020

   

iShares® Emerging Markets Dividend ETF

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of January 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                                       
      Level 1        Level 2        Level 3        Total  

Investments

                  

Assets

                  

Common Stocks

    $ 696,179,958        $ —        $ —        $ 696,179,958  

Preferred Stocks

      35,936,339          —          —          35,936,339  

Money Market Funds

      6,535,667          —          —          6,535,667  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 738,651,964        $ —        $ —        $ 738,651,964  
  

 

 

       

 

 

       

 

 

       

 

 

  

Derivative financial instruments(a)

                 

Liabilities

                  

Futures Contracts

    $ (300,450 )       $ —        $ —        $ (300,450 ) 
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

Portfolio Abbreviations — Equity
ADR    American Depositary Receipt
GDR    Global Depositary Receipt
NVDR    Non-Voting Depositary Receipt
NVS    Non-Voting Shares

 

 

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