0001752724-20-064012.txt : 20200327 0001752724-20-064012.hdr.sgml : 20200327 20200327153930 ACCESSION NUMBER: 0001752724-20-064012 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200327 PERIOD START: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 20751503 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000035998 iShares Asia/Pacific Dividend ETF C000110325 iShares Asia/Pacific Dividend ETF DVYA NPORT-P 1 primary_doc.xml NPORT-P false 0000930667 XXXXXXXX S000035998 C000110325 iShares, Inc. 811-09102 0000930667 549300MGJZCNMJLBAJ67 400 HOWARD STREET SAN FRANCISCO 94105 800-474-2737 iShares Asia/Pacific Dividend ETF S000035998 549300N95BUB668QTS61 2020-04-30 2020-01-31 N 34236652.60 151196.73 34085455.87 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 67776.42000000 N Harvey Norman Holdings Ltd N/A Harvey Norman Holdings Ltd 000000000 588022.00000000 NS 1665144.60000000 4.885205603089 Long EC CORP AU N 1 N N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Treasury, SL Agency Shares 066922477 14000.00000000 NS USD 14000.00000000 0.041073236788 Long STIV RF US N 1 N N N Woodside Petroleum Ltd 2549005ZC5RXAOO7FH41 Woodside Petroleum Ltd 000000000 40614.00000000 NS 944275.15000000 2.770316916403 Long EC CORP AU N 1 N N N Commonwealth Bank of Australia MSFSBD3QN1GSN7Q6C537 Commonwealth Bank of Australia 000000000 20452.00000000 NS 1167344.72000000 3.424759007044 Long EC CORP AU N 1 N N N VTech Holdings Ltd N/A VTech Holdings Ltd 000000000 134400.00000000 NS 1222856.70000000 3.587620199840 Long EC CORP BM N 1 N N N Spark New Zealand Ltd 529900YSLFVJF2MDBX02 Spark New Zealand Ltd 000000000 487332.00000000 NS 1469656.19000000 4.311681192134 Long EC CORP NZ N 1 N N N Westpac Banking Corp EN5TNI6CI43VEPAMHL14 Westpac Banking Corp 000000000 67127.00000000 NS 1128846.48000000 3.311812769368 Long EC CORP AU N 1 N N N Mitsubishi Chemical Holdings Corp 353800YNKX4RQUGAR072 Mitsubishi Chemical Holdings Corp 000000000 121300.00000000 NS 895326.84000000 2.626712235901 Long EC CORP JP N 1 N N N Giordano International Ltd N/A Giordano International Ltd 000000000 3456000.00000000 NS 885708.77000000 2.598494716861 Long EC CORP BM N 1 N N N National Australia Bank Ltd F8SB4JFBSYQFRQEH3Z21 National Australia Bank Ltd 000000000 81179.00000000 NS 1405368.55000000 4.123073944969 Long EC CORP AU N 1 N N N Australia & New Zealand Banking Group Ltd JHE42UYNWWTJB8YTTU19 Australia & New Zealand Banking Group Ltd 000000000 53962.00000000 NS 930214.88000000 2.729066859330 Long EC CORP AU N 1 N N N Singapore Telecommunications Ltd 2549003XJKIQO8YDYD89 Singapore Telecommunications Ltd 000000000 486600.00000000 NS 1176481.79000000 3.451565367020 Long EC CORP SG N 1 N N N SKYCITY Entertainment Group Ltd N/A SKYCITY Entertainment Group Ltd 000000000 448208.00000000 NS 1055810.29000000 3.097539003224 Long EC CORP NZ N 1 N N N CSR Ltd 549300TOGR54OMW2T093 CSR Ltd 000000000 596209.00000000 NS 1939781.48000000 5.690936003315 Long EC CORP AU N 1 N N N AusNet Services N/A AusNet Services 000000000 809777.00000000 NS 959525.93000000 2.815059694843 Long EC CORP AU N 1 N N N JB Hi-Fi Ltd N/A JB Hi-Fi Ltd 000000000 72445.00000000 NS 1923442.19000000 5.642999751377 Long EC CORP AU N 1 N N N PCCW Ltd 254900SI7GPUPA1TJX39 PCCW Ltd 000000000 2046000.00000000 NS 1209434.76000000 3.548242876999 Long EC CORP HK N 1 N N N McMillan Shakespeare Ltd 254900GPJQUGWJEAZ102 McMillan Shakespeare Ltd 000000000 126111.00000000 NS 1088238.03000000 3.192675592048 Long EC CORP AU N 1 N N N Power Assets Holdings Ltd 254900JOWYUW1ZX4DF47 Power Assets Holdings Ltd 000000000 137500.00000000 NS 996954.24000000 2.924866969074 Long EC CORP HK N 1 N N N Singapore Exchange Derivatives Clearing Limited 549300ZLWT3FK3F0FW61 MSCI SING IX ETS FEB20 XSIM 20200227 000000000 3.00000000 NC -1159.41000000 -0.00340148010 N/A DE SG N 1 Singapore Exchange Derivatives Clearing Limited 549300ZLWT3FK3F0FW61 Long MSCI Singapore Index QZG0 Index 2020-02-27 110857.48000000 SGD -1159.41000000 N N N Super Retail Group Ltd N/A Super Retail Group Ltd 000000000 238601.00000000 NS 1498280.44000000 4.395659092002 Long EC CORP AU N 1 N N N Haitong International Securities Group Ltd 549300Q1JC7X89PPGN26 Haitong International Securities Group Ltd 000000000 3032000.00000000 NS 882473.70000000 2.589003659994 Long EC CORP BM N 1 N N N Sydney Airport N/A Sydney Airport 000000000 190550.00000000 NS 1070259.09000000 3.139928930632 Long EC CORP AU N 1 N N N HK Electric Investments & HK Electric Investments Ltd N/A HK Electric Investments & HK Electric Investments Ltd 000000000 873000.00000000 NS 872449.10000000 2.559593462171 Long EC CORP XX N 1 N N N StarHub Ltd 254900993L0UTJFD3A68 StarHub Ltd 000000000 885482.00000000 NS 934203.30000000 2.740768096407 Long EC CORP SG N 1 N N Perpetual Ltd 549300US8OE0UQWXPO82 Perpetual Ltd 000000000 41864.00000000 NS 1196703.63000000 3.510892254350 Long EC CORP AU N 1 N N N JFE Holdings Inc N/A JFE Holdings Inc 000000000 52800.00000000 NS 640605.25000000 1.879409365810 Long EC CORP JP N 1 N N N Nissan Motor Co Ltd 353800DRBDH1LUTNAY26 Nissan Motor Co Ltd 000000000 130000.00000000 NS 719057.07000000 2.109571521479 Long EC CORP JP N 1 N N N DBS Group Holdings Ltd 5493007FKT78NKPM5V55 DBS Group Holdings Ltd 000000000 47600.00000000 NS 884762.25000000 2.595717813997 Long EC CORP SG N 1 N N N Subaru Corp 549300N244BVAEE6HH86 Subaru Corp 000000000 37900.00000000 NS 965115.10000000 2.831457216476 Long EC CORP JP N 1 N N N Boral Ltd 549300KLCHOLFEMSPR08 Boral Ltd 000000000 287425.00000000 NS 958234.70000000 2.811271480876 Long EC CORP AU N 1 N N N Bendigo & Adelaide Bank Ltd 549300Y9URD6W70K0360 Bendigo & Adelaide Bank Ltd 000000000 189066.00000000 NS 1317595.72000000 3.865565785668 Long EC CORP AU N 1 N N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Institutional, SL Agency Shares 066922519 68375.20300000 NS USD 68416.23000000 0.200719715355 Long STIV RF US N 1 N N 2020-03-02 iShares, Inc. Ann Frechette Ann Frechette Assistant Treasurer XXXX NPORT-EX 2 NPORT_912939764413721.htm iShares Asia/Pacific Dividend ETF

Schedule of Investments  (unaudited) 

January 31, 2020

  

iShares® Asia/Pacific Dividend ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Australia — 56.3%  

AusNet Services

    809,777     $ 959,526  

Australia & New Zealand Banking Group Ltd.

    53,962       930,215  

Bendigo & Adelaide Bank Ltd.

    189,066       1,317,596  

Boral Ltd.

    287,425       958,235  

Commonwealth Bank of Australia

    20,452       1,167,345  

CSR Ltd.

    596,209       1,939,781  

Harvey Norman Holdings Ltd.

    588,022       1,665,145  

JB Hi-Fi Ltd.

    72,445       1,923,442  

McMillan Shakespeare Ltd.

    126,111       1,088,238  

National Australia Bank Ltd.

    81,179       1,405,369  

Perpetual Ltd.

    41,864       1,196,704  

Super Retail Group Ltd.

    238,601       1,498,280  

Sydney Airport

    190,550       1,070,259  

Westpac Banking Corp.

    67,127       1,128,846  

Woodside Petroleum Ltd.

    40,614       944,275  
   

 

 

 
      19,193,256  
Hong Kong — 17.8%  

Giordano International Ltd.

    3,456,000       885,709  

Haitong International Securities Group Ltd.

    3,032,000       882,474  

HK Electric Investments & HK Electric Investments Ltd.

    873,000       872,449  

PCCW Ltd.

    2,046,000       1,209,435  

Power Assets Holdings Ltd.

    137,500       996,954  

VTech Holdings Ltd.

    134,400       1,222,856  
   

 

 

 
      6,069,877  
Japan — 9.5%  

JFE Holdings Inc.

    52,800       640,605  

Mitsubishi Chemical Holdings Corp.

    121,300       895,327  

Nissan Motor Co. Ltd.

    130,000       719,057  

Subaru Corp.

    37,900       965,115  
   

 

 

 
        3,220,104  
New Zealand — 7.4%            

SKYCITY Entertainment Group Ltd.

    448,208       1,055,811  
Security   Shares     Value  
New Zealand (continued)            

Spark New Zealand Ltd.

    487,332     $ 1,469,656  
   

 

 

 
      2,525,467  
Singapore — 8.8%        

DBS Group Holdings Ltd.

    47,600       884,762  

Singapore Telecommunications Ltd.

    486,600       1,176,482  

StarHub Ltd.(a)

    885,482       934,203  
   

 

 

 
      2,995,447  
   

 

 

 

Total Common Stocks — 99.8%
(Cost: $38,023,699)

 

    34,004,151  
   

 

 

 

Short-Term Investments

 

 
Money Market Funds — 0.2%        

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    1.78%(b)(c)(d)

    67,176       67,216  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    1.50%(b)(c)

    14,000       14,000  
   

 

 

 
      81,216  
   

 

 

 

Total Short-Term Investments — 0.2%
(Cost: $81,185)

 

    81,216  
   

 

 

 

Total Investments in Securities — 100.0%
(Cost: $38,104,884)

 

    34,085,367  

Other Assets, Less Liabilities — 0.0%

      92  
   

 

 

 

Net Assets — 100.0%

 

  $   34,085,459  
   

 

 

 

 

(a) 

All or a portion of this security is on loan.

(b) 

Affiliate of the Fund.

(c) 

Annualized 7-day yield as of period-end.

(d) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the nine months ended January 31, 2020, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer

    

Shares

Held at

04/30/19


 

 

     Net Activity       

Shares

Held at

01/31/20

 

 

 

    

Value at

01/31/20

 

 

     Income       

Net Realized

Gain (Loss)

 

(a) 

    


Change in

Unrealized
Appreciation

(Depreciation

 

 
 

) 

BlackRock Cash Funds: Institutional,
SL Agency Shares

     2,502,420        (2,435,244      67,176      $ 67,216      $ 2,650 (b)     $ 431      $ (329

BlackRock Cash Funds: Treasury,
SL Agency Shares

     11,503        2,497        14,000        14,000        363                
           

 

 

    

 

 

    

 

 

    

 

 

 
            $ 81,216      $ 3,013      $ 431      $ (329
           

 

 

    

 

 

    

 

 

    

 

 

 

 

  (a) 

Includes realized capital gain distributions from an affiliated fund, if any.

 
  (b) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

 

 

1


Schedule of Investments  (unaudited) (continued)

January 31, 2020

  

iShares® Asia/Pacific Dividend ETF

 

Futures Contracts

 

Description    Number of
Contracts
     Expiration
Date
     Notional
Amount
(000)
    

Value/

Unrealized
Appreciation
(Depreciation)

 

Long Contracts

           

MSCI Singapore Index

     3        02/27/20      $ 80      $ (1,159
           

 

 

 

Futures Contracts

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of January 31, 2020. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                               
      Level 1        Level 2        Level 3        Total  

Investments

                 

Assets

                 

Common Stocks

   $ 34,004,151        $        $        $ 34,004,151  

Money Market Funds

     81,216                            81,216  
  

 

 

      

 

 

      

 

 

      

 

 

 
   $ 34,085,367        $        $        $ 34,085,367  
  

 

 

      

 

 

      

 

 

      

 

 

 

Derivative financial instruments(a)

                 

Liabilities

                 

Futures Contracts

   $ (1,159      $        $        $ (1,159
  

 

 

      

 

 

      

 

 

      

 

 

 

 

  (a) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

 

2