NPORT-EX 2 iShares_ESG_MSCI_EM_ETF.htm iShares ESG MSCI EM ETF

Schedule of Investments  (unaudited) 

November 30, 2019

   

iShares® ESG MSCI EM ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    

Argentina — 0.1%

    

Globant SA(a)

     7,099     $ 759,593  
   

 

 

  
Brazil — 4.5%            

Atacadao SA

     458,000       2,037,457  

B3 SA - Brasil, Bolsa, Balcao

     778,600       8,787,170  

Banco Bradesco SA

     160,342       1,185,036  

Banco do Brasil SA

     206,100       2,330,402  

Banco Santander Brasil SA

     297,700       3,104,929  

Cielo SA

     412,200       760,391  

Cosan SA

     91,600       1,345,307  

Engie Brasil Energia SA

     229,000       2,533,011  

Klabin SA

     183,200       767,756  

Localiza Rent a Car SA

     389,330       4,147,157  

Lojas Renner SA

     160,310       1,963,924  

Natura Cosmeticos SA

     297,700       2,331,865  

Petrobras Distribuidora SA

     137,400       924,167  

Ultrapar Participacoes SA

     595,400       3,071,133  
   

 

 

  
        35,289,705  
Chile — 0.7%            

Empresas COPEC SA

     333,195       2,642,700  

Enel Americas SA

     14,821,338       2,836,722  
   

 

 

  
      5,479,422  
China — 31.1%            

3SBio Inc.(a)(b)

     572,500       826,451  

AAC Technologies Holdings Inc.

     229,000       1,606,094  

Aisino Corp., Class A

     285,995       840,091  

Alibaba Group Holding Ltd., ADR(a)

     236,328       47,265,600  

Alibaba Health Information Technology Ltd.(a)

     916,000       1,036,793  

Alibaba Pictures Group Ltd.(a)

     5,180,000       860,273  

Autohome Inc., ADR(a)

     10,763       732,422  

BAIC Motor Corp. Ltd., Class H(b)

     2,977,000       1,669,577  

Baidu Inc., ADR(a)

     12,137       1,438,599  

Baozun Inc., ADR(a)(c)

     20,839       791,257  

BBMG Corp., Class H

     2,748,000       758,287  

Beijing Oriental Yuhong Waterproof Technology Co. Ltd., Class A

     241,995       826,162  

Beijing Shiji Information Technology Co. Ltd., Class A

     131,998       677,645  

BOC Aviation Ltd.(b)

     206,100       1,947,059  

BOE Technology Group Co. Ltd., Class A

     1,625,900       901,999  

Brilliance China Automotive Holdings Ltd.

     916,000       945,518  

BYD Co. Ltd., Class A

     114,500       706,713  

BYD Co. Ltd., Class H(c)

     343,500       1,630,229  

BYD Electronic International Co. Ltd.

     458,000       819,137  

Caitong Securities Co. Ltd., Class A

     549,996       746,373  

China Agri-Industries Holdings Ltd.

     2,860,000       1,501,658  

China Aoyuan Group Ltd.

     687,000       982,964  

China CITIC Bank Corp. Ltd., Class H

     1,374,000       751,266  

China Construction Bank Corp., Class H

     10,534,000       8,383,868  

China Eastern Airlines Corp. Ltd., Class A(a)

     1,007,600       733,848  

China Everbright Bank Co. Ltd., Class H

     3,664,000       1,582,105  

China Everbright International Ltd.

     1,145,666       866,449  

China International Capital Corp. Ltd.,
Class H(b)

     732,800       1,261,939  

China Life Insurance Co. Ltd., Class H

     542,000       1,369,584  

China Longyuan Power Group Corp. Ltd., Class H

     3,206,000       1,736,570  

China Mengniu Dairy Co. Ltd.

     324,000       1,239,667  

China Merchants Bank Co. Ltd., Class H

     1,259,500       5,953,371  

China Merchants Shekou Industrial Zone Holdings Co. Ltd., Class A

     777,693       2,003,431  
Security   Shares     Value  
China (continued)            

China Minsheng Banking Corp. Ltd., Class H

     4,580,000     $ 3,188,783  

China Mobile Ltd.

     458,000       3,452,077  

China Molybdenum Co. Ltd., Class A

     1,488,500       753,783  

China Molybdenum Co. Ltd., Class H

     4,809,000       1,646,465  

China Pacific Insurance Group Co. Ltd., Class H

     366,400       1,296,577  

China Vanke Co. Ltd., Class H

     297,700       1,114,319  

CNOOC Ltd.

     916,000       1,329,342  

Country Garden Services Holdings Co. Ltd.

     916,000       2,960,595  

CSPC Pharmaceutical Group Ltd.

     458,000       1,042,644  

Eve Energy Co. Ltd., Class A(a)

     153,995       980,931  

Everbright Securities Co. Ltd., Class A

     461,997       736,703  

Fosun International Ltd.

     1,946,500       2,620,946  

Founder Securities Co. Ltd., Class A

     791,996       753,697  

Geely Automobile Holdings Ltd.

     2,290,000       4,282,917  

Genscript Biotech Corp.(a)

     458,000       1,105,835  

Glodon Co. Ltd., Class A

     175,998       826,671  

Greentown Service Group Co. Ltd.

     916,000       1,002,858  

Guangzhou Automobile Group Co. Ltd., Class H

     917,200       979,565  

Huadong Medicine Co. Ltd., Class A

     206,112       721,251  

Huaneng Renewables Corp. Ltd., Class H

     3,206,000       1,224,610  

Huaxia Bank Co. Ltd., Class A

     847,300       895,517  

Hutchison China MediTech Ltd., ADR(a)(c)

     34,121       822,657  

Iflytek Co. Ltd., Class A

     158,395       742,637  

Industrial & Commercial Bank of China Ltd., Class H

     5,496,000       3,917,815  

Industrial Bank Co. Ltd., Class A

     435,120       1,169,200  

JD.com Inc., ADR(a)

     65,494       2,138,379  

Kingboard Laminates Holdings Ltd.

     801,500       904,122  

Kingdee International Software Group Co. Ltd.

     2,290,000       2,270,180  

Legend Holdings Corp., Class H(a)(b)

     961,800       1,978,216  

Lenovo Group Ltd.

     3,206,000       2,117,469  

Meituan Dianping, Class B(a)

     297,700       3,924,837  

NetEase Inc., ADR

     8,244       2,599,498  

New Oriental Education & Technology Group Inc., ADR(a)

     13,511       1,635,912  

NIO Inc., ADR(a)(c)

     435,558       988,717  

Orient Securities Co. Ltd./China, Class A

     549,697       760,042  

Pinduoduo Inc., ADR(a)

     41,907       1,506,557  

Ping An Insurance Group Co. of China Ltd., Class A

     66,000       785,058  

Ping An Insurance Group Co. of China Ltd., Class H

     916,000       10,379,637  

Shanghai Pharmaceuticals Holding Co. Ltd., Class A

     374,000       946,445  

Shanghai Pharmaceuticals Holding Co. Ltd., Class H

     1,259,500       2,259,063  

Shanghai Pudong Development Bank Co. Ltd., Class A

     458,000       775,934  

Shenzhen Inovance Technology Co. Ltd., Class A

     264,000       986,533  

Shenzhou International Group Holdings Ltd.

     160,300       2,113,374  

Shui On Land Ltd.

     7,786,000       1,631,253  

Sino Biopharmaceutical Ltd.

     916,000       1,181,898  

Sinopharm Group Co. Ltd., Class H

     366,400       1,209,982  

Sinotrans Ltd., Class H

     2,290,000       713,819  

SOHO China Ltd.

     5,267,000       1,816,729  

Sunac China Holdings Ltd.

     307,000       1,496,222  

Suning.com Co. Ltd., Class A

     1,465,670       2,053,620  

Sunny Optical Technology Group Co. Ltd.

     114,500       1,876,701  

TAL Education Group, ADR(a)

     31,602       1,398,704  

TCL Corp., Class A

     2,221,300       1,213,350  

Tencent Holdings Ltd.

     847,300         35,915,064  

Towngas China Co. Ltd.

     1,151,000       813,137  

TravelSky Technology Ltd., Class H

     458,000       1,115,197  

Trip.com Group Ltd., ADR(a)

     52,670       1,750,751  

Unisplendour Corp. Ltd., Class A

     264,000       1,015,825  

Vipshop Holdings Ltd., ADR(a)

     100,302       1,281,860  

WuXi AppTec Co. Ltd., Class A

     68,720       860,130  
 

 

 

1

Schedule of Investments  (unaudited) (continued)

November 30, 2019

   

iShares® ESG MSCI EM ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
China (continued)            

WuXi AppTec Co. Ltd., Class H(b)

     137,400     $ 1,594,684  

Wuxi Biologics Cayman Inc.(a)(b)

     229,000       2,587,595  

Xinjiang Goldwind Science & Technology Co. Ltd., Class A

     417,975       689,099  

Xinjiang Goldwind Science & Technology Co. Ltd., Class H

     916,136       1,019,392  

Xinyi Solar Holdings Ltd.

     1,374,000       844,296  

Yum China Holdings Inc.

     28,625       1,274,385  

Yuzhou Properties Co. Ltd.

     4,580,000       2,106,352  

Zoomlion Heavy Industry Science and Technology Co. Ltd., Class H

     521,000       368,732  
   

 

 

  
      241,860,144  
Colombia — 0.3%            

Bancolombia SA

     73,509       869,337  

Grupo Argos SA/Colombia

     335,943       1,673,824  
   

 

 

  
      2,543,161  
Czech Republic — 0.2%            

Komercni Banka AS

     46,029       1,577,111  
   

 

 

  
Greece — 0.3%            

Alpha Bank AE(a)

     488,840       1,029,481  

OPAP SA

     73,920       909,587  
   

 

 

  
      1,939,068  
Hungary — 0.8%            

MOL Hungarian Oil & Gas PLC

     619,903       5,998,007  
   

 

 

  
India — 9.4%            

Ashok Leyland Ltd.

     647,240       714,118  

Asian Paints Ltd.

     215,489       5,125,026  

Axis Bank Ltd.

     192,360       1,981,720  

Axis Bank Ltd., GDR(d)

     31,622       1,619,046  

Bajaj Finance Ltd.

     24,045       1,365,592  

Bandhan Bank Ltd.(b)

     93,500       757,515  

Bharat Petroleum Corp. Ltd.

     142,667       1,017,338  

Bharti Airtel Ltd.

     155,033       956,185  

Dabur India Ltd.

     499,449       3,196,334  

Eicher Motors Ltd.

     3,206       1,022,586  

HCL Technologies Ltd.

     125,721       1,976,223  

Hero MotoCorp Ltd.

     25,877       877,825  

Hindalco Industries Ltd.

     261,976       730,922  

Hindustan Unilever Ltd.

     160,987       4,567,442  

Housing Development Finance Corp. Ltd.

     296,555       9,496,581  

ICICI Bank Ltd.

     316,800       2,263,693  

Indian Oil Corp. Ltd.

     785,699       1,439,148  

Infosys Ltd.

     723,182       7,019,868  

Infosys Ltd., ADR

     4,122       40,519  

Mahindra & Mahindra Ltd.

     114,729       848,503  

Mahindra & Mahindra Ltd., GDR

     235,641       1,774,377  

Marico Ltd.

     400,521       2,009,375  

Nestle India Ltd.

     13,740       2,768,389  

Power Grid Corp. of India Ltd.

     380,598       1,025,539  

REC Ltd.

     389,758       749,226  

Reliance Industries Ltd.

     298,158       6,446,946  

Reliance Industries Ltd., GDR(b)

     35,266       1,523,491  

Tata Consultancy Services Ltd.

     201,520       5,767,847  

Titan Co. Ltd.

     120,683       1,950,947  

UPL Ltd.

     116,820       933,501  

Wipro Ltd.

     324,951       1,076,715  
   

 

 

  
        73,042,537  
Security   Shares     Value  
Indonesia — 1.9%            

Astra International Tbk PT

     7,786,000     $ 3,588,019  

Bank Central Asia Tbk PT

     1,854,900       4,129,306  

Bank Negara Indonesia Persero Tbk PT

     1,992,300       1,059,358  

Bank Rakyat Indonesia Persero Tbk PT

     9,297,400       2,695,949  

Kalbe Farma Tbk PT

     7,579,900       819,521  

Unilever Indonesia Tbk PT

     366,400       1,085,822  

United Tractors Tbk PT

     1,076,300       1,596,709  
   

 

 

  
      14,974,684  
Malaysia — 2.9%            

AMMB Holdings Bhd

     1,007,600       962,606  

Axiata Group Bhd

     1,030,500       1,019,027  

Malayan Banking Bhd

     1,007,600       2,057,902  

Maxis Bhd(c)

     2,473,200       3,067,443  

Nestle Malaysia Bhd

     59,400       2,038,075  

Petronas Dagangan Bhd

     251,900       1,381,183  

Public Bank Bhd

     1,442,700       6,777,391  

RHB Bank Bhd

     2,404,500       3,258,582  

Sime Darby Plantation Bhd

     1,167,900       1,392,587  

Telekom Malaysia Bhd

     870,200       783,420  
   

 

 

  
        22,738,216  
Mexico — 2.2%            

Alsea SAB de CV(a)

     366,400       995,200  

Arca Continental SAB de CV

     343,500       1,822,855  

Cemex SAB de CV, CPO, NVS

     4,923,500       1,804,774  

Coca-Cola Femsa SAB de CV

     732,800       4,213,351  

Fomento Economico Mexicano SAB de CV

     206,100       1,875,298  

Grupo Financiero Banorte SAB de CV,
Class O

     595,400       3,142,215  

Infraestructura Energetica Nova SAB de CV

     870,200       3,577,521  
   

 

 

  
      17,431,214  
Philippines — 0.6%            

BDO Unibank Inc.

     1,103,780       3,297,330  

Globe Telecom Inc.

     20,610       786,842  

SM Prime Holdings Inc.

     1,145,000       878,776  
   

 

 

  
      4,962,948  
Poland — 0.8%            

Bank Polska Kasa Opieki SA

     36,411       975,665  

KGHM Polska Miedz SA(a)

     78,089       1,794,966  

Polski Koncern Naftowy ORLEN SA

     100,989       2,398,813  

Santander Bank Polska SA

     12,137       853,396  
   

 

 

  
      6,022,840  
Qatar — 0.8%            

Commercial Bank PSQC (The)

     200,395       239,588  

Ooredoo QPSC

     753,410       1,427,232  

Qatar National Bank QPSC

     927,221       4,872,118  
   

 

 

  
      6,538,938  
Russia — 4.0%            

Gazprom PJSC

     872,490       3,496,205  

Gazprom PJSC, ADR

     132,133       1,049,665  

Inter RAO UES PJSC

     38,930,000       2,701,234  

LUKOIL PJSC

     66,410       6,341,860  

Novatek PJSC, GDR(d)

     21,068       4,171,464  

Novolipetsk Steel PJSC

     670,970       1,351,127  

Polymetal International PLC

     154,830       2,326,666  

Polyus PJSC

     15,180       1,627,593  

Rosneft Oil Co. PJSC

     17,600       120,766  

Rosneft Oil Co. PJSC, GDR(d)

     129,385       877,230  

Sberbank of Russia PJSC

     1,376,271       5,010,423  

Sberbank of Russia PJSC, ADR

     61,073       893,498  
 

 

 

2

Schedule of Investments  (unaudited) (continued)

November 30, 2019

   

iShares® ESG MSCI EM ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Russia (continued)            

Tatneft PJSC

     68,242     $ 786,158  
   

 

 

  
      30,753,889  
Saudi Arabia — 1.8%            

Almarai Co. JSC

     95,493       1,254,141  

Banque Saudi Fransi

     206,100       1,841,160  

National Commercial Bank

     166,483       2,042,191  

Samba Financial Group

     94,348       733,398  

Saudi Arabian Mining Co.(a)

     149,766       1,715,320  

Saudi Basic Industries Corp.

     232,435       5,640,423  

Saudi British Bank (The)

     114,199       1,038,450  
   

 

 

  
      14,265,083  
South Africa — 5.4%            

Absa Group Ltd.

     209,535       2,105,789  

Bidvest Group Ltd. (The)

     56,105       777,154  

Clicks Group Ltd.

     109,691       1,874,845  

Exxaro Resources Ltd.

     113,813       1,035,603  

FirstRand Ltd.

     267,014       1,141,092  

Gold Fields Ltd.

     143,583       754,024  

Growthpoint Properties Ltd.

     1,269,118       1,975,608  

Impala Platinum Holdings Ltd.(a)

     105,111       807,718  

Investec Ltd.

     759,135       4,362,708  

Kumba Iron Ore Ltd.

     75,341       1,932,654  

MultiChoice Group Ltd.(a)

     92,058       761,569  

Naspers Ltd., Class N

     60,685       8,675,888  

Nedbank Group Ltd.

     73,051       1,091,802  

NEPI Rockcastle PLC

     150,224       1,271,465  

Old Mutual Ltd.

     2,838,226       3,591,122  

Standard Bank Group Ltd.

     322,432       3,647,027  

Vodacom Group Ltd.

     622,193       5,142,975  

Woolworths Holdings Ltd./South Africa

     274,342       976,944  
   

 

 

  
        41,925,987  
South Korea — 10.9%            

Amorepacific Corp.

     10,305       1,648,940  

AMOREPACIFIC Group

     19,465       1,338,152  

BNK Financial Group Inc.

     103,966       612,626  

GS Holdings Corp.

     73,509       2,977,950  

Hana Financial Group Inc.

     25,648       776,291  

Hankook Tire & Technology Co. Ltd.

     34,579       973,417  

Hyundai Marine & Fire Insurance Co. Ltd.

     31,144       738,291  

KB Financial Group Inc.

     97,554       3,803,379  

LG Chem Ltd.

     11,221       2,911,769  

LG Corp.

     35,037       2,106,106  

LG Display Co. Ltd.(a)

     188,925       2,351,266  

LG Electronics Inc.

     55,418       3,279,616  

LG Household & Health Care Ltd.

     1,832       1,962,054  

LG Innotek Co. Ltd.

     8,473       875,169  

Lotte Chemical Corp.

     4,580       853,067  

NAVER Corp.

     22,671       3,301,369  

NCSoft Corp.

     2,519       1,051,405  

POSCO

     19,694       3,843,260  

Samsung Card Co. Ltd.

     22,900       719,291  

Samsung Electro-Mechanics Co. Ltd.

     8,473       796,260  

Samsung Electronics Co. Ltd.

     641,658       27,325,401  

Samsung Fire & Marine Insurance Co. Ltd.

     4,351       856,460  

Samsung SDI Co. Ltd.

     6,412       1,254,008  

Shinhan Financial Group Co. Ltd.

     168,544       6,214,360  

SK Holdings Co. Ltd.

     14,427       3,145,200  

SK Hynix Inc.

     53,586       3,670,243  

SK Innovation Co. Ltd.

     12,824       1,590,582  
Security   Shares     Value  
South Korea (continued)            

SK Telecom Co. Ltd.

     10,076     $ 2,098,545  

S-Oil Corp.

     20,610       1,556,459  
   

 

 

  
      84,630,936  
Taiwan — 12.7%            

Acer Inc.

     3,893,000       2,290,338  

ASE Technology Holding Co. Ltd.

     687,186       1,702,734  

Catcher Technology Co. Ltd.

     100,000       817,751  

Cathay Financial Holding Co. Ltd.

     3,307,110       4,519,968  

Chailease Holding Co. Ltd.

     235,300       1,052,701  

China Steel Corp.

     1,374,000       1,053,788  

Chunghwa Telecom Co. Ltd.

     919,000       3,403,648  

Delta Electronics Inc.

     458,000       2,101,572  

E.Sun Financial Holding Co. Ltd.

     9,389,390       8,324,446  

Eva Airways Corp.

     1,943,000       891,562  

Far Eastern New Century Corp.

     1,374,000       1,339,752  

Far EasTone Telecommunications Co. Ltd.

     458,000       1,097,321  

First Financial Holding Co. Ltd.

     4,840,000       3,640,648  

Fubon Financial Holding Co. Ltd.

     3,664,000       5,380,023  

Hiwin Technologies Corp.

     19,050       162,650  

Hotai Motor Co. Ltd.

     124,000       2,426,312  

Inventec Corp.

     2,061,000       1,543,529  

Lite-On Technology Corp.

     1,145,039       1,816,420  

MediaTek Inc.

     157,000       2,168,942  

President Chain Store Corp.

     230,000       2,302,978  

Taishin Financial Holding Co. Ltd.

     10,076,054       4,706,044  

Taiwan Business Bank

     5,038,500       2,064,248  

Taiwan Mobile Co. Ltd.

     229,000       859,393  

Taiwan Semiconductor Manufacturing Co. Ltd.

     3,767,000       37,657,036  

Tatung Co. Ltd.(a)

     1,374,000       992,993  

Wistron Corp.

     3,435,768       3,119,279  

Yuanta Financial Holding Co. Ltd.

     1,374,000       889,415  
   

 

 

  
      98,325,491  
Thailand — 3.8%            

Bangkok Dusit Medical Services PCL, NVDR

     137,400       111,857  

BTS Group Holdings PCL, NVDR

     4,282,300       1,941,508  

Central Pattana PCL, NVDR

     480,900       990,685  

Kasikornbank PCL, Foreign

     229,000       1,174,651  

Kasikornbank PCL, NVDR

     618,300       3,171,556  

Minor International PCL, NVDR

     5,129,600       6,535,604  

PTT Exploration & Production PCL, NVDR

     480,900       1,909,754  

PTT PCL, NVDR

     2,797,700       4,004,320  

Siam Cement PCL (The), NVDR

     389,300       4,908,523  

Siam Commercial Bank PCL (The), NVDR

     1,030,500       4,126,433  

Total Access Communication PCL, NVDR

     137,400       243,266  
   

 

 

  
      29,118,157  
Turkey — 0.4%            

Arcelik AS(a)

     541,814       1,898,024  

Turkcell Iletisim Hizmetleri AS

     527,616       1,245,664  
   

 

 

  
      3,143,688  
United Arab Emirates — 0.9%            

Abu Dhabi Commercial Bank PJSC

     1,520,331       3,124,974  

First Abu Dhabi Bank PJSC

     933,862       3,864,450  
   

 

 

  
      6,989,424  
   

 

 

  

Total Common Stocks — 96.5%
(Cost: $727,788,357)

         750,310,243  
   

 

 

  
 

 

 

3

Schedule of Investments  (unaudited) (continued)

November 30, 2019

   

iShares® ESG MSCI EM ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

 

  

Preferred Stocks

    

Brazil — 2.2%

    

Banco Bradesco SA, Preference Shares, NVS

     549,646     $ 4,337,840  

Cia. Brasileira de Distribuicao, Preference Shares, NVS

     91,600       1,736,550  

Cia. Energetica de Minas Gerais, Preference Shares, NVS

     847,382       2,615,315  

Itau Unibanco Holding SA, Preference Shares, NVS

     526,710       4,334,959  

Itausa-Investimentos Itau SA, Preference Shares, NVS

     549,631       1,724,949  

Telefonica Brasil SA, Preference Shares, NVS

     183,200       2,437,150  
   

 

 

  
        17,186,763  
Chile — 0.2%            

Embotelladora Andina SA, Class B, Preference Shares, NVS

     700,282       1,779,084  
   

 

 

  
Colombia — 0.1%            

Bancolombia SA, Preference Shares, NVS

     78,089       960,281  
   

 

 

  
South Korea — 0.7%            

LG Household & Health Care Ltd., Preference Shares, NVS

     1,374       865,475  

Samsung Electronics Co. Ltd., Preference Shares, NVS

     130,301       4,506,452  
   

 

 

  
      5,371,927  
   

 

 

  

Total Preferred Stocks — 3.2%
(Cost: $24,602,041)

       25,298,055  
   

 

 

  

Rights

    

China — 0.0%

    

Legend Holdings Corp. Class H,
(Expires 12/27/19)(a)

     29,546       0 (e) 
   

 

 

  
South Korea — 0.0%            

AMOREPACIFIC Group,
(Expires 12/06/19)(a)(c)

     1,283       0 (e) 
   

 

 

  

Total Rights — 0.0%
(Cost: $0)

       0 (e) 
   

 

 

  
Security   Shares     Value  

 

  

Short-Term Investments

    

Money Market Funds — 0.7%

    

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    1.82%(f)(g)(h)

     5,026,004     $ 5,028,014  
   

 

 

  

Total Short-Term Investments — 0.7%
(Cost: $5,026,889)

       5,028,014  
   

 

 

  

Total Investments in Securities — 100.4%
(Cost: $757,417,287)

       780,636,312  

Other Assets, Less Liabilities — (0.4)%

       (2,903,774 ) 
   

 

 

  

Net Assets — 100.0%

     $   777,732,538  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(c) 

All or a portion of this security is on loan.

(d) 

This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

(e) 

Rounds to less than $1.

(f) 

Affiliate of the Fund.

(g) 

Annualized 7-day yield as of period-end.

(h) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the three months ended November 30, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer   

Shares

Held at

08/31/19

      Net Activity     

Shares

Held at

11/30/19

     

Value at

11/30/19

      Income     

Net Realized

Gain (Loss)

     

Change in

Unrealized

Appreciation
(Depreciation)

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      5,712,482        (686,478 )       5,026,004      $ 5,028,014      $ 70,528 (a)     $ 253      $ (581 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

      1,431,000        (1,431,000 )       —        —        5,352        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 5,028,014      $ 75,880      $ 253      $ (581 ) 
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Futures Contracts

 

Description    Number of
Contracts		     

Expiration

Date

     

Notional

Amount

(000)

     

Value/

Unrealized

Appreciation

(Depreciation)

  

Long Contracts

            

MSCI Emerging Markets E-Mini

      31        12/20/19      $ 1,609      $ (4,899 ) 
           

 

 

  

 

 

4

Schedule of Investments  (unaudited) (continued)

November 30, 2019

   

iShares® ESG MSCI EM ETF

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of November 30, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                                       

 

  
     Level 1        Level 2      Level 3        Total  

 

  

Investments

                

Assets

                

Common Stocks

    $ 750,310,243        $ —      $ —        $ 750,310,243  

Preferred Stocks

      25,298,055          —        —          25,298,055  

Rights

      —          0 (a)       —          0 (a) 

Money Market Funds

      5,028,014          —        —          5,028,014  
  

 

 

       

 

 

     

 

 

       

 

 

  
   $ 780,636,312        $ 0 (a)     $ —        $ 780,636,312  
  

 

 

       

 

 

     

 

 

       

 

 

  

Derivative financial instruments(b)

                

Liabilities

                

Futures Contracts

    $ (4,899 )       $ —      $ —        $ (4,899 ) 
  

 

 

       

 

 

     

 

 

       

 

 

  

 

  (a) 

Rounds to less than $1.

 
  (b) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

Portfolio Abbreviations — Equity
ADR    American Depositary Receipt
CPO    Certificates of Participation (Ordinary)
GDR    Global Depositary Receipt
NVDR    Non-Voting Depositary Receipt
NVS    Non-Voting Shares

 

 

5