0001752724-20-015376.txt : 20200128 0001752724-20-015376.hdr.sgml : 20200128 20200128165048 ACCESSION NUMBER: 0001752724-20-015376 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191130 FILED AS OF DATE: 20200128 PERIOD START: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 20555115 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000004257 iShares MSCI Austria ETF C000011961 iShares MSCI Austria ETF EWO NPORT-P 1 primary_doc.xml NPORT-P false 0000930667 XXXXXXXX S000004257 C000011961 iShares, Inc. 811-09102 0000930667 549300MGJZCNMJLBAJ67 400 HOWARD STREET SAN FRANCISCO 94105 800-474-2737 iShares MSCI Austria ETF S000004257 549300E07Z2ITX3EMG78 2020-08-31 2019-11-30 N 75631032.12 2448859.30 73182172.82 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 100549.24000000 N UNIQA Insurance Group AG 529900OOW8ELHOXWZP82 UNIQA Insurance Group AG 000000000 185152.00000000 NS 1844483.00000000 2.520399338971 Long EC CORP AT N 1 N N N voestalpine AG 529900ZAXBMQDIWPNB72 voestalpine AG 000000000 123306.00000000 NS 3269771.33000000 4.467988861224 Long EC CORP AT N 1 N N N Telekom Austria AG 529900KCNFQU5OJH7L33 Telekom Austria AG 000000000 248475.00000000 NS 1997231.10000000 2.729122439302 Long EC CORP AT N 1 N N N CA Immobilien Anlagen AG 5299003ICAPV07J0R180 CA Immobilien Anlagen AG 000000000 87018.00000000 NS 3573991.09000000 4.883690866613 Long EC CORP AT N 1 N N N Verbund AG 5299006UDSEJCTTEJS30 Verbund AG 000000000 94346.00000000 NS 4907943.11000000 6.706473613555 Long EC CORP AT N 1 N N N Semperit AG Holding 529900PG9O7YFYX5UM88 Semperit AG Holding 000000000 29303.00000000 NS 355404.45000000 0.485643478875 Long EC CORP AT N 1 N N Porr Ag 529900ARBU9SBJFNX419 Porr Ag 000000000 24413.00000000 NS 451142.00000000 0.616464341814 Long EC CORP AT N 1 N N Palfinger AG 529900IFAV83BX8O1O91 Palfinger AG 000000000 23884.00000000 NS 739999.58000000 1.011174650170 Long EC CORP AT N 1 N N N FACC AG 52990021YEMY298JY727 FACC AG 000000000 42633.00000000 NS 577247.89000000 0.788782114217 Long EC CORP AT N 1 N N Vienna Insurance Group AG Wiener Versicherung Gruppe 549300JCRU23I1THU176 Vienna Insurance Group AG Wiener Versicherung Gruppe 000000000 58831.00000000 NS 1628163.61000000 2.224809058354 Long EC CORP AT N 1 N N N BAWAG Group AG 529900S9YO2JHTIIDG38 BAWAG Group AG 000000000 79884.00000000 NS 3211401.15000000 4.388228753331 Long EC CORP AT N 1 N N N EVN AG 529900P4JZBFEVNEAE60 EVN AG 000000000 61139.00000000 NS 1110947.74000000 1.518057878292 Long EC CORP AT N 1 N N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Institutional, SL Agency Shares 066922519 1195375.57400000 NS USD 1195853.72000000 1.634077909850 Long STIV RF US N 1 N N Wienerberger AG 529900VXIFBHO0SW2I31 Wienerberger AG 000000000 116903.00000000 NS 3209542.23000000 4.385688626510 Long EC CORP AT N 1 N N N BlackRock Funds III 5493008LW2651I1QB503 BlackRock Cash Funds: Treasury, SL Agency Shares 066922477 26000.00000000 NS USD 26000.00000000 0.035527778143 Long STIV RF US N 1 N N N Schoeller-Bleckmann Oilfield Equipment AG 549300ZD9ED8GSG3JW36 Schoeller-Bleckmann Oilfield Equipment AG 000000000 18282.00000000 NS 1021997.32000000 1.396511309542 Long EC CORP AT N 1 N N N Agrana Beteiligungs AG 5299006C0EVA5LAYOR30 Agrana Beteiligungs AG 000000000 26179.00000000 NS 528806.29000000 0.722588944305 Long EC CORP AT N 1 N N N DO & CO AG 5299002NFQKOBT1E8569 DO & CO AG 000000000 11509.00000000 NS 1035489.84000000 1.414948204048 Long EC CORP AT N 1 N N N ANDRITZ AG 549300VZKC61IR5U8G96 ANDRITZ AG 000000000 71332.00000000 NS 2784234.14000000 3.804525108660 Long EC CORP AT N 1 N N N AT&S Austria Technologie & Systemtechnik AG 529900EVOKN4LCCD9321 AT&S Austria Technologie & Systemtechnik AG 000000000 44837.00000000 NS 909646.10000000 1.242988647299 Long EC CORP AT N 1 N N N Erste Group Bank AG PQOH26KWDF7CG10L6792 Erste Group Bank AG 000000000 404016.00000000 NS 14477714.79000000 19.78311688778 Long EC CORP AT N 1 N N N Eurex Deutschland 529900LN3S50JPU47S06 EURO STOXX 50 DEC19 XEUR 20191220 000000000 29.00000000 NC 63090.05000000 0.086209588440 N/A DE DE N 1 Eurex Deutschland 529900LN3S50JPU47S06 Long EURO STOXX 50 Index VGZ9 Index 2019-12-20 1016360.67000000 EUR 63090.05000000 N N N Lenzing AG 529900BKFJBI0QRDJH63 Lenzing AG 000000000 19650.00000000 NS 1913116.20000000 2.614183381389 Long EC CORP AT N 1 N N N Zumtobel Group AG 529900IIODYNYAZ2ID26 Zumtobel Group AG 000000000 63361.00000000 NS 504402.59000000 0.689242435095 Long EC CORP AT N 1 N N N IMMOFINANZ AG 5299000DUMZ99SBBX121 IMMOFINANZ AG 000000000 121790.00000000 NS 3296713.59000000 4.504804193377 Long EC CORP AT N 1 N N N S IMMO AG 5299001QKV44IT3WPL26 S IMMO AG 000000000 71778.00000000 NS 1804447.67000000 2.465692941965 Long EC CORP AT N 1 N N N Kapsch TrafficCom AG 529900PD3SI453KAW989 Kapsch TrafficCom AG 000000000 13535.00000000 NS 426817.66000000 0.583226274313 Long EC CORP AT N 1 N N N Oesterreichische Post AG 529900MVUWACNUTK8467 Oesterreichische Post AG 000000000 50722.00000000 NS 1842764.68000000 2.518051335442 Long EC CORP AT N 1 N N N Raiffeisen Bank International AG 9ZHRYM6F437SQJ6OUG95 Raiffeisen Bank International AG 000000000 134526.00000000 NS 3160878.27000000 4.319191612108 Long EC CORP AT N 1 N N N OMV AG 549300V62YJ9HTLRI486 OMV AG 000000000 199166.00000000 NS 11362129.03000000 15.52581536209 Long EC CORP AT N 1 N N N 2019-12-31 iShares, Inc. Ann Frechette Ann Frechette Assistant Treasurer XXXX NPORT-EX 2 iShares_MSCI_Austria_ETF.htm iShares MSCI Austria ETF

Schedule of Investments  (unaudited)

November 30, 2019

   

iShares® MSCI Austria ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    

Aerospace & Defense — 0.8%

    

FACC AG(a)

     42,633     $   577,248  
   

 

 

  
Air Freight & Logistics — 2.5%            

Oesterreichische Post AG

     50,722       1,842,765  
   

 

 

  
Banks — 28.5%            

BAWAG Group AG(b)

     79,884       3,211,401  

Erste Group Bank AG

     404,016       14,477,715  

Raiffeisen Bank International AG

     134,526       3,160,878  
   

 

 

  
          20,849,994  
Chemicals — 2.6%            

Lenzing AG

     19,650       1,913,116  
   

 

 

  
Construction & Engineering — 0.6%            

Porr AG(a)

     24,413       451,142  
   

 

 

  
Construction Materials — 4.4%            

Wienerberger AG

     116,903       3,209,542  
   

 

 

  
Diversified Telecommunication Services — 2.7%  

Telekom Austria AG

     248,475       1,997,231  
   

 

 

  
Electric Utilities — 8.2%            

EVN AG

     61,139       1,110,948  

Verbund AG

     94,346       4,907,943  
   

 

 

  
          6,018,891  
Electrical Equipment — 0.7%            

Zumtobel Group AG(c)

     63,361       504,403  
   

 

 

  
Electronic Equipment, Instruments & Components — 1.8%  

AT&S Austria Technologie & Systemtechnik AG

     44,837       909,646  

Kapsch TrafficCom AG

     13,535       426,818  
   

 

 

  
          1,336,464  
Energy Equipment & Services — 1.4%            

Schoeller-Bleckmann Oilfield Equipment AG

     18,282       1,021,997  
   

 

 

  
Food Products — 0.7%            

Agrana Beteiligungs AG

     26,487       535,028  
   

 

 

  
Hotels, Restaurants & Leisure — 1.4%            

DO & CO AG

     11,509       1,035,490  
   

 

 

  
Insurance — 4.8%            

UNIQA Insurance Group AG

     185,152       1,844,483  

Vienna Insurance Group AG Wiener Versicherung Gruppe

     58,831       1,628,164  
   

 

 

  
          3,472,647  
Security   Shares     Value  
Machinery — 5.3%            

ANDRITZ AG

     71,332     $ 2,784,234  

Palfinger AG

     23,961       742,385  

Semperit AG Holding(a)(c)

     29,303       355,405  
   

 

 

  
          3,882,024  
Metals & Mining — 4.5%            

voestalpine AG

     123,306       3,269,771  
   

 

 

  
Oil, Gas & Consumable Fuels — 15.5%            

OMV AG

     199,166       11,362,129  
   

 

 

  
Real Estate Management & Development — 11.9%  

CA Immobilien Anlagen AG

     87,018       3,573,991  

IMMOFINANZ AG

     121,790       3,296,713  

S IMMO AG

     71,778       1,804,448  
   

 

 

  
          8,675,152  
   

 

 

  

Total Common Stocks — 98.3%
(Cost: $82,861,890)

 

     71,955,034  
   

 

 

  

Short-Term Investments

 

  

Money Market Funds — 1.6%

 

  

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    1.82%(d)(e)(f)

     1,118,559       1,119,006  

BlackRock Cash Funds: Treasury,
SL Agency Shares,

        1.57%(d)(e)

     26,000       26,000  
   

 

 

  
          1,145,006  
   

 

 

  

Total Short-Term Investments — 1.6%
(Cost: $1,144,849)

 

     1,145,006  
   

 

 

  

Total Investments in Securities — 99.9%
(Cost: $84,006,739)

 

     73,100,040  

Other Assets, Less Liabilities — 0.1%

 

     81,661  
   

 

 

  

Net Assets — 100.0%

     $   73,181,701  
   

 

 

  

 

(a) 

All or a portion of this security is on loan.

(b) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(c) 

Non-income producing security.

(d) 

Affiliate of the Fund.

(e) 

Annualized 7-day yield as of period-end.

(f) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

 

1

Schedule of Investments  (unaudited) (continued)

November 30, 2019

   

iShares® MSCI Austria ETF

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the three months ended November 30, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer   

Shares

Held at
08/31/19

      Net Activity      Shares
Held at
11/30/19		      Value at
11/30/19		      Income      Net Realized
Gain (Loss)		     

Change in

Unrealized
Appreciation

(Depreciation)

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      1,211,200        (92,641 )       1,118,559      $ 1,119,006      $ 15,778 (a)     $ (35 )     $ (83 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

      24,000        2,000        26,000        26,000        128        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 1,145,006      $ 15,906      $ (35 )     $ (83 ) 
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Futures Contracts

 

Description    Number of
Contracts		      Expiration
Date		      Notional
Amount
(000)		      Value/
Unrealized
Appreciation
(Depreciation)		  

Long Contracts

            

Euro STOXX 50 Index

      29        12/20/19      $ 1,184      $ 63,090  
           

 

 

  

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of November 30, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

      Level 1        Level 2        Level 3        Total  

Investments

                  

Assets

                  

Common Stocks

    $ 71,955,034        $ —        $ —        $ 71,955,034  

Money Market Funds

      1,145,006          —          —          1,145,006  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 73,100,040        $ —        $ —        $ 73,100,040  
  

 

 

       

 

 

       

 

 

       

 

 

  

Derivative financial instruments(a)

                  

Assets

                  

Futures Contracts

    $ 63,090        $                 —        $                 —        $ 63,090  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Shown at the unrealized appreciation (depreciation) on the contracts.

 

 

 

2