0001752724-19-084860.txt : 20190729 0001752724-19-084860.hdr.sgml : 20190729 20190729171643 ACCESSION NUMBER: 0001752724-19-084860 CONFORMED SUBMISSION TYPE: NPORT-EX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-EX SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 19982357 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000018072 iShares MSCI Thailand ETF C000050068 iShares MSCI Thailand ETF THD ACCESSION NUMBER: 0001752724-19-078001 NPORT-EX 1 NPORT_6174613258719714.htm iShares MSCI Thailand ETF

Schedule of Investments  (unaudited) 

May 31, 2019

   

iShares® MSCI Thailand ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Airlines — 0.5%            

Asia Aviation PCL, NVDR

     6,170,100     $ 779,853  

Bangkok Airways PCL, NVDR

     1,650,100       573,540  

Thai Airways International PCL, NVDR(a)(b)

    1,989,966       635,079  
   

 

 

  
      1,988,472  
Auto Components — 0.2%            

Sri Trang Agro-Industry PCL, NVDR

     2,124,445       785,402  
   

 

 

  
Banks — 12.4%            

Bangkok Bank PCL, Foreign

     1,089,500       6,764,729  

Kasikornbank PCL, NVDR

     1,905,900       11,231,546  

Kasikornbank PCL, Foreign

     2,667,800       15,805,751  

Kiatnakin Bank PCL, NVDR(b)

    480,973       999,257  

Krung Thai Bank PCL, NVDR

     7,964,900       4,807,002  

Siam Commercial Bank PCL (The), NVDR(b)

    1,932,700       7,908,512  

Thanachart Capital PCL, NVDR

     661,600       1,107,980  

Tisco Financial Group PCL, NVDR(b)

    460,110       1,283,030  

TMB Bank PCL, NVDR

     25,165,900       1,502,917  
   

 

 

  
      51,410,724  
Beverages — 0.3%            

Carabao Group PCL, NVDR(b)

    573,500       1,209,610  
   

 

 

  
Building Products — 0.1%            

Dynasty Ceramic PCL, NVDR(b)

    5,400,240       324,211  
   

 

 

  
Chemicals — 4.0%            

Eastern Polymer Group PCL, NVDR(b)

    2,297,900       373,937  

Global Green Chemicals PCL, NVDR(a)

    690,600       235,674  

Indorama Ventures PCL, NVDR(b)

    3,848,510       5,593,853  

PTT Global Chemical PCL, NVDR

     5,130,907       9,849,201  

Vinythai PCL, NVDR(b)

    555,400       389,601  
   

 

 

  
      16,442,266  
Construction & Engineering — 1.2%            

CH Karnchang PCL, NVDR(b)

    2,713,700       2,293,751  

Italian-Thai Development PCL, NVDR(b)

    9,040,448       645,593  

Sino-Thai Engineering & Construction PCL, NVDR(b)

    2,023,728       1,585,859  

Unique Engineering & Construction PCL, NVDR

     1,509,300       548,446  
   

 

 

  
      5,073,649  
Construction Materials — 6.6%            

Siam Cement PCL (The), NVDR

     1,774,400       25,342,564  

Tipco Asphalt PCL, NVDR

     1,457,100       907,019  

TPI Polene PCL, NVDR(b)

    16,095,300       1,006,989  
   

 

 

  
      27,256,572  
Consumer Finance — 1.8%            

AEON Thana Sinsap Thailand PCL, NVDR

     173,200       1,127,394  

Muangthai Capital PCL, NVDR

     1,453,900       2,469,299  

Ratchthani Leasing PCL, NVDR(b)

    3,055,585       559,993  

Srisawad Corp PCL, NVDR(b)

    2,115,160       3,325,040  
   

 

 

  
      7,481,726  
Containers & Packaging — 0.1%            

Polyplex Thailand PCL, NVDR(b)

    635,800       287,288  
   

 

 

  
Diversified Telecommunication Services — 1.4%  

Jasmine International PCL, NVDR

     8,360,668       1,585,086  

True Corp. PCL, NVDR

     26,637,118       4,141,073  
   

 

 

  
      5,726,159  
Electrical Equipment — 0.2%            

Gunkul Engineering PCL, NVDR(b)

    9,084,221       843,909  
   

 

 

  
Security   Shares     Value  
Electronic Equipment, Instruments & Components — 0.6%  

Hana Microelectronics PCL, NVDR(b)

    1,286,400     $ 1,008,065  

KCE Electronics PCL, NVDR(b)

    1,727,700       944,441  

SVI PCL, NVDR(b)

    2,652,615       363,768  
   

 

 

  
      2,316,274  
Entertainment — 0.5%            

Major Cineplex Group PCL, NVDR

     1,436,600       1,305,072  

RS PCL, NVDR(b)

    903,700       465,449  

Workpoint Entertainment PCL, NVDR(b)

    500,800       325,981  
   

 

 

  
      2,096,502  
Food & Staples Retailing — 9.0%            

Berli Jucker PCL, NVDR

     2,738,800       3,872,701  

CP ALL PCL, NVDR

     13,283,100       33,472,698  
   

 

 

  
      37,345,399  
Food Products — 3.4%            

Charoen Pokphand Foods PCL, NVDR

     8,823,200       7,736,592  

GFPT PCL, NVDR(b)

    1,125,400       565,412  

Khon Kaen Sugar Industry PCL, NVDR(b)

    3,466,078       306,660  

Taokaenoi Food & Marketing PCL, NVDR(b)

    1,093,900       290,347  

Thai Union Group PCL, NVDR

     7,599,600       4,346,402  

Thai Vegetable Oil PCL, NVDR

     928,153       769,856  
   

 

 

  
      14,015,269  
Health Care Providers & Services — 6.2%            

Bangkok Chain Hospital PCL, NVDR

     2,863,525       1,456,758  

Bangkok Dusit Medical Services PCL, NVDR

     21,387,100       17,232,674  

Bumrungrad Hospital PCL, NVDR

     996,076       5,271,909  

Chularat Hospital PCL, NVDR

     10,084,300       707,391  

Thonburi Healthcare Group PCL, NVDR(b)

    1,003,000       934,939  
   

 

 

  
      25,603,671  
Hotels, Restaurants & Leisure — 2.0%            

Erawan Group PCL (The), NVDR(b)

    3,107,600       643,172  

Minor International PCL, NVDR

     6,309,910       7,726,013  
   

 

 

  
      8,369,185  
Independent Power and Renewable Electricity Producers — 5.5%  

BCPG PCL, NVDR

     1,375,400       764,896  

CK Power PCL, NVDR(b)

    5,064,660       976,204  

Electricity Generating PCL, NVDR

     660,900       6,202,300  

Energy Absolute PCL, NVDR

     3,838,000       6,518,445  

Gulf Energy Development PCL, NVDR

     1,226,000       3,990,142  

Inter Far East Energy Corp., NVDR(a)(c)

    3,184,500       1  

Ratch Group PCL, NVDR

     1,676,800       3,258,494  

SPCG PCL, NVDR(b)

    1,106,200       629,168  

Super Energy Corp. PCL, NVDR(a)(b)

    30,899,250       615,105  
   

 

 

  
      22,954,755  
Industrial Conglomerates — 0.1%            

Thoresen Thai Agencies PCL, NVDR

     3,100,989       504,624  
   

 

 

  
Insurance — 0.2%            

Bangkok Life Assurance PCL, NVDR

     1,184,900       1,029,615  
   

 

 

  
Marine — 0.1%            

Precious Shipping PCL, NVDR(a)(b)

    1,760,900       392,269  
   

 

 

  
Media — 0.4%            

BEC World PCL, NVDR(a)(b)

    2,766,400       830,422  

Plan B Media PCL, NVDR(b)

    4,009,100       855,089  
   

 

 

  
      1,685,511  
Multiline Retail — 0.5%            

Robinson PCL, NVDR

     1,144,100       1,970,249  
   

 

 

  
 

 

1

Schedule of Investments  (unaudited) (continued)

May 31, 2019

   

iShares® MSCI Thailand ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Oil, Gas & Consumable Fuels — 16.3%            

Bangchak Corp. PCL, NVDR

     2,365,200     $ 2,204,705  

Banpu PCL, NVDR(b)

    10,012,800       4,714,139  

Energy Earth PCL, NVDR(a)(b)(c)

    4,419,400       1  

Esso Thailand PCL, NVDR(b)

    2,374,100       708,910  

IRPC PCL, NVDR

     25,643,000       3,840,678  

Prima Marine PCL, NVDR(b)

    1,698,900       332,828  

PTT Exploration & Production PCL, NVDR

     3,160,984       12,535,066  

PTT PCL, NVDR

     25,991,100       37,983,676  

Siamgas & Petrochemicals PCL, NVDR(b)

    1,704,300       506,214  

Thai Oil PCL, NVDR

     2,557,700       4,788,490  
   

 

 

  
      67,614,707  
Pharmaceuticals — 0.2%            

Mega Lifesciences PCL, NVDR(b)

    794,600       878,774  
   

 

 

  
Real Estate Management & Development — 8.5%  

Amata Corp. PCL, NVDR(b)

    1,867,100       1,286,129  

Ananda Development PCL, NVDR(b)

    3,161,900       363,672  

AP Thailand PCL, NVDR(b)

    5,494,686       1,345,566  

Bangkok Land PCL, NVDR(b)

    25,480,700       1,272,123  

Central Pattana PCL, NVDR

     5,107,400       11,498,610  

Golden Land Property Development PCL, NVDR

     1,311,000       347,971  

Land & Houses PCL, NVDR

     13,739,600       4,601,936  

LPN Development PCL, NVDR(b)

    3,033,047       666,077  

MBK PCL, NVDR

     2,342,700       1,561,923  

Origin Property PCL, NVDR(b)

    1,724,800       386,952  

Platinum Group PCL (The), NVDR(b)

    1,886,000       342,665  

Pruksa Holding PCL, NVDR

     1,265,100       807,489  

Quality Houses PCL, NVDR

     18,615,432       1,776,400  

Sansiri PCL, NVDR(b)

    28,850,537       1,285,386  

SC Asset Corp. PCL, NVDR(b)

    3,283,604       288,440  

Siam Future Development PCL, NVDR(b)

    2,639,553       533,791  

Singha Estate PCL, NVDR

     7,114,600       728,377  

Supalai PCL, NVDR(b)

    3,705,800       2,611,244  

U City PCL, NVDR(a)(b)

    7,605,541       495,060  

Univentures PCL, NVDR(b)

    1,502,100       284,781  

WHA Corp. PCL, NVDR

     19,882,940       2,676,399  
   

 

 

  
      35,160,991  
Road & Rail — 1.3%            

BTS Group Holdings PCL, NVDR

     14,918,100       5,373,769  
   

 

 

  
Specialty Retail — 2.7%            

Beauty Community PCL, NVDR(b)

    5,236,100       711,438  

Com7 PCL, NVDR

     1,363,000       839,829  

Home Product Center PCL, NVDR

     13,486,473       7,201,877  

PTG Energy PCL, NVDR(b)

    1,711,700       903,243  

Siam Global House PCL, NVDR(b)

    3,371,143       1,704,346  
   

 

 

  
      11,360,733  
Transportation Infrastructure — 6.3%            

Airports of Thailand PCL, NVDR

     9,749,500       19,639,170  

Bangkok Aviation Fuel Services PCL, NVDR

     444,000       484,019  

Bangkok Expressway & Metro PCL, NVDR

     17,480,953       6,241,718  
   

 

 

  
      26,364,907  
Security   Shares     Value  
Water Utilities — 0.5%            

Eastern Water Resources Development and Management PCL, NVDR

     1,346,800     $ 506,420  

TTW PCL, NVDR

     3,213,866       1,360,796  

WHA Utilities and Power PCL, NVDR(b)

    2,657,700       440,886  
   

 

 

  
      2,308,102  
Wireless Telecommunication Services — 6.7%  

Advanced Info Service PCL, NVDR

     2,705,419       16,498,803  

Intouch Holdings PCL, NVDR

     4,744,700       8,658,075  

Total Access Communication PCL, NVDR

     1,642,600       2,543,247  
   

 

 

  
      27,700,125  
   

 

 

  

Total Common Stocks — 99.8%
(Cost: $456,017,783)

       413,875,419  
   

 

 

  

Warrants

    
Hotels, Restaurants & Leisure — 0.0%            

Minor International PCL,
(Expires 12/31/21)(a)

    327,165       —  
   

 

 

  
Media — 0.0%            

VGI Global Media PCL,
(Expires 09/10/22)(a)

    1       —  
   

 

 

  

Total Warrants — 0.0%
(Cost: $0)

       —  
   

 

 

  

Short-Term Investments

    
Money Market Funds — 5.5%            

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    2.53%(d)(e)(f)

    21,778,958       21,787,669  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    2.33%(d)(e)

    940,926       940,926  
   

 

 

  
      22,728,595  
   

 

 

  

Total Short-Term Investments — 5.5%
(Cost: $22,726,741)

 

     22,728,595  
   

 

 

  

Total Investments in Securities — 105.3%
(Cost: $478,744,524)

 

     436,604,014  

Other Assets, Less Liabilities — (5.3)%

       (21,838,484 ) 
   

 

 

  

Net Assets — 100.0%

     $   414,765,530  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

All or a portion of this security is on loan.

(c) 

Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

(d) 

Affiliate of the Fund.

(e) 

Annualized 7-day yield as of period-end.

(f) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

2

Schedule of Investments  (unaudited) (continued)

May 31, 2019

   

iShares® MSCI Thailand ETF

    

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the nine months ended May 31, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

 

  
Affiliated Issuer   

Shares

Held at

08/31/18

     Net Activity     

Shares

Held at

05/31/19

    

Value at

05/31/19

     Income     

Net Realized

Gain (Loss)

    

Change in

Unrealized

Appreciation

(Depreciation)

  

 

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      21,003,656        775,302        21,778,958      $ 21,787,669      $ 961,985 (a)     $ 7,444      $ (3,677 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

      1,195,576        (254,650 )       940,926        940,926        18,050        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 22,728,595      $ 980,035      $ 7,444      $ (3,677 ) 
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a)

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at www.iShares.com and on the U.S. Securities and Exchange Commission website at www.sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of May 31, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

 

  
     Level 1      Level 2        Level 3        Total  

 

  

Investments

                

Assets

                

Common Stocks

    $ 413,875,417      $                 —        $ 2        $ 413,875,419  

Warrants

      0 (a)        —          —          0 (a)  

Money Market Funds

      22,728,595        —          —          22,728,595  
  

 

 

     

 

 

       

 

 

       

 

 

  
   $ 436,604,012      $ —        $                 2        $ 436,604,014  
  

 

 

     

 

 

       

 

 

       

 

 

  

 

  (a)

Rounds to less than $1.

 

 

Portfolio Abbreviations — Equity
NVDR    Non-Voting Depositary Receipt

 

3