0001752724-19-084855.txt : 20190729 0001752724-19-084855.hdr.sgml : 20190729 20190729171639 ACCESSION NUMBER: 0001752724-19-084855 CONFORMED SUBMISSION TYPE: NPORT-EX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-EX SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 19982350 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000035884 iShares MSCI Global Energy Producers ETF C000109987 iShares MSCI Global Energy Producers ETF FILL ACCESSION NUMBER: 0001752724-19-078089 NPORT-EX 1 NPORT_6177950154297363.htm iShares MSCI Global Energy Producers ETF

Schedule of Investments  (unaudited)

May 31, 2019

   

iShares® MSCI Global Energy Producers ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Argentina — 0.1%  

YPF SA, ADR

     3,768     $ 55,879  
   

 

 

  
Australia — 2.1%  

Beach Energy Ltd.

     37,128       46,689  

Cooper Energy Ltd.(a)

    35,568       13,184  

New Hope Corp. Ltd.

     6,504       11,852  

Oil Search Ltd.

     28,680       140,090  

Santos Ltd.

     37,704       176,071  

Senex Energy Ltd.(a)

    28,872       6,201  

Washington H Soul Pattinson & Co. Ltd.

     2,352       36,372  

Whitehaven Coal Ltd.

     14,400       39,210  

Woodside Petroleum Ltd.

     19,824       486,496  
   

 

 

  
      956,165  
Austria — 0.3%            

OMV AG

     3,072       144,086  
   

 

 

  
Brazil — 1.0%            

Dommo Energia SA(a)

    21,600       2,152  

Enauta Participacoes SA(a)

    2,400       7,817  

Petro Rio SA(a)

    2,400       10,650  

Petroleo Brasileiro SA

     62,400       450,019  
   

 

 

  
      470,638  
Canada — 6.4%  

Advantage Oil & Gas Ltd.(a)

    3,912       5,064  

ARC Resources Ltd.

     7,296       39,721  

Athabasca Oil Corp.(a)

    9,312       5,579  

Baytex Energy Corp.(a)

    11,961       18,491  

Birchcliff Energy Ltd.

     5,424       12,518  

Cameco Corp.

     8,328       84,025  

Canacol Energy Ltd.(a)

    2,568       7,769  

Canadian Natural Resources Ltd.

     25,536       689,636  

Cardinal Energy Ltd.

     3,840       7,016  

Cenovus Energy Inc.

     21,744       178,211  

Crescent Point Energy Corp.

     11,304       37,794  

Encana Corp.

     31,637       166,855  

Enerplus Corp.

     5,040       36,759  

Freehold Royalties Ltd.

     2,064       12,351  

Frontera Energy Corp.

     1,200       11,939  

Husky Energy Inc.

     7,512       70,514  

Imperial Oil Ltd.

     5,904       157,787  

Kelt Exploration Ltd.(a)

    3,031       9,843  

MEG Energy Corp.(a)(b)

    5,064       16,332  

NexGen Energy Ltd.(a)

    7,105       10,721  

NuVista Energy Ltd.(a)

    4,080       8,873  

Paramount Resources Ltd., Class A(a)(b)

    1,200       6,533  

Parex Resources Inc.(a)

    3,264       49,374  

Pengrowth Energy Corp.(a)

    214       78  

Peyto Exploration & Development Corp.

     3,432       11,957  

PrairieSky Royalty Ltd.

     4,584       60,492  

Seven Generations Energy Ltd., Class A(a)

    5,856       31,318  

Suncor Energy Inc.

     34,008           1,047,735  

Surge Energy Inc.

     6,528       6,181  

Tamarack Valley Energy Ltd.(a)

    3,960       6,210  

TORC Oil & Gas Ltd.

     3,432       10,408  

Tourmaline Oil Corp.

     5,448       69,314  

Vermilion Energy Inc.

     2,966       62,177  

Whitecap Resources Inc.

     9,192       30,733  
   

 

 

  
      2,980,308  
Security   Shares     Value  
China — 2.4%  

China Coal Energy Co. Ltd., Class H

     48,000     $ 19,590  

China Shenhua Energy Co. Ltd., Class H

     72,000       147,847  

CNOOC Ltd.

     384,000       625,915  

Inner Mongolia Yitai Coal Co. Ltd., Class B

     19,200       21,024  

PetroChina Co. Ltd., Class H

     452,000       252,503  

Shaanxi Coal Industry Co. Ltd., Class A

     7,200       9,066  

Shanxi Lu’an Environmental Energy Development Co. Ltd., Class A

     4,800       5,338  

Yanzhou Coal Mining Co. Ltd., Class H

     48,000       45,119  
   

 

 

  
      1,126,402  
Colombia — 0.2%  

Ecopetrol SA

     104,904       86,061  
   

 

 

  
Finland — 0.7%  

Neste OYJ

     8,976       302,673  
   

 

 

  
France — 5.7%  

Etablissements Maurel et Prom(a)

    936       3,025  

TOTAL SA

     50,880       2,644,401  
   

 

 

  
      2,647,426  
Greece — 0.1%  

Motor Oil Hellas Corinth Refineries SA

     1,272       32,318  
   

 

 

  
Hungary — 0.2%  

MOL Hungarian Oil & Gas PLC

     8,160       91,689  
   

 

 

  
India — 3.5%            

Bharat Petroleum Corp. Ltd.

     15,864       93,181  

Coal India Ltd.

     26,976       98,125  

Hindustan Petroleum Corp. Ltd.

     12,984       60,410  

Indian Oil Corp. Ltd.

     40,320       95,779  

Oil & Natural Gas Corp. Ltd.

     53,256       131,399  

Oil India Ltd.

     5,112       13,203  

Reliance Industries Ltd.

     15,384       293,624  

Reliance Industries Ltd., GDR(c)

    21,768       839,157  
   

 

 

  
          1,624,878  
Indonesia — 0.3%            

Adaro Energy Tbk PT

     297,600       27,003  

Alfa Energi Investama Tbk PT(a)

    16,800       8,210  

Bukit Asam Tbk PT

     60,000       12,864  

Bumi Resources Tbk PT(a)

    1,161,600       9,604  

Delta Dunia Makmur Tbk PT(a)

    108,000       3,859  

Indika Energy Tbk PT

     33,600       3,319  

Medco Energi Internasional Tbk PT(a)

    178,666       9,702  

Sugih Energy Tbk PT(a)(d)

    206,700       65  

United Tractors Tbk PT

     36,000       63,941  
   

 

 

  
      138,567  
Israel — 0.2%            

Equital Ltd.(a)

    353       11,241  

Naphtha Israel Petroleum Corp. Ltd.

     553       3,513  

Oil Refineries Ltd.(a)

    44,136       21,714  

Paz Oil Co. Ltd.

     216       30,065  
   

 

 

  
      66,533  
Italy — 1.8%            

Eni SpA

     53,880       815,359  

Saras SpA

     12,096       17,375  
   

 

 

  
      832,734  
Japan — 1.4%            

Cosmo Energy Holdings Co. Ltd.

     836       16,462  

Idemitsu Kosan Co. Ltd.

     4,368       123,708  
 

 

1

Schedule of Investments  (unaudited) (continued)

May 31, 2019

   

iShares® MSCI Global Energy Producers ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Japan (continued)            

Inpex Corp.

     21,600     $ 174,829  

Japan Petroleum Exploration Co. Ltd.

     100       2,092  

JXTG Holdings Inc.

     69,600       332,375  
   

 

 

  
      649,466  
Malaysia — 0.0%            

Hengyuan Refining Co. Bhd(a)

    2,400       3,093  

Hibiscus Petroleum Bhd(a)

    21,600       5,360  

Petron Malaysia Refining & Marketing Bhd

     2,400       3,763  
   

 

 

  
      12,216  
New Zealand — 0.0%            

New Zealand Refining Co. Ltd. (The)

     3,960       5,318  
   

 

 

  
Norway — 1.1%            

Aker BP ASA

     2,304       62,221  

DNO ASA

     13,488       23,413  

Equinor ASA

     21,264       407,365  
   

 

 

  
      492,999  
Pakistan — 0.1%            

Oil & Gas Development Co. Ltd.

     16,800       15,535  

Pakistan Oilfields Ltd.

     2,911       8,757  
   

 

 

  
      24,292  
Philippines — 0.1%            

Petron Corp.

     91,200       10,700  

Semirara Mining & Power Corp.

     19,200       8,098  
   

 

 

  
      18,798  
Poland — 0.4%            

Grupa Lotos SA

     1,896       43,344  

Lubelski Wegiel Bogdanka SA(a)

    176       1,622  

Polski Koncern Naftowy ORLEN SA

     6,288       158,413  
   

 

 

  
      203,379  
Portugal — 0.3%            

Galp Energia SGPS SA

     10,488       157,545  
   

 

 

  
Russia — 3.7%            

LUKOIL PJSC

     8,616       696,846  

LUKOIL PJSC, ADR

     264       21,268  

Novatek PJSC, GDR(e)

    1,920       393,600  

Rosneft Oil Co. PJSC

     8,820       58,627  

Rosneft Oil Co. PJSC, GDR(e)

    14,688       97,881  

Surgutneftegas PJSC

     81,600       31,241  

Surgutneftegas PJSC, ADR

     6,344       23,891  

Tatneft PJSC

     32,160       369,532  
   

 

 

  
          1,692,886  
Saudi Arabia — 0.0%            

Rabigh Refining & Petrochemical Co.

     1,632       8,259  
   

 

 

  
South Africa — 0.1%            

Exxaro Resources Ltd.

     5,256       61,335  
   

 

 

  
South Korea — 0.5%            

SK Innovation Co. Ltd.

     1,248       172,911  

S-Oil Corp.

     960       67,311  
   

 

 

  
      240,222  
Spain — 1.0%            

Repsol SA

     29,928       482,245  
   

 

 

  
Sweden — 0.2%            

Lundin Petroleum AB

     3,912       106,378  
   

 

 

  
Security   Shares     Value  
Thailand — 0.6%            

Bangchak Corp. PCL, NVDR

     19,200     $ 17,897  

Banpu PCL, NVDR(b)

    84,000       39,548  

Esso Thailand PCL, NVDR

     19,200       5,733  

IRPC PCL, NVDR

     218,400       32,711  

PTT Exploration & Production PCL, NVDR

     28,831       114,331  

Thai Oil PCL, NVDR

     24,000       44,933  
   

 

 

  
      255,153  
Turkey — 0.1%            

Tupras Turkiye Petrol Rafinerileri AS

     2,592       58,186  
   

 

 

  
United Arab Emirates — 0.0%            

Dana Gas PJSC

     66,528       17,931  
   

 

 

  
United Kingdom — 18.4%  

Anglo Pacific Group PLC

     3,384       8,530  

BP PLC

     425,040       2,893,426  

Cairn Energy PLC(a)

    12,216       24,358  

Diversified Gas & Oil PLC

     13,464       22,061  

EnQuest PLC(a)

    43,008       10,804  

Gulf Keystone Petroleum Ltd.(a)

    4,824       13,924  

Hurricane Energy PLC(a)(b)

    32,904       24,054  

Premier Oil PLC(a)

    15,312       15,196  

Royal Dutch Shell PLC, Class A

     95,280       2,955,437  

Royal Dutch Shell PLC, Class B

     79,104       2,466,146  

Soco International PLC

     5,232       4,352  

Sound Energy PLC(a)(b)

    4,149       575  

Tullow Oil PLC

     29,064       73,246  
   

 

 

  
      8,512,109  
United States — 44.7%  

Anadarko Petroleum Corp.

     10,608       746,485  

Antero Resources Corp.(a)

    5,232       34,374  

Apache Corp.

     8,016       208,977  

Arch Coal Inc., Class A

     408       35,965  

Berry Petroleum Corp.

     1,224       13,158  

Bonanza Creek Energy Inc.(a)

    336       6,562  

Cabot Oil & Gas Corp.

     9,144       228,783  

California Resources Corp.(a)(b)

    936       15,163  

Callon Petroleum Co.(a)

    4,728       29,550  

Carrizo Oil & Gas Inc.(a)

    2,016       20,523  

Centennial Resource Development Inc./DE, Class A(a)

    3,456       27,302  

Chaparral Energy Inc., Class A(a)

    1,080       4,558  

Chesapeake Energy Corp.(a)

    27,048       51,932  

Chevron Corp.

     40,464       4,606,826  

Cimarex Energy Co.

     2,103       120,271  

CNX Resources Corp.(a)

    3,648       28,163  

Concho Resources Inc.(b)

    4,200       411,642  

ConocoPhillips

     24,288       1,432,021  

CONSOL Energy Inc.(a)

    528       13,844  

Continental Resources Inc./OK(a)

    1,968       68,880  

Contura Energy Inc.(a)

    360       18,954  

CVR Energy Inc.

     672       28,540  

Delek U.S. Holdings Inc.

     1,632       49,956  

Denbury Resources Inc.(a)

    9,288       13,375  

Devon Energy Corp.

     9,528       239,724  

Diamondback Energy Inc.

     3,293       322,912  

EOG Resources Inc.

     12,264           1,004,176  

EQT Corp.

     5,520       101,016  

Extraction Oil & Gas Inc.(a)

    1,848       6,265  

Exxon Mobil Corp.

     89,712       6,348,918  

Gran Tierra Energy Inc.(a)(b)

    7,752       15,194  
 

 

2

Schedule of Investments  (unaudited) (continued)

May 31, 2019

   

iShares® MSCI Global Energy Producers ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
United States (continued)  

Gulfport Energy Corp.(a)

    3,288     $ 17,985  

Hess Corp.

     5,688       317,732  

HighPoint Resources Corp.(a)(b)

    2,568       4,802  

HollyFrontier Corp.

     3,528       133,993  

Jagged Peak Energy Inc.(a)

    1,152       9,562  

Kosmos Energy Ltd.

     5,448       33,560  

Laredo Petroleum Inc.(a)

    3,312       8,744  

Magnolia Oil & Gas Corp.(a)

    1,944       21,442  

Marathon Oil Corp.

     17,880       235,122  

Marathon Petroleum Corp.

     14,472       665,567  

Matador Resources Co.(a)

    2,184       35,905  

Montage Resources Corp.(a)

    194       1,515  

Murphy Oil Corp.

     3,432       85,285  

Noble Energy Inc.

     10,152       217,253  

Northern Oil and Gas Inc.(a)

    2,208       4,394  

Oasis Petroleum Inc.(a)

    5,856       30,451  

Occidental Petroleum Corp.

     16,008       796,718  

Par Pacific Holdings Inc.(a)

    408       7,997  

Parsley Energy Inc., Class A(a)

    5,736       102,273  

PBF Energy Inc., Class A

     2,448       64,627  

PDC Energy Inc.(a)

    1,392       42,484  

Peabody Energy Corp.

     1,704       40,078  

Penn Virginia Corp.(a)

    240       7,320  

Pioneer Natural Resources Co.

     3,576       507,649  

QEP Resources Inc.(a)

    4,896       33,831  

Range Resources Corp.(b)

    4,968       38,850  

Ring Energy Inc.(a)

    1,152       4,078  

SandRidge Energy Inc.(a)

    336       2,315  

SM Energy Co.

     2,232       25,958  

Southwestern Energy Co.(a)

    12,576       45,148  

SRC Energy Inc.(a)

    5,280       25,027  

Talos Energy Inc.(a)

    504       11,763  

Tellurian Inc.(a)(b)

    1,632       12,550  

Texas Pacific Land Trust

     144       106,129  

Unit Corp.(a)

    864       8,312  

Valero Energy Corp.

     8,952       630,221  

W&T Offshore Inc.(a)(b)

    1,944       8,165  

Whiting Petroleum Corp.(a)

    1,884       34,628  

WPX Energy Inc.(a)(b)

    8,712       93,741  
   

 

 

  
          20,727,183  
   

 

 

  

Total Common Stocks — 97.7%
(Cost: $50,088,532)

 

     45,282,257  
   

 

 

  

 

Security   Shares      Value  

Preferred Stocks

     
Brazil — 1.2%             

Petroleo Brasileiro SA, Preference Shares, NVS

     88,800      $ 579,614  
    

 

 

  
Russia — 0.2%             

Surgutneftegas PJSC, Preference Shares, NVS

     153,600        95,414  
    

 

 

  

Total Preferred Stocks — 1.4%
(Cost: $442,321)

 

      675,028  
    

 

 

  

Short-Term Investments

 

Money Market Funds — 1.6%  

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    2.53%(f)(g)(h)

    652,881        653,142  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    2.33%(f)(g)

    78,515        78,515  
    

 

 

  
       731,657  
    

 

 

  

Total Short-Term Investments — 1.6%
(Cost: $731,621)

 

      731,657  
    

 

 

  

Total Investments in Securities — 100.7%
(Cost: $51,262,474)

 

        46,688,942  

Other Assets, Less Liabilities — (0.7)%

 

      (334,177 ) 
    

 

 

  

Net Assets — 100.0%

      $ 46,354,765  
    

 

 

  

 

(a) 

Non-income producing security.

(b) 

All or a portion of this security is on loan.

(c) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(d) 

Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

(e) 

This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933.

(f) 

Affiliate of the Fund.

(g) 

Annualized 7-day yield as of period-end.

(h) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the nine months ended May 31, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

 

  
Affiliated Issuer    Shares
Held at
08/31/18		      Net Activity      Shares
Held at
05/31/19		      Value at
05/31/19		      Income      Net Realized
Gain (Loss)		      Change in
Unrealized
Appreciation
(Depreciation)		  

 

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      554,418        98,463        652,881      $ 653,142      $ 4,121 (a)     $ 270      $ (126 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

      70,523        7,992        78,515        78,515        870        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 731,657      $ 4,991      $ 270      $ (126 ) 
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a)

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

 

3

Schedule of Investments  (unaudited) (continued)

May 31, 2019

   

iShares® MSCI Global Energy Producers ETF

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at www.iShares.com and on the U.S. Securities and Exchange Commission website at www.sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of May 31, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

 

  
     Level 1        Level 2        Level 3        Total  

 

  

Investments

                  

Assets

                  

Common Stocks

    $ 45,282,192        $ —        $ 65        $ 45,282,257  

Preferred Stocks

      675,028          —          —          675,028  

Money Market Funds

      731,657          —          —          731,657  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 46,688,877        $             —        $             65        $ 46,688,942  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

Portfolio Abbreviations — Equity
ADR    American Depositary Receipt
GDR    Global Depositary Receipt
NVDR    Non-Voting Depositary Receipt
NVS    Non-Voting Shares

 

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