Funds | Ticker | Listing Exchange | ||
iShares MSCI Australia ETF | EWA | NYSE Arca | ||
iShares MSCI Austria ETF | EWO | NYSE Arca | ||
iShares MSCI Belgium ETF | EWK | NYSE Arca | ||
iShares MSCI Canada ETF | EWC | NYSE Arca | ||
iShares MSCI Eurozone ETF | EZU | Cboe BZX | ||
iShares MSCI France ETF | EWQ | NYSE Arca | ||
iShares MSCI Germany ETF | EWG | NYSE Arca | ||
iShares MSCI Hong Kong ETF | EWH | NYSE Arca | ||
iShares MSCI Israel ETF | EIS | NYSE Arca | ||
iShares MSCI Italy ETF | EWI | NYSE Arca | ||
iShares MSCI Japan ETF | EWJ | NYSE Arca | ||
iShares MSCI Japan Small-Cap ETF | SCJ | NYSE Arca | ||
iShares MSCI Mexico ETF | EWW | NYSE Arca | ||
iShares MSCI Netherlands ETF | EWN | NYSE Arca | ||
iShares MSCI Pacific ex Japan ETF | EPP | NYSE Arca | ||
iShares MSCI Russia ETF | ERUS | NYSE Arca | ||
iShares MSCI Singapore ETF | EWS | NYSE Arca | ||
iShares MSCI South Africa ETF | EZA | NYSE Arca | ||
iShares MSCI Spain ETF | EWP | NYSE Arca | ||
iShares MSCI Sweden ETF | EWD | NYSE Arca | ||
iShares MSCI Switzerland ETF | EWL | NYSE Arca | ||
iShares MSCI Thailand ETF | THD | NYSE Arca | ||
iShares MSCI Turkey ETF | TUR | NASDAQ | ||
iShares MSCI USA Equal Weighted ETF | EUSA | NYSE Arca | ||
iShares MSCI World ETF | URTH | NYSE Arca |
• | iShares MSCI Australia ETF |
• | iShares MSCI Austria ETF1 |
• | iShares MSCI Belgium ETF2 |
• | iShares MSCI Canada ETF3 |
• | iShares MSCI Eurozone ETF |
• | iShares MSCI France ETF |
• | iShares MSCI Germany ETF |
• | iShares MSCI Hong Kong ETF |
• | iShares MSCI Israel ETF4 |
• | iShares MSCI Italy ETF5 |
• | iShares MSCI Japan ETF |
• | iShares MSCI Japan Small-Cap ETF |
• | iShares MSCI Mexico ETF6 |
• | iShares MSCI Netherlands ETF7 |
• | iShares MSCI Pacific ex Japan ETF |
• | iShares MSCI Russia ETF8, 9 |
• | iShares MSCI Singapore ETF10 |
• | iShares MSCI South Africa ETF11 |
• | iShares MSCI Spain ETF12 |
• | iShares MSCI Sweden ETF13 |
• | iShares MSCI Switzerland ETF14 |
• | iShares MSCI Thailand ETF15 |
• | iShares MSCI Turkey ETF |
• | iShares MSCI USA Equal Weighted ETF |
• | iShares MSCI World ETF |
1 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Austria Capped ETF to iShares MSCI Austria ETF. |
2 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Belgium Capped ETF to iShares MSCI Belgium ETF. |
3 | On September 1, 2017, the Fund’s Underlying Index changed from MSCI Canada Index to MSCI Canada Custom Capped Index. |
4 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Israel Capped ETF to iShares MSCI Israel ETF. |
5 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Italy Capped ETF to iShares MSCI Italy ETF. |
6 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Mexico Capped ETF to iShares MSCI Mexico ETF. |
7 | On September 1, 2017, the Fund’s Underlying Index changed from MSCI Netherlands Investable Market Index to MSCI Netherlands IMI 25/50 Index. |
8 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Russia Capped ETF to iShares MSCI Russia ETF. |
9 | The iShares MSCI Russia ETF previously operated as a series of iShares MSCI Russia Capped ETF, Inc. (the “Predecessor Fund”). Before the Fund commenced operations, all of the assets and liabilities of the Predecessor Fund were transferred to the Fund in a reorganization (the “Reorganization”), which was tax-free for U.S. federal income tax purposes. The Reorganization occurred on January 26, 2015. As a result of the |
Reorganization, the Fund assumed the performance and accounting history of the Predecessor Fund. A portion of the financial and performance information included in this SAI is that of the Predecessor Fund. | |
10 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Singapore Capped ETF to iShares MSCI Singapore ETF. |
11 | On September 1, 2017, the Fund’s Underlying Index changed from MSCI South Africa Index to MSCI South Africa 25/50 Index. |
12 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Spain Capped ETF to iShares MSCI Spain ETF. |
13 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Sweden Capped ETF to iShares MSCI Sweden ETF. |
14 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Switzerland Capped ETF to iShares MSCI Switzerland ETF. |
15 | Effective December 29, 2017, the name of the Fund changed from iShares MSCI Thailand Capped ETF to iShares MSCI Thailand ETF. |
Diversified Funds | Non-Diversified Funds | |
iShares MSCI Canada ETF | iShares MSCI Australia ETF | |
iShares MSCI Eurozone ETF | iShares MSCI Austria ETF | |
iShares MSCI Japan ETF | iShares MSCI Belgium ETF | |
iShares MSCI Japan Small-Cap ETF | iShares MSCI France ETF | |
iShares MSCI Pacific ex Japan ETF | iShares MSCI Germany ETF | |
iShares MSCI USA Equal Weighted ETF | iShares MSCI Hong Kong ETF | |
iShares MSCI World ETF | iShares MSCI Israel ETF | |
iShares MSCI Italy ETF | ||
iShares MSCI Mexico ETF | ||
iShares MSCI Netherlands ETF | ||
iShares MSCI Russia ETF | ||
iShares MSCI Singapore ETF | ||
iShares MSCI South Africa ETF | ||
iShares MSCI Spain ETF | ||
iShares MSCI Sweden ETF | ||
iShares MSCI Switzerland ETF | ||
iShares MSCI Thailand ETF | ||
iShares MSCI Turkey ETF |
• | MSCI Global Standard Indexes cover all investable large- and mid-cap securities by including the largest issuers comprising approximately 85% of each market's free float-adjusted market capitalization. |
• | MSCI Global Small Cap Indexes provide coverage of companies with a market capitalization below that of the companies in the MSCI Global Standard Indexes. |
• | Achieving global size integrity by ensuring that companies of comparable and relevant sizes are included in a given size segment across all markets in a composite index; and |
• | Achieving consistent market coverage by ensuring that each market's size segment is represented in its proportional weight in the composite universe. |
• | Semi-Annual Index Reviews (“SAIRs”), conducted on a fixed semi-annual timetable that systematically reassess the various dimensions of the equity universe for all markets; |
• | Quarterly Index Reviews (“QIRs”), aimed at promptly reflecting other significant market events; and |
• | Ongoing event-related changes, such as mergers, acquisitions, spin-offs, bankruptcies, reorganizations and other similar corporate events, which generally are implemented in the indexes as they occur. |
1. | Lend any funds or other assets except through the purchase of all or a portion of an issue of securities or obligations of the type in which it is permitted to invest (including participation interests in such securities or obligations) and except that a Fund may lend its portfolio securities in an amount not to exceed 33 1/3% of the value of its total assets; |
2. | Issue senior securities or borrow money, except borrowings from banks for temporary or emergency purposes in an amount up to 33 1/3% of the value of the Fund’s total assets (including the amount borrowed), valued at the lesser of cost or market, less liabilities (not including the amount borrowed) valued at the time the borrowing is made, and the Fund will not purchase securities while borrowings in excess of 5% of the Fund’s total assets are outstanding, provided, that for purposes of this restriction, short-term credits necessary for the clearance of transactions are not considered borrowings; |
3. | Pledge, hypothecate, mortgage or otherwise encumber its assets, except to secure permitted borrowings. (The deposit of underlying securities and other assets in escrow and collateral arrangements with respect to initial or variation margin for currency transactions and futures contracts will not be deemed to be pledges of the Fund’s assets); |
4. | Purchase a security (other than obligations of the U.S. government, its agencies or instrumentalities) if as a result 25% or more of its total assets would be invested in a single issuer. (This restriction applies to the iShares MSCI Singapore ETF only); |
5. | Purchase, hold or deal in real estate, or oil, gas or mineral interests or leases, but a Fund may purchase and sell securities that are issued by companies that invest or deal in such assets; |
6. | Act as an underwriter of securities of other issuers, except to the extent the Fund may be deemed an underwriter in connection with the sale of securities in its portfolio; |
7. | Purchase securities on margin, except for such short-term credits as are necessary for the clearance of transactions, except that a Fund may make margin deposits in connection with transactions in currencies, options, futures and options on futures; |
8. | Sell securities short; or |
9. | Invest in commodities or commodity contracts, except that a Fund may buy and sell currencies and forward contracts with respect thereto, and may transact in futures contracts on securities, stock indices and currencies and options on such futures contracts and make margin deposits in connection with such contracts. |
1. | Make loans, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
2. | Issue any senior security, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
3. | Pledge, hypothecate, mortgage or otherwise encumber its assets, except to secure permitted borrowings. (The deposit of underlying securities and other assets in escrow and collateral arrangements with respect to initial or variation margin for currency transactions and futures contracts will not be deemed to be pledges of the Fund’s assets); |
4. | Purchase, hold or deal in real estate, or oil, gas or mineral interests or leases, but a Fund may purchase and sell securities that are issued by companies that invest or deal in such assets; |
5. | Act as an underwriter of securities of other issuers, except to the extent the Fund may be deemed an underwriter in connection with the sale of securities in its portfolio; |
6. | Purchase securities on margin, except for such short-term credits as are necessary for the clearance of transactions, except that a Fund may make margin deposits in connection with transactions in currencies, options, futures and options on futures; |
7. | Sell securities short; or |
8. | Invest in commodities or commodity contracts, except that a Fund may buy and sell currencies and forward contracts with respect thereto, and may transact in futures contracts on securities, stock indices and currencies and options on such futures contracts and make margin deposits in connection with such contracts. |
1. | Concentrate its investments (i.e., invest 25% or more of its total assets in the securities of a particular industry or group of industries), except that a Fund will concentrate to approximately the same extent that its Underlying Index concentrates in the securities of such particular industry or group of industries. For purposes of this limitation, securities of the U.S. government (including its agencies and instrumentalities), repurchase agreements collateralized by U.S. government securities, and securities of state or municipal governments and their political subdivisions are not considered to be issued by members of any industry; |
2. | Borrow money, except that (i) each Fund may borrow from banks for temporary or emergency (not leveraging) purposes, including the meeting of redemption requests which might otherwise require the untimely disposition of securities, and (ii) each Fund may, to the extent consistent with its investment policies, enter into repurchase agreements, reverse repurchase agreements, forward roll transactions and similar investment strategies and techniques. To the extent that it engages in transactions described in (i) and (ii), each Fund will be limited so that no more than 33 1/3% of the value of its total assets (including the amount borrowed) is derived from such transactions. Any borrowings which come to exceed this amount will be reduced in accordance with applicable law; |
3. | Issue any senior security, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
4. | Make loans, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
5. | Purchase or sell real estate unless acquired as a result of ownership of securities or other investments (but this restriction shall not prevent each Fund from investing in securities of companies engaged in the real estate business or securities or other instruments backed by real estate or mortgages), or commodities or commodity contracts (but this restriction shall not prevent each Fund from trading in futures contracts and options on futures contracts, including options on currencies to the extent consistent with each Fund's investment objectives and policies); or |
6. | Engage in the business of underwriting securities issued by other persons, except to the extent that each Fund may technically be deemed to be an underwriter under the 1933 Act, the disposing of portfolio securities. |
Fund | Industry or Industries | |
iShares MSCI Australia ETF | Banks | |
iShares MSCI Canada ETF | Banks | |
iShares MSCI Pacific ex Japan ETF | Banks | |
iShares MSCI Russia ETF | Oil & Gas | |
iShares MSCI Singapore ETF | Banks | |
iShares MSCI Spain ETF | Banks |
Fund | Industry or Industries | |
iShares MSCI Switzerland ETF | Pharmaceuticals | |
iShares MSCI Turkey ETF | Banks |
• | The frequency of trades and quotes for the security; |
• | The number of dealers wishing to purchase or sell the security and the number of other potential purchasers; |
• | Dealer undertakings to make a market in the security; and |
• | The nature of the security and the nature of the marketplace in which it trades (e.g., the time needed to dispose of the security, the method of soliciting offers and the mechanics of transfer). |
1. | Invest in the securities of a company for the purpose of exercising management or control, or in any event purchase and hold more than 10% of the securities of a single issuer, provided that the Company may vote the investment securities owned by each Fund in accordance with its views; or |
2. | Hold illiquid assets in excess of 15% of its net assets. An illiquid asset is any asset which may not be sold or disposed of in the ordinary course of business within seven days at approximately the value at which the Fund has valued the investment. |
1. | The frequency of trades and quotes for the security; |
2. | The number of dealers wishing to purchase or sell the security and the number of other potential purchasers; |
3. | Dealer undertakings to make a market in the security; and |
4. | The nature of the security and the nature of the marketplace in which it trades (e.g., the time needed to dispose of the security, the method of soliciting offers and the mechanics of transfer). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years |
Other
Directorships Held by Director | |||
Robert
S. Kapito1 (60) |
Director
(since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). | Director of BlackRock, Inc. (since 2006); Trustee of iShares Trust (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). | |||
Mark
K. Wiedman2 (47) |
Director (since 2013). | Senior Managing Director, BlackRock, Inc. (since 2014); Managing Director, BlackRock, Inc. (2007-2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2016); Global Head of iShares (2011-2016); Head of Corporate Strategy, BlackRock, Inc. (2009-2011). | Trustee of iShares Trust (since 2013); Trustee of iShares U.S. ETF Trust (since 2013); Director of PennyMac Financial Services, Inc. (since 2008). |
1 | Robert S. Kapito is deemed to be an “interested person” (as defined in the 1940 Act) of the Company due to his affiliations with BlackRock, Inc. and its affiliates. |
2 | Mark K. Wiedman is deemed to be an “interested person” (as defined in the 1940 Act) of the Company due to his affiliations with BlackRock, Inc. and its affiliates. |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years |
Other
Directorships Held by Director | |||
Cecilia
H. Herbert (68) |
Director
(since 2005); Independent Board Chair (since 2016). |
Trustee and Member of the Finance, Technology and Quality Committee of Stanford Health Care (since 2016); Trustee and Member of the Investment Committee, WNET, a New York public media company (since 2011); Chair (1994-2005) and Member (since 1992) of the Investment Committee, Archdiocese of San Francisco; Director (1998-2013) and President (2007-2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006-2010) of the Thacher School. | Trustee of iShares Trust (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares Trust and iShares U.S. ETF Trust (since 2016); Trustee of Forward Funds (14 portfolios) (since 2009); Trustee of Salient MF Trust (4 portfolios) (since 2015). | |||
Jane
D. Carlin (61) |
Director
(since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). | Trustee of iShares Trust (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Director of PHH Corporation (mortgage solutions) (since 2012); Director of The Hanover Insurance Group, Inc. (since 2016). | |||
Richard
L. Fagnani (63) |
Director
(since 2017); Equity Plus Committee Chair (since 2017). |
Partner, KPMG LLP (2002-2016). | Trustee of iShares Trust (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). | |||
Charles
A. Hurty (74) |
Director
(since 2005); Audit Committee Chair (since 2006). |
Retired; Partner, KPMG LLP (1968-2001). | Trustee of iShares Trust (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Director of SkyBridge Alternative Investments Multi-Adviser Hedge Fund Portfolios LLC (2 portfolios) (since 2002). | |||
John
E. Kerrigan (62) |
Director
(since 2005); Securities Lending Committee Chair (since 2016). |
Chief Investment Officer, Santa Clara University (since 2002). | Trustee of iShares Trust (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). | |||
Drew
E. Lawton (58) |
Director
(since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010-2015). | Trustee of iShares Trust (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). | |||
John
E. Martinez (56) |
Director
(since 2003); Fixed Income Plus Committee Chair (since 2016). |
Director of Real Estate Equity Exchange, Inc. (since 2005). | Trustee of iShares Trust (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years |
Other
Directorships Held by Director | |||
Madhav
V. Rajan (53) |
Director
(since 2011); Nominating and Governance Committee Chair (since 2017). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010-2016). | Trustee
of iShares Trust (since 2011); Trustee of iShares U.S. ETF Trust (since 2011); Director, Cavium, Inc. (since 2013). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years | ||
Martin
Small (42) |
President (since 2016). | Managing Director, BlackRock, Inc. (since 2010); Head of U.S. iShares (since 2015); Co-Head of the U.S. Financial Markets Advisory Group, BlackRock, Inc. (2008-2014). | ||
Jack
Gee (58) |
Treasurer
and Chief Financial Officer (since 2008). |
Managing Director, BlackRock, Inc. (since 2009); Senior Director of Fund Administration of Intermediary Investor Business, BGI (2009). | ||
Charles
Park (50) |
Chief Compliance Officer (since 2006). | Chief Compliance Officer of BlackRock Advisors, LLC and the BlackRock-advised Funds in the Equity-Bond Complex, the Equity-Liquidity Complex and the Closed-End Complex (since 2014); Chief Compliance Officer of BFA (since 2006). | ||
Benjamin
Archibald (42) |
Secretary (since 2015). | Managing Director, BlackRock, Inc. (since 2014); Director, BlackRock, Inc. (2010-2013); Secretary of the BlackRock-advised mutual funds (since 2012). | ||
Steve
Messinger (55) |
Executive
Vice President (since 2016). |
Managing Director, BlackRock, Inc. (2007-2014 and since 2016); Managing Director, Beacon Consulting Group (2014-2016). | ||
Scott
Radell (49) |
Executive
Vice President (since 2012). |
Managing Director, BlackRock, Inc. (since 2009); Head of Portfolio Solutions, BlackRock, Inc. (since 2009). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years | ||
Alan
Mason (57) |
Executive
Vice President (since 2016). |
Managing Director, BlackRock, Inc. (since 2009). |
Name | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director or Advisory Board Member in Family of Investment Companies | |||
Robert S. Kapito | None | None | None | |||
Mark K. Wiedman | iShares Core MSCI EAFE ETF | $50,001-$100,000 | Over $100,000 | |||
iShares Core MSCI Emerging Markets ETF | $50,001-$100,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | Over $100,000 | |||||
iShares National Muni Bond ETF | Over $100,000 | |||||
iShares New York Muni Bond ETF | Over $100,000 | |||||
Cecilia H. Herbert | iShares California Muni Bond ETF | Over $100,000 | Over $100,000 | |||
iShares China Large-Cap ETF | $50,001-$100,000 | |||||
iShares Core Dividend Growth ETF | $10,001-$50,000 | |||||
iShares Core High Dividend ETF | $1-$10,000 | |||||
iShares Core MSCI Emerging Markets ETF | $10,001-$50,000 | |||||
iShares Core MSCI Total International Stock ETF | $10,001-$50,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Core S&P Small-Cap ETF | $1-$10,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | $10,001-$50,000 | |||||
iShares Core S&P U.S. Growth ETF | $50,001-$100,000 | |||||
iShares Core S&P U.S. Value ETF | $50,001-$100,000 |
Name | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director or Advisory Board Member in Family of Investment Companies | |||
iShares iBoxx $ High Yield Corporate Bond ETF | $10,001-$50,000 | |||||
iShares International Select Dividend ETF | $1-$10,000 | |||||
iShares MSCI EAFE ETF | $1-$10,000 | |||||
iShares MSCI Japan ETF | $10,001-$50,000 | |||||
iShares National Muni Bond ETF | $10,001-$50,000 | |||||
iShares U.S. Preferred Stock ETF | $10,001-$50,000 | |||||
Jane D. Carlin | iShares Core MSCI EAFE ETF | $50,001-$100,000 | Over $100,000 | |||
iShares Core S&P Small-Cap ETF | $50,001-$100,000 | |||||
iShares Global Tech ETF | $10,001-$50,000 | |||||
Richard L. Fagnani | Not Applicable | Not Applicable | Not Applicable | |||
Charles A. Hurty | iShares China Large-Cap ETF | $10,001-$50,000 | Over $100,000 | |||
iShares Core Dividend Growth ETF | Over $100,000 | |||||
iShares Core Growth Allocation ETF | Over $100,000 | |||||
iShares Core High Dividend ETF | Over $100,000 | |||||
iShares Core Moderate Allocation ETF | $50,001-$100,000 | |||||
iShares Core MSCI Emerging Markets ETF | $50,001-$100,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Core S&P U.S. Value ETF | $10,001-$50,000 | |||||
iShares Edge MSCI Min Vol USA ETF | Over $100,000 | |||||
iShares Global Energy ETF | $10,001-$50,000 | |||||
iShares Global Healthcare ETF | $10,001-$50,000 | |||||
iShares Global Tech ETF | $10,001-$50,000 | |||||
iShares MSCI EAFE ETF | $10,001-$50,000 | |||||
iShares Russell 2000 ETF | $10,001-$50,000 | |||||
iShares U.S. Basic Materials ETF | $10,001-$50,000 | |||||
iShares U.S. Energy ETF | $10,001-$50,000 | |||||
iShares U.S. Technology ETF | Over $100,000 | |||||
John E. Kerrigan | iShares MSCI ACWI ETF | $10,001-$50,000 | Over $100,000 | |||
iShares MSCI ACWI ex U.S. ETF | Over $100,000 | |||||
iShares Short-Term National Muni Bond ETF | Over $100,000 | |||||
Drew E. Lawton | iShares MSCI Frontier 100 ETF | $50,001-$100,000 | $50,001-$100,000 |
Name | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director or Advisory Board Member in Family of Investment Companies | |||
John E. Martinez | iShares Core MSCI Total International Stock ETF | $1-$10,000 | Over $100,000 | |||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | $1-$10,000 | |||||
iShares Global Consumer Staples ETF | Over $100,000 | |||||
iShares MSCI All Country Asia ex Japan ETF | Over $100,000 | |||||
iShares MSCI EAFE ETF | Over $100,000 | |||||
iShares Russell 1000 ETF | Over $100,000 | |||||
iShares Russell 1000 Value ETF | Over $100,000 | |||||
iShares Russell 2000 ETF | Over $100,000 | |||||
iShares Short Maturity Bond ETF | Over $100,000 | |||||
iShares TIPS Bond ETF | $50,001-$100,000 | |||||
Madhav V. Rajan | iShares Core Dividend Growth ETF | Over $100,000 | Over $100,000 | |||
iShares Core High Dividend ETF | Over $100,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares iBoxx $ High Yield Corporate Bond ETF | Over $100,000 | |||||
iShares iBoxx $ Investment Grade Corporate Bond ETF | Over $100,000 | |||||
iShares Russell 2000 ETF | Over $100,000 | |||||
iShares Select Dividend ETF | Over $100,000 | |||||
iShares U.S. Preferred Stock ETF | Over $100,000 |
Name | iShares
MSCI Australia ETF |
iShares
MSCI Austria ETF |
iShares
MSCI Belgium ETF |
iShares
MSCI Canada ETF | ||||
Independent Directors: | ||||||||
Robert H. Silver1 | $ 0 | $ 0 | $ 0 | $0 | ||||
John E. Martinez | 508 | 67 | 21 | 899 | ||||
Cecilia H. Herbert | 545 | 72 | 23 | 965 | ||||
Charles A. Hurty | 530 | 70 | 22 | 938 | ||||
John E. Kerrigan | 508 | 67 | 21 | 899 | ||||
Madhav V. Rajan | 539 | 71 | 23 | 954 | ||||
Jane D. Carlin | 508 | 67 | 21 | 899 | ||||
Drew E. Lawton2 | 440 | 58 | 18 | 778 | ||||
Richard L. Fagnani3 | 207 | 27 | 9 | 367 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $0 | ||||
Mark K. Wiedman | 0 | 0 | 0 | 0 |
Name | iShares
MSCI Eurozone ETF |
iShares
MSCI France ETF |
iShares
MSCI Germany ETF |
iShares
MSCI Hong Kong ETF | ||||
Independent Directors: | ||||||||
Robert H. Silver1 | $ 0 | $ 0 | $ 0 | $0 | ||||
John E. Martinez | 3,306 | 184 | 1,156 | 534 | ||||
Cecilia H. Herbert | 3,548 | 198 | 1,241 | 573 | ||||
Charles A. Hurty | 3,451 | 192 | 1,207 | 557 | ||||
John E. Kerrigan | 3,306 | 184 | 1,156 | 534 | ||||
Madhav V. Rajan | 3,508 | 195 | 1,227 | 566 | ||||
Jane D. Carlin | 3,306 | 184 | 1,156 | 534 | ||||
Drew E. Lawton2 | 2,863 | 159 | 1,001 | 462 | ||||
Richard L. Fagnani3 | 1,351 | 75 | 472 | 218 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $0 | ||||
Mark K. Wiedman | 0 | 0 | 0 | 0 |
Name | iShares
MSCI Israel ETF |
iShares
MSCI Italy ETF |
iShares
MSCI Japan ETF |
iShares
MSCI Japan Small-Cap ETF | ||||
Independent Directors: | ||||||||
Robert H. Silver1 | $ 0 | $ 0 | $ 0 | $0 | ||||
John E. Martinez | 26 | 240 | 4,260 | 54 | ||||
Cecilia H. Herbert | 28 | 258 | 4,572 | 58 | ||||
Charles A. Hurty | 27 | 251 | 4,447 | 57 | ||||
John E. Kerrigan | 26 | 240 | 4,260 | 54 | ||||
Madhav V. Rajan | 27 | 255 | 4,520 | 58 | ||||
Jane D. Carlin | 26 | 240 | 4,260 | 54 |
Name | iShares
MSCI Israel ETF |
iShares
MSCI Italy ETF |
iShares
MSCI Japan ETF |
iShares
MSCI Japan Small-Cap ETF | ||||
Drew E. Lawton2 | 22 | 208 | 3,689 | 47 | ||||
Richard L. Fagnani3 | 10 | 98 | 1,740 | 22 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $0 | ||||
Mark K. Wiedman | 0 | 0 | 0 | 0 |
Name | iShares
MSCI Mexico ETF |
iShares
MSCI Netherlands ETF |
iShares
MSCI Pacific ex Japan ETF |
iShares
MSCI Russia ETF | ||||
Independent Directors: | ||||||||
Robert H. Silver1 | $ 0 | $ 0 | $ 0 | $0 | ||||
John E. Martinez | 379 | 55 | 898 | 149 | ||||
Cecilia H. Herbert | 407 | 59 | 963 | 159 | ||||
Charles A. Hurty | 396 | 58 | 937 | 155 | ||||
John E. Kerrigan | 379 | 55 | 898 | 149 | ||||
Madhav V. Rajan | 402 | 59 | 952 | 158 | ||||
Jane D. Carlin | 379 | 55 | 898 | 149 | ||||
Drew E. Lawton2 | 328 | 48 | 777 | 129 | ||||
Richard L. Fagnani3 | 155 | 23 | 367 | 61 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $0 | ||||
Mark K. Wiedman | 0 | 0 | 0 | 0 |
Name | iShares
MSCI Singapore ETF |
iShares
MSCI South Africa ETF |
iShares
MSCI Spain ETF |
iShares
MSCI Sweden ETF | ||||
Independent Directors: | ||||||||
Robert H. Silver1 | $ 0 | $ 0 | $ 0 | $0 | ||||
John E. Martinez | 173 | 121 | 424 | 132 | ||||
Cecilia H. Herbert | 185 | 130 | 455 | 142 | ||||
Charles A. Hurty | 180 | 126 | 443 | 138 | ||||
John E. Kerrigan | 173 | 121 | 424 | 132 | ||||
Madhav V. Rajan | 183 | 128 | 450 | 140 | ||||
Jane D. Carlin | 173 | 121 | 424 | 132 | ||||
Drew E. Lawton2 | 149 | 105 | 367 | 115 | ||||
Richard L. Fagnani3 | 71 | 49 | 173 | 54 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $0 | ||||
Mark K. Wiedman | 0 | 0 | 0 | 0 |
Name | iShares
MSCI Switzerland ETF |
iShares
MSCI Thailand ETF |
iShares
MSCI Turkey ETF |
iShares
MSCI USA Equal Weighted ETF | ||||
Independent Directors: | ||||||||
Name | iShares
MSCI Switzerland ETF |
iShares
MSCI Thailand ETF |
iShares
MSCI Turkey ETF |
iShares
MSCI USA Equal Weighted ETF | ||||
Robert H. Silver1 | $ 0 | $ 0 | $ 0 | $0 | ||||
John E. Martinez | 360 | 102 | 122 | 39 | ||||
Cecilia H. Herbert | 387 | 110 | 131 | 42 | ||||
Charles A. Hurty | 376 | 107 | 128 | 41 | ||||
John E. Kerrigan | 360 | 102 | 122 | 39 | ||||
Madhav V. Rajan | 382 | 109 | 130 | 41 | ||||
Jane D. Carlin | 360 | 102 | 122 | 39 | ||||
Drew E. Lawton2 | 312 | 89 | 106 | 34 | ||||
Richard L. Fagnani3 | 147 | 42 | 50 | 16 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $0 | ||||
Mark K. Wiedman | 0 | 0 | 0 | 0 |
Name | iShares
MSCI World ETF | |
Independent Directors: | ||
Robert H. Silver1 | $0 | |
John E. Martinez | 147 | |
Cecilia H. Herbert | 157 | |
Charles A. Hurty | 153 | |
John E. Kerrigan | 147 | |
Madhav V. Rajan | 156 | |
Jane D. Carlin | 147 | |
Drew E. Lawton2 | 127 | |
Richard L. Fagnani3 | 60 | |
Interested Directors: | ||
Robert S. Kapito | $0 | |
Mark K. Wiedman | 0 |
Name | Pension
or Retirement Benefits Accrued As Part of Company Expenses4 |
Estimated
Annual Benefits Upon Retirement4 |
Total
Compensation From the Funds and Fund Complex5 | |||
Independent Directors: | ||||||
Robert H. Silver1 | Not Applicable | Not Applicable | $81,250 | |||
John E. Martinez | Not Applicable | Not Applicable | 336,764 | |||
Cecilia H. Herbert | Not Applicable | Not Applicable | 361,764 | |||
Charles A. Hurty | Not Applicable | Not Applicable | 340,000 | |||
John E. Kerrigan | Not Applicable | Not Applicable | 325,000 | |||
Madhav V. Rajan | Not Applicable | Not Applicable | 325,000 | |||
Jane D. Carlin | Not Applicable | Not Applicable | 325,000 | |||
Interested Directors: | ||||||
Name | Pension
or Retirement Benefits Accrued As Part of Company Expenses4 |
Estimated
Annual Benefits Upon Retirement4 |
Total
Compensation From the Funds and Fund Complex5 | |||
Robert S. Kapito | Not Applicable | Not Applicable | $0 | |||
Mark K. Wiedman | Not Applicable | Not Applicable | 0 | |||
Advisory Board Members: | ||||||
Drew E. Lawton2 | Not Applicable | Not Applicable | $75,000 6 | |||
Richard L. Fagnani3 | Not Applicable | Not Applicable | Not Applicable7 |
1 | Served as an Independent Director through March 31, 2016. |
2 | Compensation from each Fund is shown for Drew E. Lawton for his services as an Advisory Board Member for the period from October 18, 2016 (date of his appointment to the Advisory Board of the Company, iShares Trust and iShares U.S. ETF Trust) to June 18, 2017, and for his services as an Independent Director for the period from June 19, 2017 (date of his election to the Board of the Company, iShares Trust and iShares U.S. ETF Trust) to August 31, 2017. |
3 | Compensation from each Fund is shown for Richard L. Fagnani for his services as an Advisory Board Member for the period from April 1, 2017 (date of his appointment to the Advisory Board of the Company, iShares Trust and iShares U.S. ETF Trust) to June 18, 2017, and for his services as an Independent Director for the period from June 19, 2017 (date of his election to the Board of the Company, iShares Trust and iShares U.S. ETF Trust) to August 31, 2017. |
4 | No Director or officer is entitled to any pension or retirement benefits from the Company. |
5 | Also includes compensation for service on the Boards of Trustees or the Advisory Board for iShares Trust and iShares U.S. ETF Trust. |
6 | Total compensation is shown for Drew E. Lawton for the period from October 18, 2016 (date of his appointment to the Advisory Board of the Company, iShares Trust and iShares U.S. ETF Trust) to December 31, 2016. |
7 | Total compensation is not shown for Richard L. Fagnani because he was appointed to serve as an Advisory Board Member of the Company, iShares Trust and iShares U.S. ETF Trust effective April 1, 2017. |
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Australia ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
13.84% | ||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
12.22% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
7.60% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
6.78% |
Fund | Name | Percentage
of Ownership | ||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
6.24% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
5.46% | |||
iShares MSCI Austria ETF | National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
15.66% | ||
Morgan
Stanley Smith Barney LLC 1300 Thames Street 6th Floor Baltimore, MD 21231 |
7.59% | |||
Mellon
Trust of New England, National Association Three Mellon Bank Center Floor 1533700 Pittsburgh, PA 15259 |
5.76% | |||
Raymond,
James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.51% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.15% | |||
iShares MSCI Belgium ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.29% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
8.35% | |||
Morgan
Stanley Smith Barney LLC 1300 Thames Street 6th Floor Baltimore, MD 21231 |
8.29% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
6.26% | |||
Pershing
LLC One Pershing Plaza Jersey City, NJ 07399 |
5.86% | |||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
5.78% |
Fund | Name | Percentage
of Ownership | ||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.71% | |||
Credit
Suisse Securities (USA) LLC One Madison Ave 3rd Floor New York, NY 10010 |
5.47% | |||
iShares MSCI Canada ETF | Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
14.79% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.89% | |||
Bank
of America NA/Client Assets 135 S LaSalle St Chicago, IL 60603 |
9.11% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
7.34% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
6.28% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
5.65% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
5.29% | |||
iShares MSCI Eurozone ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
18.36% | ||
BlackRock
Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
12.85% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
11.34% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
7.86% |
Fund | Name | Percentage
of Ownership | ||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.22% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
5.91% | |||
iShares MSCI France ETF | The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
12.54% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
11.22% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
10.44% | |||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
8.91% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
6.13% | |||
iShares MSCI Germany ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
30.47% | ||
BlackRock
Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
14.61% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
7.70% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.82% | |||
iShares MSCI Hong Kong ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
33.04% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.86% |
Fund | Name | Percentage
of Ownership | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
10.73% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.84% | |||
iShares MSCI Israel ETF | Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
13.29% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
11.04% | |||
Morgan
Stanley Smith Barney LLC 1300 Thames Street 6th Floor Baltimore, MD 21231 |
7.43% | |||
BNP
Paribas, New York Branch/Custody Services 525 Washington BLVD. Jersey City, NJ 07310 |
7.03% | |||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.38% | |||
iShares MSCI Italy ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
24.48% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
8.54% | |||
Mellon
Trust of New England, National Association Three Mellon Bank Center Floor 1533700 Pittsburgh, PA 15259 |
6.83% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
6.59% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.56% | |||
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Japan ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
15.56% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
10.93% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
8.05% | |||
BlackRock
Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
6.52% | |||
Morgan
Stanley Smith Barney LLC 1300 Thames Street 6th Floor Baltimore, MD 21231 |
6.42% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
6.39% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
5.72% | |||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.41% | |||
J.P.
Morgan Clearing Corp One Metrotech Center North Brooklyn, NY 11201 |
5.22% | |||
iShares MSCI Japan Small-Cap ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
34.68% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
9.89% | |||
Morgan
Stanley Smith Barney LLC 1300 Thames Street 6th Floor Baltimore, MD 21231 |
6.91% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.89% | |||
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Mexico ETF | JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
10.34% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
10.20% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
7.88% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
6.09% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
5.93% | |||
Pershing
LLC One Pershing Plaza Jersey City, NJ 07399 |
5.15% | |||
iShares MSCI Netherlands ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
19.83% | ||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
10.50% | |||
LPL
Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
8.13% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.83% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
5.65% | |||
iShares MSCI Pacific ex Japan ETF | Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
29.72% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
6.27% |
Fund | Name | Percentage
of Ownership | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
6.13% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.25% | |||
iShares MSCI Russia ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
13.77% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.78% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
12.13% | |||
UBS
Financial Services Inc. 1000 Harbor Blvd. 8th Floor Weehawken, NJ 07087 |
9.06% | |||
Deutsche
Bank Securities Inc./Cedear 1251 Avenue of the Americas New York, NY 10020 |
7.72% | |||
iShares MSCI Singapore ETF | Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
11.60% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
9.21% | |||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
8.16% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
7.58% | |||
TD
Ameritrade Clearing, Inc. 1005 N. Ameritrade Place Bellevue, NE 68005 |
5.12% | |||
iShares MSCI South Africa ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
39.36% |
Fund | Name | Percentage
of Ownership | ||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
9.61% | |||
iShares MSCI Spain ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
16.34% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
15.47% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
8.27% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.55% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
5.39% | |||
iShares MSCI Sweden ETF | Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
23.82% | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
14.06% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.51% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
5.96% | |||
iShares MSCI Switzerland ETF | Merrill
Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
29.48% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
10.43% |
Fund | Name | Percentage
of Ownership | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
7.78% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
6.93% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
6.12% | |||
iShares MSCI Thailand ETF | Northern
Trust Company/ United Nations Joint Staff Pension Fund 50 South LaSalle Street Chicago, IL 60675 |
23.81% | ||
Mellon
Trust of New England, National Association Three Mellon Bank Center Floor 1533700 Pittsburgh, PA 15259 |
6.56% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
5.38% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.16% | |||
iShares MSCI Turkey ETF | The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
13.54% | ||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
12.55% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
8.70% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
7.04% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
6.59% |
Fund | Name | Percentage
of Ownership | ||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
6.21% | |||
iShares MSCI USA Equal Weighted ETF | Northern
Trust Company (The) 801 South Canal Street Chicago, IL 60612 |
20.41% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
18.27% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
10.75% | |||
Morgan
Stanley Smith Barney LLC 1300 Thames Street 6th Floor Baltimore, MD 21231 |
7.03% | |||
TD
Ameritrade Clearing, Inc. 1005 N. Ameritrade Place Bellevue, NE 68005 |
5.41% | |||
Credit
Suisse Securities (USA) LLC One Madison Ave 3rd Floor New York, NY 10010 |
5.24% | |||
iShares MSCI World ETF | Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
26.86% | ||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
19.53% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
12.03% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
5.53% |
Fund | Management
Fee for the Fiscal Year Ended August 31, 2017 |
Fund
Inception Date |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2017 |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2016 |
Management
Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2015 | |||||
iShares MSCI Australia ETF | 0.49% | 03/12/96 | $ 8,765,631 | $ 6,860,963 | $ 7,960,415 | |||||
iShares MSCI Austria ETF | 0.49% | 03/12/96 | 591,323 | 295,007 | 292,186 | |||||
iShares MSCI Belgium ETF | 0.49% | 03/12/96 | 442,656 | 898,831 | 784,484 | |||||
iShares MSCI Canada ETF | 0.49% | 03/12/96 | 15,654,293 | 11,048,003 | 12,771,622 | |||||
iShares MSCI Eurozone ETF | 0.49% | 07/25/00 | 46,002,461 | 56,101,620 | 43,090,544 | |||||
iShares MSCI France ETF | 0.49% | 03/12/96 | 1,888,632 | 1,755,176 | 1,578,364 | |||||
iShares MSCI Germany ETF | 0.49% | 03/12/96 | 20,888,860 | 24,428,612 | 28,550,112 | |||||
iShares MSCI Hong Kong ETF | 0.49% | 03/12/96 | 8,623,265 | 9,828,837 | 15,472,269 | |||||
iShares MSCI Israel ETF | 0.62% | 03/26/08 | 605,776 | 700,713 | 778,200 | |||||
iShares MSCI Italy ETF | 0.49% | 03/12/96 | 2,740,989 | 4,260,265 | 4,950,493 | |||||
iShares MSCI Japan ETF | 0.49% | 03/12/96 | 76,064,253 | 83,098,869 | 78,965,332 | |||||
iShares MSCI Japan Small-Cap ETF | 0.49% | 12/20/07 | 711,455 | 865,162 | 701,139 | |||||
iShares MSCI Mexico ETF | 0.49% | 03/12/96 | 6,962,143 | 5,958,256 | 10,089,636 | |||||
iShares MSCI Netherlands ETF | 0.49% | 03/12/96 | 869,772 | 898,127 | 789,963 | |||||
iShares MSCI Pacific ex Japan ETF | 0.49% | 10/25/01 | 12,707,117 | 9,789,421 | 13,450,529 | |||||
iShares MSCI Russia ETF | 0.62% | 11/09/10 | 2,709,785 | 1,610,412 | 1,596,025 | |||||
iShares MSCI Singapore ETF | 0.49% | 03/12/96 | 2,726,470 | 2,669,085 | 3,991,035 | |||||
iShares MSCI South Africa ETF | 0.62% | 02/03/03 | 2,525,075 | 2,287,159 | 2,791,571 | |||||
iShares MSCI Spain ETF | 0.49% | 03/12/96 | 4,632,509 | 5,289,563 | 8,425,166 | |||||
iShares MSCI Sweden ETF | 0.49% | 03/12/96 | 1,664,642 | 1,567,657 | 1,789,253 | |||||
iShares MSCI Switzerland ETF | 0.49% | 03/12/96 | 5,322,718 | 5,530,695 | 5,453,148 | |||||
iShares MSCI Thailand ETF | 0.62% | 03/26/08 | 2,413,235 | 1,855,406 | 2,698,099 | |||||
iShares MSCI Turkey ETF | 0.62% | 03/26/08 | 2,304,918 | 2,183,539 | 2,927,726 | |||||
iShares MSCI USA Equal Weighted ETF | 0.15% | 05/05/10 | 166,612 | 74,046 | 79,043 | |||||
iShares MSCI World ETF | 0.24% | 01/10/12 | 950,275 | 576,599 | 513,995 |
Diane Hsiung | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 233 | $896,642,000,000 | ||
Other Pooled Investment Vehicles | 11 | 4,876,000,000 | ||
Other Accounts | 0 | N/A |
Jennifer Hsui | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 254 | $930,449,000,000 | ||
Other Pooled Investment Vehicles | 12 | 4,899,000,000 | ||
Other Accounts | 0 | N/A |
Alan Mason | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 325 | $1,000,227,000,000 | ||
Other Pooled Investment Vehicles | 302 | 676,584,000,000 | ||
Other Accounts | 219 | 61,456,000,000 |
Greg Savage | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 316 | $996,367,000,000 | ||
Other Pooled Investment Vehicles | 80 | 29,287,000,000 | ||
Other Accounts | 0 | N/A |
Diane Hsiung | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 2 | $26,000,000 | ||
Other Accounts | 0 | N/A |
Jennifer Hsui | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 2 | $26,000,000 | ||
Other Accounts | 0 | N/A |
Alan Mason | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Greg Savage | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 1 | $1,070,000,000 | ||
Other Accounts | 0 | N/A |
Diane Hsiung | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m | ||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria ETF | X | ||||||||||||||
iShares MSCI Belgium ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel ETF | X | ||||||||||||||
iShares MSCI Italy ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico ETF | X |
Diane Hsiung | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m | ||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Russia ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland ETF | X | ||||||||||||||
iShares MSCI Thailand ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA Equal Weighted ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Jennifer Hsui | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m | ||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria ETF | X | ||||||||||||||
iShares MSCI Belgium ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel ETF | X | ||||||||||||||
iShares MSCI Italy ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Russia ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland ETF | X | ||||||||||||||
iShares MSCI Thailand ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA Equal Weighted ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Alan Mason | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m | ||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria ETF | X | ||||||||||||||
iShares MSCI Belgium ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel ETF | X | ||||||||||||||
iShares MSCI Italy ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Russia ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland ETF | X | ||||||||||||||
iShares MSCI Thailand ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA Equal Weighted ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Greg Savage | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m | ||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria ETF | X | ||||||||||||||
iShares MSCI Belgium ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel ETF | X | ||||||||||||||
iShares MSCI Italy ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X |
Greg Savage | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m | ||||||||
iShares MSCI Russia ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland ETF | X | ||||||||||||||
iShares MSCI Thailand ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA Equal Weighted ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Fund | Fund
Inception Date |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2017 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2016 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2015 | ||||
iShares MSCI Australia ETF | 03/12/96 | $ 138,185 | $ 122,545 | $ 132,291 | ||||
iShares MSCI Austria ETF | 03/12/96 | 39,043 | 41,616 | 28,942 | ||||
iShares MSCI Belgium ETF | 03/12/96 | 23,676 | 45,520 | 34,434 | ||||
iShares MSCI Canada ETF | 03/12/96 | 145,936 | 125,146 | 129,242 | ||||
iShares MSCI Eurozone ETF | 07/25/00 | 607,402 | 714,702 | 570,597 | ||||
iShares MSCI France ETF | 03/12/96 | 47,186 | 55,907 | 45,238 | ||||
iShares MSCI Germany ETF | 03/12/96 | 255,047 | 296,554 | 346,177 | ||||
iShares MSCI Hong Kong ETF | 03/12/96 | 129,758 | 133,680 | 209,256 | ||||
iShares MSCI Israel ETF | 03/26/08 | 68,369 | 83,416 | 75,942 | ||||
iShares MSCI Italy ETF | 03/12/96 | 53,111 | 72,644 | 73,306 | ||||
iShares MSCI Japan ETF | 03/12/96 | 448,466 | 494,336 | 476,657 | ||||
iShares MSCI Japan Small-Cap ETF | 12/20/07 | 12,018 | 24,007 | 11,644 | ||||
iShares MSCI Mexico ETF | 03/12/96 | 189,730 | 175,529 | 253,667 | ||||
iShares MSCI Netherlands ETF | 03/12/96 | 20,073 | 29,401 | 24,143 | ||||
iShares MSCI Pacific ex Japan ETF | 10/25/01 | 213,840 | 191,087 | 235,690 | ||||
iShares MSCI Russia ETF | 11/09/10 | 818,515 | 500,149 | 432,003 | ||||
iShares MSCI Singapore ETF | 03/12/96 | 86,692 | 107,423 | 124,087 | ||||
iShares MSCI South Africa ETF | 02/03/03 | 57,519 | 60,034 | 63,866 | ||||
iShares MSCI Spain ETF | 03/12/96 | 66,294 | 71,352 | 108,761 | ||||
iShares MSCI Sweden ETF | 03/12/96 | 36,133 | 32,944 | 39,115 | ||||
iShares MSCI Switzerland ETF | 03/12/96 | 78,632 | 85,893 | 82,377 | ||||
iShares MSCI Thailand ETF | 03/26/08 | 65,858 | 63,804 | 70,441 | ||||
iShares MSCI Turkey ETF | 03/26/08 | 125,836 | 118,326 | 147,844 | ||||
iShares MSCI USA Equal Weighted ETF | 05/05/10 | 28,650 | 18,174 | 9,516 | ||||
iShares MSCI World ETF | 01/10/12 | 37,350 | 32,614 | 41,325 |
Fund | iShares
MSCI Australia ETF |
iShares
MSCI Austria ETF |
iShares
MSCI Belgium ETF |
iShares
MSCI Canada ETF |
Gross
income from securities lending activities |
$ 51,932 | $107,539 | $100,690 | $269,283 |
Fees
and/or compensation for securities lending activities and related services |
||||
Securities
lending income paid to BTC for services as securities lending agent |
7,703 | 19,392 | 17,406 | 18,035 |
Cash
collateral management expenses not included in securities lending income paid to BTC |
1,251 | 1,591 | 1,509 | 8,758 |
Administrative
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers) | 10,419 | 6,446 | 3,750 | 159,586 |
Other
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate
fees/compensation for securities lending activities |
19,373 | 27,429 | 22,665 | 186,379 |
Net
income from securities lending activities |
32,559 | 80,110 | 78,025 | 82,904 |
Fund | iShares
MSCI Eurozone ETF |
iShares
MSCI France ETF |
iShares
MSCI Germany ETF |
iShares
MSCI Hong Kong ETF |
Gross
income from securities lending activities |
$2,443,585 | $193,954 | $373,016 | $870,149 |
Fees
and/or compensation for securities lending activities and related services |
||||
Securities
lending income paid to BTC for services as securities lending agent |
398,589 | 35,241 | 47,807 | 95,177 |
Cash
collateral management expenses not included in securities lending income paid to BTC |
21,957 | 130 | 8,114 | 26,950 |
Fund | iShares
MSCI Eurozone ETF |
iShares
MSCI France ETF |
iShares
MSCI Germany ETF |
iShares
MSCI Hong Kong ETF |
Administrative
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers) | 244,977 | 0 | 122,305 | 309,746 |
Other
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate
fees/compensation for securities lending activities |
665,523 | 35,371 | 178,226 | 431,873 |
Net
income from securities lending activities |
1,778,062 | 158,583 | 194,790 | 438,276 |
Fund | iShares
MSCI Israel ETF |
iShares
MSCI Italy ETF |
iShares
MSCI Japan ETF |
iShares
MSCI Japan Small-Cap ETF |
Gross
income from securities lending activities |
$302,554 | $123,831 | $ 4,175,863 | $249,838 |
Fees
and/or compensation for securities lending activities and related services |
||||
Securities
lending income paid to BTC for services as securities lending agent |
42,313 | 21,191 | 771,940 | 44,671 |
Cash
collateral management expenses not included in securities lending income paid to BTC |
4,821 | 1,587 | 21,758 | 2,474 |
Administrative
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers) | 61,542 | 8,745 | 0 | 5,170 |
Other
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate
fees/compensation for securities lending activities |
108,676 | 31,523 | 793,698 | 52,315 |
Net
income from securities lending activities |
193,878 | 92,308 | 3,382,165 | 197,523 |
Fund | iShares
MSCI Mexico ETF |
iShares
MSCI Netherlands ETF |
iShares
MSCI Pacific ex Japan ETF |
iShares
MSCI Russia ETF |
Gross
income from securities lending activities |
$963,573 | $28,576 | $534,791 | N/A |
Fees
and/or compensation for securities lending activities and related services |
Fund | iShares
MSCI Mexico ETF |
iShares
MSCI Netherlands ETF |
iShares
MSCI Pacific ex Japan ETF |
iShares
MSCI Russia ETF |
Securities
lending income paid to BTC for services as securities lending agent |
165,457 | 3,996 | 70,705 | N/A |
Cash
collateral management expenses not included in securities lending income paid to BTC |
11,297 | 917 | 13,352 | N/A |
Administrative
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | N/A |
Indemnification
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | N/A |
Rebates (paid to borrowers) | 83,815 | 5,340 | 132,695 | N/A |
Other
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | N/A |
Aggregate
fees/compensation for securities lending activities |
260,569 | 10,253 | 216,752 | N/A |
Net
income from securities lending activities |
703,004 | 18,323 | 318,039 | N/A |
Fund | iShares
MSCI Singapore ETF |
iShares
MSCI South Africa ETF |
iShares
MSCI Spain ETF |
iShares
MSCI Sweden ETF |
Gross
income from securities lending activities |
$ 501,573 | $32,053 | $244,251 | $22,212 |
Fees
and/or compensation for securities lending activities and related services |
||||
Securities
lending income paid to BTC for services as securities lending agent |
68,516 | 4,425 | 42,562 | 2,821 |
Cash
collateral management expenses not included in securities lending income paid to BTC |
12,702 | 1,117 | 2,108 | 696 |
Administrative
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers) | 110,791 | 5,966 | 29,334 | 7,231 |
Other
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate
fees/compensation for securities lending activities |
192,009 | 11,508 | 74,004 | 10,748 |
Net
income from securities lending activities |
309,564 | 20,545 | 170,247 | 11,464 |
Fund | iShares
MSCI Switzerland ETF |
iShares
MSCI Thailand ETF |
iShares
MSCI Turkey ETF |
iShares
MSCI USA Equal Weighted ETF |
Gross
income from securities lending activities |
$ 84,143 | $ 1,725,876 | $2,034,874 | $ 63,766 |
Fees
and/or compensation for securities lending activities and related services |
||||
Securities
lending income paid to BTC for services as securities lending agent |
9,900 | 309,926 | 365,062 | 10,225 |
Cash
collateral management expenses not included in securities lending income paid to BTC |
2,999 | 12,596 | 11,683 | 1,668 |
Administrative
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Indemnification
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Rebates (paid to borrowers) | 26,665 | 4,415 | 5,022 | 25,143 |
Other
fees not included in securities lending income paid to BTC |
0 | 0 | 0 | 0 |
Aggregate
fees/compensation for securities lending activities |
39,564 | 326,937 | 381,767 | 37,036 |
Net
income from securities lending activities |
44,579 | 1,398,939 | 1,653,107 | 26,730 |
Fund | iShares
MSCI World ETF |
Gross
income from securities lending activities |
$102,376 |
Fees
and/or compensation for securities lending activities and related services |
|
Securities
lending income paid to BTC for services as securities lending agent |
11,014 |
Cash
collateral management expenses not included in securities lending income paid to BTC |
2,802 |
Administrative
fees not included in securities lending income paid to BTC |
0 |
Indemnification
fees not included in securities lending income paid to BTC |
0 |
Rebates (paid to borrowers) | 40,048 |
Fund | iShares
MSCI World ETF |
Other
fees not included in securities lending income paid to BTC |
0 |
Aggregate
fees/compensation for securities lending activities |
53,864 |
Net
income from securities lending activities |
48,512 |
Fund | Fund
Inception Date |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2017 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2016 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2015 | ||||
iShares MSCI Australia ETF | 03/12/96 | $ 26,446 | $ 26,846 | $ 68,464 | ||||
iShares MSCI Austria ETF | 03/12/96 | 7,549 | 1,425 | 1,778 | ||||
iShares MSCI Belgium ETF | 03/12/96 | 1,782 | 7,927 | 1,285 | ||||
iShares MSCI Canada ETF | 03/12/96 | 122,196 | 38,919 | 47,160 | ||||
iShares MSCI Eurozone ETF | 07/25/00 | 135,508 | 88,817 | 129,361 | ||||
iShares MSCI France ETF | 03/12/96 | 9,993 | 6,018 | 9,699 | ||||
iShares MSCI Germany ETF | 03/12/96 | 48,124 | 43,771 | 57,810 | ||||
iShares MSCI Hong Kong ETF | 03/12/96 | 44,083 | 28,655 | 132,602 | ||||
iShares MSCI Israel ETF | 03/26/08 | 14,172 | 23,272 | 11,791 | ||||
iShares MSCI Italy ETF | 03/12/96 | 26,792 | 31,398 | 56,309 | ||||
iShares MSCI Japan ETF | 03/12/96 | 202,458 | 186,608 | 149,528 | ||||
iShares MSCI Japan Small-Cap ETF | 12/20/07 | 2,751 | 4,991 | 4,292 | ||||
iShares MSCI Mexico ETF | 03/12/96 | 88,706 | 72,211 | 265,575 | ||||
iShares MSCI Netherlands ETF | 03/12/96 | 6,025 | 8,703 | 4,403 | ||||
iShares MSCI Pacific ex Japan ETF | 10/25/01 | 28,820 | 23,397 | 82,176 | ||||
iShares MSCI Russia ETF | 11/09/10 | 98,990 | 40,037 | 34,551 |
Fund | Fund
Inception Date |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2017 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2016 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2015 | ||||
iShares MSCI Singapore ETF | 03/12/96 | 27,395 | 22,514 | 29,394 | ||||
iShares MSCI South Africa ETF | 02/03/03 | 30,876 | 18,575 | 11,229 | ||||
iShares MSCI Spain ETF | 03/12/96 | 42,465 | 29,771 | 61,447 | ||||
iShares MSCI Sweden ETF | 03/12/96 | 8,262 | 6,213 | 6,193 | ||||
iShares MSCI Switzerland ETF | 03/12/96 | 21,560 | 15,801 | 31,670 | ||||
iShares MSCI Thailand ETF | 03/26/08 | 21,968 | 43,852 | 28,314 | ||||
iShares MSCI Turkey ETF | 03/26/08 | 24,285 | 13,950 | 20,803 | ||||
iShares MSCI USA Equal Weighted ETF | 05/05/10 | 3,920 | 1,174 | 1,466 | ||||
iShares MSCI World ETF | 01/10/12 | 3,850 | 2,099 | 2,496 |
Fund | Issuer | Market
Value of Investment | ||
iShares MSCI Canada ETF | Canadian Imperial Bank of Commerce | $ 83,804,828 | ||
iShares MSCI Eurozone ETF | Societe Generale SA | $123,390,274 | ||
ABN AMRO Group NV | 30,151,493 | |||
iShares MSCI France ETF | Societe Generale SA | $ 18,488,392 | ||
iShares MSCI Netherlands ETF | ABN AMRO Group NV | $ 3,895,999 | ||
iShares MSCI Switzerland ETF | UBS Group, AG | $ 54,887,983 | ||
Credit Suisse Group AG | 41,545,393 | |||
iShares MSCI USA Equal Weighted ETF | Goldman Sachs Group, Inc. (The) | $ 216,133 | ||
Bank of America Corp. | 215,512 | |||
Citigroup, Inc. | 215,451 | |||
J.P. Morgan Chase & Co. | 212,501 | |||
iShares MSCI World ETF | J.P. Morgan Chase & Co. | $ 4,327,818 | ||
Bank of America Corp. | 3,230,454 | |||
HSBC Holdings PLC | 2,566,782 | |||
Citigroup, Inc. | 2,505,409 | |||
Goldman Sachs Group, Inc. (The) | 1,068,135 | |||
UBS Group, AG | 806,474 | |||
Societe Generale SA | 589,333 | |||
Credit Suisse Group AG | 450,437 | |||
Canadian Imperial Bank of Commerce | 415,038 | |||
Fund | Fiscal
Year Ended August 31, 2017 |
Fiscal
Year Ended August 31, 2016 | ||
iShares MSCI Australia ETF | 4% | 7% | ||
iShares MSCI Austria ETF | 18% | 15% | ||
iShares MSCI Belgium ETF | 8% | 19% | ||
iShares MSCI Canada ETF | 6% | 4% | ||
iShares MSCI Eurozone ETF | 4% | 4% | ||
iShares MSCI France ETF | 6% | 6% | ||
iShares MSCI Germany ETF | 3% | 3% | ||
iShares MSCI Hong Kong ETF | 8% | 9% | ||
iShares MSCI Israel ETF | 28% | 46% | ||
iShares MSCI Italy ETF | 18% | 16% | ||
iShares MSCI Japan ETF | 4% | 4% | ||
iShares MSCI Japan Small-Cap ETF | 8% | 12% | ||
iShares MSCI Mexico ETF | 8% | 8% | ||
iShares MSCI Netherlands ETF | 14% | 24% | ||
iShares MSCI Pacific ex Japan ETF | 3% | 6% | ||
iShares MSCI Russia ETF | 18% | 23% | ||
iShares MSCI Singapore ETF | 12% | 7% | ||
iShares MSCI South Africa ETF | 13% | 12% | ||
iShares MSCI Spain ETF | 16% | 9% | ||
iShares MSCI Sweden ETF | 9% | 7% | ||
iShares MSCI Switzerland ETF | 13% | 6% | ||
iShares MSCI Thailand ETF | 7% | 16% | ||
iShares MSCI Turkey ETF | 6% | 6% | ||
iShares MSCI USA Equal Weighted ETF | 27% | 28% | ||
iShares MSCI World ETF | 3% | 5% |
Fund | Shares
Per Creation Unit |
Approximate
Value Per Creation Unit (U.S.$) | ||
iShares MSCI Australia ETF | 200,000 | $4,468,000 | ||
iShares MSCI Austria ETF | 100,000 | 2,335,000 | ||
iShares MSCI Belgium ETF | 80,000 | 1,693,600 | ||
iShares MSCI Canada ETF | 100,000 | 2,885,000 | ||
iShares MSCI Eurozone ETF | 100,000 | 4,331,000 | ||
iShares MSCI France ETF | 200,000 | 6,180,000 | ||
iShares MSCI Germany ETF | 300,000 | 9,723,000 | ||
iShares MSCI Hong Kong ETF | 75,000 | 1,844,250 | ||
iShares MSCI Israel ETF | 50,000 | 2,499,000 | ||
iShares MSCI Italy ETF | 75,000 | 2,348,250 | ||
iShares MSCI Japan ETF | 150,000 | 8,346,000 | ||
iShares MSCI Japan Small-Cap ETF | 100,000 | 7,392,000 | ||
iShares MSCI Mexico ETF | 100,000 | 5,473,000 | ||
iShares MSCI Netherlands ETF | 50,000 | 1,569,000 | ||
iShares MSCI Pacific ex Japan ETF | 300,000 | 13,806,000 | ||
iShares MSCI Russia ETF | 50,000 | 1,674,000 | ||
iShares MSCI Singapore ETF | 50,000 | 1,216,000 | ||
iShares MSCI South Africa ETF | 100,000 | 5,842,000 | ||
iShares MSCI Spain ETF | 75,000 | 2,532,750 | ||
iShares MSCI Sweden ETF | 75,000 | 2,676,000 | ||
iShares MSCI Switzerland ETF | 125,000 | 4,377,500 | ||
iShares MSCI Thailand ETF | 50,000 | 4,282,000 | ||
iShares MSCI Turkey ETF | 50,000 | 2,088,500 | ||
iShares MSCI USA Equal Weighted ETF | 50,000 | 2,623,500 | ||
iShares MSCI World ETF | 100,000 | 8,408,000 |
Fund | Standard
Creation Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI Australia ETF | $2,400 | 3.0% | ||
iShares MSCI Austria ETF | 600 | 3.0% | ||
iShares MSCI Belgium ETF | 700 | 3.0% |
Fund | Standard
Creation Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI Canada ETF | 1,900 | 3.0% | ||
iShares MSCI Eurozone ETF | 7,500 | 3.0% | ||
iShares MSCI France ETF | 2,900 | 3.0% | ||
iShares MSCI Germany ETF | 1,500 | 3.0% | ||
iShares MSCI Hong Kong ETF | 2,000 | 7.0% | ||
iShares MSCI Israel ETF | 3,300 | 3.0% | ||
iShares MSCI Italy ETF | 1,400 | 3.0% | ||
iShares MSCI Japan ETF | 5,000 | 3.0% | ||
iShares MSCI Japan Small-Cap ETF | 6,000 | 3.0% | ||
iShares MSCI Mexico ETF | 1,400 | 3.0% | ||
iShares MSCI Netherlands ETF | 1,000 | 3.0% | ||
iShares MSCI Pacific ex Japan ETF | 6,000 | 7.0% | ||
iShares MSCI Russia ETF | 2,300 | 3.0% | ||
iShares MSCI Singapore ETF | 2,000 | 3.0% | ||
iShares MSCI South Africa ETF | 1,200 | 3.0% | ||
iShares MSCI Spain ETF | 1,500 | 3.0% | ||
iShares MSCI Sweden ETF | 1,300 | 3.0% | ||
iShares MSCI Switzerland ETF | 1,500 | 3.0% | ||
iShares MSCI Thailand ETF | 1,700 | 3.0% | ||
iShares MSCI Turkey ETF | 1,600 | 3.0% | ||
iShares MSCI USA Equal Weighted ETF | 1,500 | 3.0% | ||
iShares MSCI World ETF | 15,000 | 7.0% |
* | As a percentage of the net asset value per Creation Unit. |
Fund | Standard
Redemption Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI Australia ETF | $2,400 | 2.0% | ||
iShares MSCI Austria ETF | 600 | 2.0% | ||
iShares MSCI Belgium ETF | 700 | 2.0% | ||
iShares MSCI Canada ETF | 1,900 | 2.0% | ||
iShares MSCI Eurozone ETF | 7,500 | 2.0% | ||
iShares MSCI France ETF | 2,900 | 2.0% | ||
iShares MSCI Germany ETF | 1,500 | 2.0% | ||
iShares MSCI Hong Kong ETF | 2,000 | 2.0% | ||
iShares MSCI Israel ETF | 3,300 | 2.0% | ||
iShares MSCI Italy ETF | 1,400 | 2.0% | ||
iShares MSCI Japan ETF | 5,000 | 2.0% | ||
iShares MSCI Japan Small-Cap ETF | 6,000 | 2.0% | ||
iShares MSCI Mexico ETF | 1,400 | 2.0% | ||
iShares MSCI Netherlands ETF | 1,000 | 2.0% | ||
iShares MSCI Pacific ex Japan ETF | 6,000 | 2.0% | ||
iShares MSCI Russia ETF | 2,300 | 2.0% | ||
iShares MSCI Singapore ETF | 2,000 | 2.0% | ||
iShares MSCI South Africa ETF | 1,200 | 2.0% | ||
iShares MSCI Spain ETF | 1,500 | 2.0% | ||
iShares MSCI Sweden ETF | 1,300 | 2.0% | ||
iShares MSCI Switzerland ETF | 1,500 | 2.0% | ||
iShares MSCI Thailand ETF | 1,700 | 2.0% |
Fund | Standard
Redemption Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI Turkey ETF | 1,600 | 2.0% | ||
iShares MSCI USA Equal Weighted ETF | 1,500 | 2.0% | ||
iShares MSCI World ETF | 15,000 | 2.0% |
* | As a percentage of the net asset value per Creation Unit, inclusive of the standard redemption transaction fee. |
Fund | Non-Expiring 1 | Expiring
2018 |
Expiring
2019 |
Total | ||||
iShares MSCI Australia ETF | $ 160,958,058 | $ 23,348,244 | $ 12,127,364 | $196,433,666 | ||||
iShares MSCI Austria ETF | 34,763,382 | 16,657,011 | 13,826,937 | 65,247,330 | ||||
iShares MSCI Belgium ETF | 14,428,086 | 10,826,174 | 19,023,517 | 44,277,777 | ||||
iShares MSCI Canada ETF | 380,840,433 | 68,928,677 | 14,903,919 | 464,673,029 | ||||
iShares MSCI Eurozone ETF | 263,923,287 | 68,035,542 | 30,230,739 | 362,189,568 | ||||
iShares MSCI France ETF | 30,506,193 | 7,008,530 | 2,858,814 | 40,373,537 | ||||
iShares MSCI Germany ETF | 73,191,131 | 28,490,949 | 32,215,954 | 133,898,034 | ||||
iShares MSCI Hong Kong ETF | 324,895,525 | 114,836,904 | 34,565,959 | 474,298,388 | ||||
iShares MSCI Israel ETF | 33,128,188 | 10,801,191 | 7,130,249 | 51,059,628 | ||||
iShares MSCI Italy ETF | 181,005,358 | 18,169,627 | 9,459,662 | 208,634,647 | ||||
iShares MSCI Japan ETF | 686,418,449 | 173,577,101 | 139,228,194 | 999,223,744 | ||||
iShares MSCI Japan Small-Cap ETF | 2,856,676 | 541,322 | 203,697 | 3,601,695 | ||||
iShares MSCI Mexico ETF | 218,505,597 | 2,789,471 | 22,863,665 | 244,158,733 | ||||
iShares MSCI Netherlands ETF | 14,209,375 | 22,256,170 | 2,329,005 | 38,794,550 | ||||
iShares MSCI Pacific ex Japan ETF | 322,330,812 | 104,799,503 | 36,600,987 | 463,731,302 | ||||
iShares MSCI Russia ETF | 70,987,197 | — | — | 70,987,197 | ||||
iShares MSCI Singapore ETF | 101,383,410 | 132,420,824 | 11,588,528 | 245,392,762 | ||||
iShares MSCI South Africa ETF | 63,988,602 | 14,856,365 | 6,137,142 | 84,982,109 |
Fund | Non-Expiring 1 | Expiring
2018 |
Expiring
2019 |
Total | ||||
iShares MSCI Spain ETF | 141,557,230 | 15,120,672 | 8,619,903 | 165,297,805 | ||||
iShares MSCI Sweden ETF | 22,867,464 | 8,483,510 | 5,244,977 | 36,595,951 | ||||
iShares MSCI Switzerland ETF | 31,918,774 | 22,569,380 | 6,955,758 | 61,443,912 | ||||
iShares MSCI Thailand ETF | 37,227,149 | 2,321,428 | 1,304,910 | 40,853,487 | ||||
iShares MSCI Turkey ETF | 70,376,752 | 5,982,737 | 3,859,184 | 80,218,673 | ||||
iShares MSCI USA Equal Weighted ETF | 885,021 | — | — | 885,021 | ||||
iShares MSCI World ETF | 2,268,231 | — | — | 2,268,231 |
1 | Must be utilized prior to losses subject to expiration. |
1 | iShares ESG 1-5 Year USD Corporate Bond ETF, iShares ESG USD Corporate Bond ETF, iShares MSCI ACWI Low Carbon Target ETF, iShares MSCI EAFE ESG Optimized ETF, iShares MSCI EM ESG Optimized ETF, iShares MSCI Global Impact ETF, iShares MSCI KLD 400 Social ETF, iShares MSCI Peru ETF, iShares MSCI USA ESG Optimized ETF and iShares MSCI USA ESG Select ETF have separate Fund Proxy Voting Policies. |
• | Boards and directors |
• | Auditors and audit-related issues |
• | Capital structure, mergers, asset sales and other special transactions |
• | Remuneration and benefits |
• | Social, ethical and environmental issues |
• | General corporate governance matters |
• | establishing an appropriate corporate governance structure; |
• | supporting and overseeing management in setting strategy; |
• | ensuring the integrity of financial statements; |
• | making decisions regarding mergers, acquisitions and disposals; |
• | establishing appropriate executive compensation structures; and |
• | addressing business issues including social, ethical and environmental issues when they have the potential to materially impact company reputation and performance. |
• | current employment at the company or a subsidiary; |
• | former employment within the past several years as an executive of the company; |
• | providing substantial professional services to the company and/or members of the company’s management; |
• | having had a substantial business relationship in the past three years; |
• | having, or representing a shareholder with, a substantial shareholding in the company; |
• | being an immediate family member of any of the aforementioned; and |
• | interlocking directorships. |
• | BlackRock has adopted a proxy voting oversight structure whereby the Corporate Governance Committees oversee the voting decisions and other activities of the Corporate Governance Group, and particularly its activities with respect to voting in the relevant region of each Corporate Governance Committee’s jurisdiction. |
• | The Corporate Governance Committees have adopted Guidelines for each region, which set forth the firm’s views with respect to certain corporate governance and other issues that typically arise in the proxy voting context. The Corporate Governance Committees receive periodic reports regarding the specific votes cast by the Corporate Governance Group and regular updates on material process issues, procedural changes and other matters of concern to the Corporate Governance Committees. |
• | BlackRock’s Global Corporate Governance Oversight Committee oversees the Global Head, the Corporate Governance Group and the Corporate Governance Committees. The Global Corporate Governance Oversight Committee conducts a review, at least annually, of the proxy voting process to ensure compliance with BlackRock’s risk policies and procedures. |
• | BlackRock maintains a reporting structure that separates the Global Head and Corporate Governance Group from employees with sales responsibilities. In addition, BlackRock maintains procedures intended to ensure that all engagements with corporate issuers or dissident shareholders are managed consistently and without regard to BlackRock’s relationship with the issuer of the proxy or dissident shareholder. Within the normal course of business, the Global Head or Corporate Governance Group may engage directly with BlackRock clients, and with employees with sales responsibilities, in discussions regarding general corporate governance policy matters, and to otherwise ensure that proxy-related client service levels are met. The Global Head or Corporate Governance Group does not discuss any specific voting matter with a client prior to the disclosure of the vote decision to all applicable clients after the shareholder meeting has taken place, except if the client is acting in the capacity as issuer of the proxy or dissident shareholder and is engaging through the established procedures independent of the client relationship. |
• | In certain instances, BlackRock may determine to engage an independent fiduciary to vote proxies as a further safeguard to avoid potential conflicts of interest or as otherwise required by applicable law. The independent fiduciary may either vote such proxies or provide BlackRock with instructions as to how to vote such proxies. In the latter case, BlackRock votes the proxy in accordance with the independent fiduciary’s determination. Use of an independent fiduciary has been |
adopted for voting the proxies related to any company that is affiliated with BlackRock or any company that includes BlackRock employees on its board of directors. |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
Australia | 04/11/17 | 04/19/17 | 8 | |||
04/12/17 | 04/20/17 | 8 | ||||
04/13/17 | 04/21/17 | 8 | ||||
Bangladesh | 06/20/17 | 06/28/17 | 8 | |||
06/21/17 | 06/29/17 | 8 | ||||
06/22/17 | 07/02/17 | 10 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
Brazil | 02/22/17 | 03/02/17 | 8 | |||
02/23/17 | 03/03/17 | 8 | ||||
02/24/17 | 03/06/17 | 11 | ||||
China | 01/24/17 | 02/03/17 | 10 | |||
01/25/17 | 02/06/17 | 12 | ||||
01/26/17 | 02/07/17 | 12 | ||||
09/27/17 | 10/09/17 | 12 | ||||
09/28/17 | 10/10/17 | 12 | ||||
09/29/17 | 10/11/17 | 12 | ||||
Costa Rica | 04/07/17 | 04/17/17 | 10 | |||
04/10/17 | 04/18/17 | 8 | ||||
Indonesia | 06/21/17 | 07/03/17 | 12 | |||
06/22/17 | 07/04/17 | 12 | ||||
06/23/17 | 07/05/17 | 12 | ||||
Israel | 04/06/17 | 04/18/17 | 12 | |||
04/09/17 | 04/19/17 | 10 | ||||
10/02/17 | 10/15/17 | 13 | ||||
10/03/17 | 10/16/17 | 13 | ||||
Japan | 04/28/17 | 05/08/17 | 10 | |||
05/01/17 | 05/09/17 | 8 | ||||
05/02/17 | 05/10/17 | 8 | ||||
12/27/17 | 01/04/18 | 8 | ||||
12/28/17 | 01/05/18 | 8 | ||||
12/29/17 | 01/09/18 | 11 | ||||
Jordan | 06/21/17 | 06/29/17 | 8 | |||
06/22/17 | 07/02/17 | 10 | ||||
Malawi | 01/09/17 | 01/17/17 | 8 | |||
01/10/17 | 01/18/17 | 8 | ||||
01/11/17 | 01/19/17 | 8 | ||||
01/12/17 | 01/20/17 | 8 | ||||
01/13/17 | 01/23/17 | 10 | ||||
02/24/17 | 03/06/17 | 10 | ||||
02/27/17 | 03/07/17 | 8 | ||||
02/28/17 | 03/08/17 | 8 | ||||
03/01/17 | 03/09/17 | 8 | ||||
03/02/17 | 03/10/17 | 8 | ||||
04/07/17 | 04/18/17 | 11 | ||||
04/10/17 | 04/19/17 | 9 | ||||
04/11/17 | 04/20/17 | 9 | ||||
04/12/17 | 04/21/17 | 9 | ||||
04/13/17 | 04/24/17 | 11 | ||||
04/24/17 | 05/02/17 | 8 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
04/25/17 | 05/03/17 | 8 | ||||
04/26/17 | 05/04/17 | 8 | ||||
04/27/17 | 05/05/17 | 8 | ||||
04/28/17 | 05/08/17 | 10 | ||||
05/08/17 | 05/16/17 | 8 | ||||
05/09/17 | 05/17/17 | 8 | ||||
05/10/17 | 05/18/17 | 8 | ||||
05/11/17 | 05/19/17 | 8 | ||||
05/12/17 | 05/22/17 | 10 | ||||
06/19/17 | 06/27/17 | 8 | ||||
06/20/17 | 06/28/17 | 8 | ||||
06/21/17 | 06/29/17 | 8 | ||||
06/22/17 | 06/30/17 | 8 | ||||
06/23/17 | 07/03/17 | 10 | ||||
06/29/17 | 07/07/17 | 8 | ||||
06/30/17 | 07/10/17 | 8 | ||||
07/03/17 | 07/11/17 | 8 | ||||
07/04/17 | 07/12/17 | 8 | ||||
07/05/17 | 07/13/17 | 8 | ||||
12/18/17 | 12/27/17 | 9 | ||||
12/19/17 | 12/28/17 | 9 | ||||
12/20/17 | 12/29/17 | 9 | ||||
12/21/17 | 01/02/18 | 12 | ||||
12/22/17 | 01/03/18 | 12 | ||||
12/27/17 | 01/04/18 | 8 | ||||
12/28/17 | 01/05/18 | 8 | ||||
12/29/17 | 01/08/18 | 10 | ||||
Malaysia | 01/24/17 | 02/01/17 | 8 | |||
01/25/17 | 02/02/17 | 8 | ||||
01/26/17 | 02/03/17 | 8 | ||||
Namibia | 03/14/17 | 03/22/17 | 8 | |||
03/15/17 | 03/23/17 | 8 | ||||
03/16/17 | 03/24/17 | 8 | ||||
03/17/17 | 03/27/17 | 10 | ||||
03/20/17 | 03/28/17 | 8 | ||||
04/07/17 | 04/18/17 | 11 | ||||
04/10/17 | 04/19/17 | 9 | ||||
04/11/17 | 04/20/17 | 9 | ||||
04/12/17 | 04/21/17 | 9 | ||||
04/13/17 | 04/24/17 | 11 | ||||
04/20/17 | 04/28/17 | 8 | ||||
04/21/17 | 05/01/17 | 10 | ||||
04/24/17 | 05/02/17 | 8 | ||||
04/25/17 | 05/05/17 | 10 | ||||
04/26/17 | 05/08/17 | 12 | ||||
04/28/17 | 05/09/17 | 11 | ||||
05/02/17 | 05/10/17 | 8 | ||||
05/03/17 | 05/11/17 | 8 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
05/18/17 | 05/26/17 | 8 | ||||
05/19/17 | 05/29/17 | 10 | ||||
05/22/17 | 05/30/17 | 8 | ||||
05/23/17 | 05/31/17 | 8 | ||||
05/24/17 | 06/01/17 | 8 | ||||
06/09/17 | 06/19/17 | 10 | ||||
06/12/17 | 06/20/17 | 8 | ||||
06/13/17 | 06/21/17 | 8 | ||||
06/14/17 | 06/22/17 | 8 | ||||
06/15/17 | 06/23/17 | 8 | ||||
08/02/17 | 08/10/17 | 8 | ||||
08/03/17 | 08/11/17 | 8 | ||||
08/04/17 | 08/14/17 | 10 | ||||
08/07/17 | 08/15/17 | 8 | ||||
08/08/17 | 08/16/17 | 8 | ||||
09/18/17 | 09/26/17 | 8 | ||||
09/19/17 | 09/27/17 | 8 | ||||
09/20/17 | 09/28/17 | 8 | ||||
09/21/17 | 09/29/17 | 8 | ||||
09/22/17 | 10/02/17 | 10 | ||||
12/04/17 | 12/12/17 | 8 | ||||
12/05/17 | 12/13/17 | 8 | ||||
12/06/17 | 12/14/17 | 8 | ||||
12/07/17 | 12/15/17 | 8 | ||||
12/08/17 | 12/18/17 | 10 | ||||
12/18/17 | 12/28/17 | 10 | ||||
12/19/17 | 12/29/17 | 10 | ||||
12/20/17 | 01/02/18 | 13 | ||||
12/21/17 | 01/03/18 | 13 | ||||
12/22/17 | 01/04/18 | 13 | ||||
12/28/17 | 01/05/18 | 8 | ||||
12/29/17 | 01/08/18 | 10 | ||||
Norway | 04/10/17 | 04/18/17 | 8 | |||
04/11/17 | 04/19/17 | 8 | ||||
Qatar | 06/20/17 | 06/28/17 | 8 | |||
06/21/17 | 06/29/17 | 8 | ||||
06/22/17 | 06/30/17 | 8 | ||||
Saudi Arabia | 06/24/17 | 07/02/17 | 8 | |||
06/25/17 | 07/03/17 | 8 | ||||
South Africa | 03/14/17 | 03/22/17 | 8 | |||
03/15/17 | 03/23/17 | 8 | ||||
03/16/17 | 03/24/17 | 8 | ||||
03/17/17 | 03/27/17 | 10 | ||||
03/20/17 | 03/28/17 | 8 | ||||
04/07/17 | 04/18/17 | 11 | ||||
04/10/17 | 04/19/17 | 9 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
04/11/17 | 04/20/17 | 9 | ||||
04/12/17 | 04/21/17 | 9 | ||||
04/13/17 | 04/24/17 | 11 | ||||
04/20/17 | 04/28/17 | 8 | ||||
04/21/17 | 05/02/17 | 11 | ||||
04/24/17 | 05/03/17 | 9 | ||||
04/25/17 | 05/04/17 | 9 | ||||
04/26/17 | 05/05/17 | 9 | ||||
04/28/17 | 05/08/17 | 10 | ||||
06/09/17 | 06/19/17 | 10 | ||||
06/12/17 | 06/20/17 | 8 | ||||
06/13/17 | 06/21/17 | 8 | ||||
06/14/17 | 06/22/17 | 8 | ||||
06/15/17 | 06/23/17 | 8 | ||||
08/02/17 | 08/10/17 | 8 | ||||
08/03/17 | 08/11/17 | 8 | ||||
08/04/17 | 08/14/17 | 10 | ||||
08/07/17 | 08/15/17 | 8 | ||||
08/08/17 | 08/16/17 | 8 | ||||
09/18/17 | 09/26/17 | 8 | ||||
09/19/17 | 09/27/17 | 8 | ||||
09/20/17 | 09/28/17 | 8 | ||||
09/21/17 | 09/29/17 | 8 | ||||
09/22/17 | 10/02/17 | 10 | ||||
12/18/17 | 12/27/17 | 9 | ||||
12/19/17 | 12/28/17 | 9 | ||||
12/20/17 | 12/29/17 | 9 | ||||
12/21/17 | 01/03/18 | 13 | ||||
12/22/17 | 01/04/18 | 13 | ||||
12/27/17 | 01/04/18 | 8 | ||||
12/28/17 | 01/05/18 | 8 | ||||
12/29/17 | 01/08/18 | 10 | ||||
South Korea | 09/29/17 | 10/10/17 | 11 | |||
10/02/17 | 10/11/17 | 9 | ||||
Sri Lanka | 04/07/17 | 04/17/17 | 10 | |||
Swaziland | 04/07/17 | 04/18/17 | 11 | |||
04/10/17 | 04/20/17 | 10 | ||||
04/11/17 | 04/21/17 | 10 | ||||
04/12/17 | 04/24/17 | 12 | ||||
04/13/17 | 04/26/17 | 13 | ||||
04/18/17 | 04/27/17 | 9 | ||||
04/20/17 | 04/28/17 | 8 | ||||
04/21/17 | 05/02/17 | 11 | ||||
04/24/17 | 05/03/17 | 9 | ||||
04/26/17 | 05/04/17 | 8 | ||||
04/27/17 | 05/08/17 | 11 | ||||
04/28/17 | 05/09/17 | 11 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
05/02/17 | 05/10/17 | 8 | ||||
05/03/17 | 05/11/17 | 8 | ||||
05/04/17 | 05/12/17 | 8 | ||||
08/30/17 | 09/07/17 | 8 | ||||
08/31/17 | 09/08/17 | 8 | ||||
09/01/17 | 09/11/17 | 10 | ||||
09/04/17 | 09/12/17 | 8 | ||||
09/05/17 | 09/13/17 | 8 | ||||
12/18/17 | 12/27/17 | 9 | ||||
12/19/17 | 12/28/17 | 9 | ||||
12/20/17 | 12/29/17 | 9 | ||||
12/21/17 | 01/02/18 | 12 | ||||
12/22/17 | 01/03/18 | 12 | ||||
12/27/17 | 01/04/18 | 8 | ||||
12/28/17 | 01/08/18 | 11 | ||||
12/29/17 | 01/09/18 | 11 | ||||
Taiwan | 01/23/17 | 02/02/17 | 10 | |||
01/24/17 | 02/03/17 | 10 | ||||
Turkey | 08/28/17 | 09/05/17 | 8 | |||
08/29/17 | 09/06/17 | 8 | ||||
Uganda | 01/19/17 | 01/27/17 | 8 | |||
01/20/17 | 01/30/17 | 10 | ||||
01/23/17 | 02/01/17 | 9 | ||||
01/24/17 | 02/02/17 | 9 | ||||
01/25/17 | 02/03/17 | 9 | ||||
02/09/17 | 02/17/17 | 8 | ||||
02/10/17 | 02/18/17 | 8 | ||||
02/13/17 | 02/21/17 | 8 | ||||
02/14/17 | 02/22/17 | 8 | ||||
02/15/17 | 02/23/17 | 8 | ||||
03/01/17 | 03/09/17 | 8 | ||||
03/02/17 | 03/10/17 | 8 | ||||
03/03/17 | 03/13/17 | 10 | ||||
03/06/17 | 03/14/17 | 8 | ||||
03/07/17 | 03/15/17 | 8 | ||||
04/07/17 | 04/18/17 | 11 | ||||
04/10/17 | 04/19/17 | 9 | ||||
04/11/17 | 04/20/17 | 9 | ||||
04/12/17 | 04/21/17 | 9 | ||||
04/13/17 | 04/24/17 | 11 | ||||
04/24/17 | 05/02/17 | 8 | ||||
04/25/17 | 05/03/17 | 8 | ||||
04/26/17 | 05/04/17 | 8 | ||||
04/27/17 | 05/05/17 | 8 | ||||
04/28/17 | 05/08/17 | 10 | ||||
06/02/17 | 06/12/17 | 10 | ||||
06/05/17 | 06/13/17 | 8 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
06/06/17 | 06/14/17 | 8 | ||||
06/07/17 | 06/15/17 | 8 | ||||
06/08/17 | 06/16/17 | 8 | ||||
06/19/17 | 06/27/17 | 8 | ||||
06/20/17 | 06/28/17 | 8 | ||||
06/21/17 | 06/29/17 | 8 | ||||
06/22/17 | 06/30/17 | 8 | ||||
06/23/17 | 07/03/17 | 10 | ||||
06/30/17 | 07/10/17 | 10 | ||||
07/03/17 | 07/11/17 | 8 | ||||
07/04/17 | 07/12/17 | 8 | ||||
07/05/17 | 07/13/17 | 8 | ||||
07/06/17 | 07/14/17 | 8 | ||||
09/06/17 | 09/14/17 | 8 | ||||
09/07/17 | 09/15/17 | 8 | ||||
09/08/17 | 09/18/17 | 10 | ||||
09/11/17 | 09/19/17 | 8 | ||||
09/12/17 | 09/20/17 | 8 | ||||
10/02/17 | 10/10/17 | 8 | ||||
10/03/17 | 10/11/17 | 8 | ||||
10/04/17 | 10/12/17 | 8 | ||||
10/05/17 | 10/13/17 | 8 | ||||
10/06/17 | 10/16/17 | 10 | ||||
11/23/17 | 12/01/17 | 8 | ||||
11/24/17 | 12/04/17 | 10 | ||||
11/27/17 | 12/05/17 | 8 | ||||
11/28/17 | 12/06/17 | 8 | ||||
11/29/17 | 12/07/17 | 8 | ||||
12/18/17 | 12/27/17 | 9 | ||||
12/19/17 | 12/28/17 | 9 | ||||
12/20/17 | 12/29/17 | 9 | ||||
12/21/17 | 01/02/18 | 12 | ||||
12/22/17 | 01/03/18 | 12 | ||||
12/27/17 | 01/04/18 | 8 | ||||
12/28/17 | 01/05/18 | 8 | ||||
12/29/17 | 01/08/18 | 10 | ||||
Uruguay | 04/10/17 | 04/18/17 | 8 | |||
04/11/17 | 04/19/17 | 8 | ||||
04/12/17 | 04/20/17 | 8 | ||||
Vietnam | 01/23/17 | 02/02/17 | 10 | |||
01/24/17 | 02/03/17 | 10 | ||||
01/25/17 | 02/06/17 | 12 | ||||
Zimbabwe | 04/07/17 | 04/19/17 | 12 | |||
04/10/17 | 04/20/17 | 10 | ||||
04/11/17 | 04/21/17 | 10 | ||||
04/12/17 | 04/24/17 | 12 | ||||
04/13/17 | 04/25/17 | 12 |
2017 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
04/24/17 | 05/02/17 | 8 | ||||
04/25/17 | 05/03/17 | 8 | ||||
04/26/17 | 05/04/17 | 8 | ||||
04/27/17 | 05/05/17 | 8 | ||||
04/28/17 | 05/08/17 | 10 | ||||
05/18/17 | 05/26/17 | 8 | ||||
05/19/17 | 05/29/17 | 10 | ||||
05/22/17 | 05/30/17 | 8 | ||||
05/23/17 | 05/31/17 | 8 | ||||
05/24/17 | 06/01/17 | 8 | ||||
08/07/17 | 08/16/17 | 9 | ||||
08/08/17 | 08/17/17 | 9 | ||||
08/09/17 | 08/18/17 | 9 | ||||
08/10/17 | 08/21/17 | 11 | ||||
08/11/17 | 08/22/17 | 11 | ||||
12/15/17 | 12/27/17 | 12 | ||||
12/18/17 | 12/28/17 | 10 | ||||
12/19/17 | 12/29/17 | 10 | ||||
12/20/17 | 01/02/18 | 13 | ||||
12/21/17 | 01/03/18 | 13 | ||||
12/27/17 | 01/04/18 | 8 | ||||
12/28/17 | 01/05/18 | 8 | ||||
12/29/17 | 01/08/18 | 10 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
Argentina | 03/26/18 | 04/03/18 | 8 | |||
03/27/18 | 04/04/18 | 8 | ||||
03/28/18 | 04/05/18 | 8 | ||||
Australia | 03/27/18 | 04/04/18 | 8 | |||
03/28/18 | 04/05/18 | 8 | ||||
03/29/18 | 04/06/18 | 8 | ||||
12/19/18 | 12/27/18 | 8 | ||||
12/20/18 | 12/28/18 | 8 | ||||
12/21/18 | 01/02/19 | 12 | ||||
Bangladesh | 08/16/18 | 08/26/18 | 10 | |||
08/19/18 | 08/27/18 | 8 | ||||
08/20/18 | 08/28/18 | 8 | ||||
Bosnia and Herzegovina | 04/25/18 | 05/03/18 | 8 | |||
04/26/18 | 05/04/18 | 8 | ||||
04/27/18 | 05/07/18 | 10 | ||||
Brazil | 02/07/18 | 02/15/18 | 8 | |||
02/08/18 | 02/16/18 | 8 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
02/09/18 | 02/19/18 | 10 | ||||
China | 02/12/18 | 02/22/18 | 10 | |||
02/13/18 | 02/23/18 | 10 | ||||
02/14/18 | 02/26/18 | 12 | ||||
09/26/18 | 10/08/18 | 12 | ||||
09/27/18 | 10/09/18 | 12 | ||||
09/28/18 | 10/10/18 | 12 | ||||
Indonesia | 06/08/18 | 06/20/18 | 12 | |||
06/11/18 | 06/21/18 | 10 | ||||
06/12/18 | 06/22/18 | 10 | ||||
Israel | 03/28/18 | 04/08/18 | 11 | |||
03/29/18 | 04/09/18 | 11 | ||||
09/17/18 | 10/02/18 | 15 | ||||
09/20/18 | 10/03/18 | 13 | ||||
Japan | 04/27/18 | 05/07/18 | 10 | |||
Kuwait | 08/16/18 | 08/26/18 | 10 | |||
08/19/18 | 08/27/18 | 8 | ||||
Malawi | 01/08/18 | 01/16/18 | 8 | |||
01/09/18 | 01/17/18 | 8 | ||||
01/10/18 | 01/18/18 | 8 | ||||
01/11/18 | 01/19/18 | 8 | ||||
01/12/18 | 01/22/18 | 10 | ||||
02/26/18 | 03/06/18 | 8 | ||||
02/27/18 | 03/07/17 | 8 | ||||
02/28/18 | 03/08/18 | 8 | ||||
03/01/18 | 03/09/18 | 8 | ||||
03/02/18 | 03/12/18 | 10 | ||||
03/23/18 | 04/03/18 | 11 | ||||
03/26/18 | 04/04/18 | 9 | ||||
03/27/18 | 04/05/18 | 9 | ||||
03/28/18 | 04/06/18 | 9 | ||||
03/29/18 | 04/09/18 | 11 | ||||
04/24/18 | 05/02/18 | 8 | ||||
04/25/18 | 05/03/18 | 8 | ||||
04/26/18 | 05/04/18 | 8 | ||||
04/27/18 | 05/07/18 | 10 | ||||
04/30/18 | 05/08/18 | 8 | ||||
05/07/18 | 05/15/18 | 8 | ||||
05/08/18 | 05/16/18 | 8 | ||||
05/09/18 | 05/17/18 | 8 | ||||
05/10/18 | 05/18/18 | 8 | ||||
05/11/18 | 05/21/18 | 10 | ||||
06/08/18 | 06/18/18 | 10 | ||||
06/11/18 | 06/19/18 | 8 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
06/12/18 | 06/20/18 | 8 | ||||
06/13/18 | 06/21/18 | 8 | ||||
06/14/18 | 06/22/18 | 8 | ||||
06/29/18 | 07/09/18 | 10 | ||||
07/02/18 | 07/10/18 | 8 | ||||
07/03/18 | 07/11/18 | 8 | ||||
07/04/18 | 07/12/18 | 8 | ||||
07/05/18 | 07/13/18 | 8 | ||||
10/08/18 | 10/16/18 | 8 | ||||
10/09/18 | 10/17/18 | 8 | ||||
10/10/18 | 10/18/18 | 8 | ||||
10/11/18 | 10/19/18 | 8 | ||||
10/12/18 | 10/22/18 | 10 | ||||
12/18/18 | 12/27/18 | 9 | ||||
12/19/18 | 12/28/18 | 9 | ||||
12/20/18 | 12/31/18 | 11 | ||||
12/21/18 | 01/02/19 | 12 | ||||
12/24/18 | 01/03/19 | 10 | ||||
Mexico | 03/26/18 | 04/03/18 | 8 | |||
03/27/18 | 04/04/18 | 8 | ||||
03/28/18 | 04/05/18 | 8 | ||||
Morocco | 08/15/18 | 08/23/18 | 8 | |||
08/16/18 | 08/24/18 | 8 | ||||
08/17/18 | 08/27/18 | 10 | ||||
Namibia | 03/14/18 | 03/22/18 | 8 | |||
03/15/18 | 03/23/18 | 8 | ||||
03/16/18 | 03/26/18 | 10 | ||||
03/19/18 | 03/27/18 | 8 | ||||
03/20/18 | 03/28/18 | 8 | ||||
03/23/18 | 04/03/18 | 11 | ||||
03/26/18 | 04/04/18 | 9 | ||||
03/27/18 | 04/05/18 | 9 | ||||
03/28/18 | 04/06/18 | 9 | ||||
03/29/18 | 04/09/18 | 11 | ||||
04/20/18 | 04/30/18 | 10 | ||||
04/23/18 | 05/02/18 | 9 | ||||
04/24/18 | 05/03/18 | 9 | ||||
04/25/18 | 05/07/18 | 12 | ||||
04/26/18 | 05/08/18 | 12 | ||||
04/30/18 | 05/09/18 | 9 | ||||
05/02/18 | 05/10/18 | 8 | ||||
05/03/18 | 05/11/18 | 8 | ||||
05/18/18 | 05/28/18 | 10 | ||||
05/21/18 | 05/29/18 | 8 | ||||
05/22/18 | 05/30/18 | 8 | ||||
05/23/18 | 05/31/18 | 8 | ||||
05/24/18 | 06/01/18 | 8 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
08/02/18 | 08/10/18 | 8 | ||||
08/03/18 | 08/13/18 | 10 | ||||
08/06/18 | 08/14/18 | 8 | ||||
08/07/18 | 08/15/18 | 8 | ||||
08/08/18 | 08/16/18 | 8 | ||||
08/20/18 | 08/28/18 | 8 | ||||
08/21/18 | 08/29/18 | 8 | ||||
08/22/18 | 08/30/18 | 8 | ||||
08/23/18 | 08/31/18 | 8 | ||||
08/24/18 | 09/03/18 | 10 | ||||
09/17/18 | 09/25/18 | 8 | ||||
09/18/18 | 09/26/18 | 8 | ||||
09/19/18 | 09/27/18 | 8 | ||||
09/20/18 | 09/28/18 | 8 | ||||
09/21/18 | 10/01/18 | 10 | ||||
12/03/18 | 12/11/18 | 8 | ||||
12/04/18 | 12/12/18 | 8 | ||||
12/05/18 | 12/13/18 | 8 | ||||
12/06/18 | 12/14/18 | 8 | ||||
12/07/18 | 12/18/18 | 11 | ||||
12/11/18 | 12/19/18 | 8 | ||||
12/12/18 | 12/20/18 | 8 | ||||
12/13/18 | 12/21/18 | 8 | ||||
12/14/18 | 12/24/18 | 10 | ||||
12/18/18 | 12/27/18 | 9 | ||||
12/19/18 | 12/28/18 | 9 | ||||
12/20/18 | 12/31/18 | 11 | ||||
12/21/18 | 01/02/19 | 12 | ||||
12/24/18 | 01/03/19 | 10 | ||||
Norway | 03/26/18 | 04/03/18 | 8 | |||
03/27/18 | 04/04/18 | 8 | ||||
Oman | 11/13/18 | 11/21/18 | 8 | |||
11/14/18 | 11/22/18 | 8 | ||||
11/15/18 | 11/25/18 | 10 | ||||
Qatar | 06/12/18 | 06/20/18 | 8 | |||
06/13/18 | 06/21/18 | 8 | ||||
06/14/18 | 06/24/18 | 10 | ||||
08/15/18 | 08/23/18 | 8 | ||||
08/16/18 | 08/26/18 | 10 | ||||
08/19/18 | 08/27/18 | 8 | ||||
Saudi Arabia | 06/13/18 | 06/24/18 | 11 | |||
06/14/18 | 06/25/18 | 11 | ||||
08/15/18 | 08/26/18 | 11 | ||||
08/16/18 | 08/27/18 | 11 | ||||
Serbia | 12/26/18 | 01/03/19 | 8 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
12/27/18 | 01/04/19 | 8 | ||||
12/28/18 | 01/07/19 | 10 | ||||
South Africa | 03/14/18 | 03/22/18 | 8 | |||
03/15/18 | 03/23/18 | 8 | ||||
03/16/18 | 03/26/18 | 10 | ||||
03/19/18 | 03/27/18 | 8 | ||||
03/20/18 | 03/28/18 | 8 | ||||
03/23/18 | 04/03/18 | 11 | ||||
03/26/18 | 04/04/18 | 9 | ||||
03/27/18 | 04/05/18 | 9 | ||||
03/28/18 | 04/06/18 | 9 | ||||
03/29/18 | 04/09/18 | 11 | ||||
04/20/18 | 04/30/18 | 10 | ||||
04/23/18 | 05/02/18 | 9 | ||||
04/24/18 | 05/03/18 | 9 | ||||
04/25/18 | 05/04/18 | 9 | ||||
04/26/18 | 05/07/18 | 11 | ||||
04/30/18 | 05/08/18 | 8 | ||||
08/02/18 | 08/10/18 | 8 | ||||
08/03/18 | 08/13/18 | 10 | ||||
08/06/18 | 08/14/18 | 8 | ||||
08/07/18 | 08/15/18 | 8 | ||||
08/08/18 | 08/16/18 | 8 | ||||
09/17/18 | 09/25/18 | 8 | ||||
09/18/18 | 09/26/18 | 8 | ||||
09/19/18 | 09/27/18 | 8 | ||||
09/20/18 | 09/28/18 | 8 | ||||
09/21/18 | 10/01/18 | 10 | ||||
12/10/18 | 12/18/18 | 8 | ||||
12/11/18 | 12/19/18 | 8 | ||||
12/12/18 | 12/20/18 | 8 | ||||
12/13/18 | 12/21/18 | 8 | ||||
12/14/18 | 12/24/18 | 10 | ||||
12/18/18 | 12/27/18 | 9 | ||||
12/19/18 | 12/28/18 | 9 | ||||
12/20/18 | 12/31/18 | 11 | ||||
12/21/18 | 01/02/19 | 12 | ||||
12/24/18 | 01/03/19 | 10 | ||||
Swaziland | 01/02/18 | 01/10/18 | 8 | |||
01/03/18 | 01/11/18 | 8 | ||||
01/04/18 | 1/12/18 | 8 | ||||
03/23/18 | 04/03/18 | 11 | ||||
03/26/18 | 04/04/18 | 9 | ||||
03/27/18 | 04/05/18 | 9 | ||||
03/28/18 | 04/06/18 | 9 | ||||
03/29/18 | 04/09/18 | 11 | ||||
04/12/18 | 04/20/18 | 8 | ||||
04/13/18 | 04/23/18 | 10 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
04/16/18 | 04/24/18 | 8 | ||||
04/17/18 | 04/26/18 | 9 | ||||
04/18/18 | 04/27/18 | 9 | ||||
04/20/18 | 04/30/18 | 10 | ||||
04/23/18 | 05/02/18 | 9 | ||||
04/24/18 | 05/03/18 | 9 | ||||
04/26/18 | 05/04/18 | 8 | ||||
04/27/18 | 05/07/18 | 10 | ||||
04/30/18 | 05/08/18 | 8 | ||||
05/03/18 | 05/11/18 | 8 | ||||
05/04/18 | 05/14/18 | 10 | ||||
05/07/18 | 05/15/18 | 8 | ||||
05/08/18 | 05/16/18 | 8 | ||||
05/09/18 | 05/17/18 | 8 | ||||
07/16/18 | 07/24/18 | 8 | ||||
07/17/18 | 07/25/18 | 8 | ||||
07/18/18 | 07/26/18 | 8 | ||||
07/19/18 | 07/27/18 | 8 | ||||
07/20/18 | 07/30/18 | 10 | ||||
08/20/18 | 08/28/18 | 8 | ||||
08/21/18 | 08/29/18 | 8 | ||||
08/22/18 | 08/30/18 | 8 | ||||
08/23/18 | 08/31/18 | 8 | ||||
08/24/18 | 09/03/18 | 10 | ||||
08/30/18 | 09/07/18 | 8 | ||||
08/31/18 | 09/10/18 | 10 | ||||
09/03/18 | 09/11/18 | 8 | ||||
09/04/18 | 09/12/18 | 8 | ||||
09/05/18 | 09/13/18 | 8 | ||||
12/18/18 | 12/27/18 | 9 | ||||
12/19/18 | 12/28/18 | 9 | ||||
12/20/18 | 12/31/18 | 11 | ||||
12/21/18 | 01/02/19 | 12 | ||||
12/24/18 | 01/03/19 | 10 | ||||
Taiwan | 02/09/18 | 02/21/18 | 12 | |||
02/12/18 | 02/22/18 | 10 | ||||
Tanzania | 12/19/18 | 12/27/18 | 8 | |||
Thailand | 12/26/18 | 01/03/19 | 8 | |||
12/27/18 | 01/04/19 | 8 | ||||
12/28/18 | 01/07/19 | 10 | ||||
Turkey | 08/16/18 | 08/27/18 | 11 | |||
08/17/18 | 08/28/18 | 11 | ||||
Uganda | 01/19/18 | 01/29/18 | 10 | |||
01/22/18 | 01/30/18 | 8 | ||||
01/23/18 | 01/31/18 | 8 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
01/24/18 | 02/01/18 | 8 | ||||
01/25/18 | 02/02/18 | 8 | ||||
02/09/18 | 02/19/18 | 10 | ||||
02/12/18 | 02/20/18 | 8 | ||||
02/13/18 | 02/21/18 | 8 | ||||
02/14/18 | 02/22/18 | 8 | ||||
02/15/18 | 02/23/18 | 8 | ||||
03/01/18 | 03/09/18 | 8 | ||||
03/02/18 | 03/12/18 | 10 | ||||
03/05/18 | 03/13/18 | 8 | ||||
03/06/18 | 03/14/18 | 8 | ||||
03/07/18 | 03/15/18 | 8 | ||||
03/23/18 | 04/03/18 | 11 | ||||
03/26/18 | 04/04/18 | 9 | ||||
03/27/18 | 04/05/18 | 9 | ||||
03/28/18 | 04/06/18 | 9 | ||||
03/29/18 | 04/09/18 | 11 | ||||
04/24/18 | 05/02/18 | 8 | ||||
04/25/18 | 05/03/18 | 8 | ||||
04/26/18 | 05/04/18 | 8 | ||||
04/27/18 | 05/07/18 | 10 | ||||
04/30/18 | 05/08/18 | 8 | ||||
06/08/18 | 06/18/18 | 10 | ||||
06/11/18 | 06/19/18 | 8 | ||||
06/12/18 | 06/20/18 | 8 | ||||
06/13/18 | 06/21/18 | 8 | ||||
06/14/18 | 06/22/18 | 8 | ||||
08/14/18 | 08/22/18 | 8 | ||||
08/15/18 | 08/23/18 | 8 | ||||
08/16/18 | 08/24/18 | 8 | ||||
08/17/18 | 08/27/18 | 10 | ||||
08/20/18 | 08/28/18 | 8 | ||||
10/02/18 | 10/10/18 | 8 | ||||
10/03/18 | 10/11/18 | 8 | ||||
10/04/18 | 10/12/18 | 8 | ||||
10/05/18 | 10/15/18 | 10 | ||||
10/08/18 | 10/16/18 | 8 | ||||
11/23/18 | 12/03/18 | 10 | ||||
11/26/18 | 12/04/18 | 8 | ||||
11/27/18 | 12/05/18 | 8 | ||||
11/28/18 | 12/06/18 | 8 | ||||
11/29/18 | 12/07/18 | 8 | ||||
12/18/18 | 12/27/18 | 9 | ||||
12/19/18 | 12/28/18 | 9 | ||||
12/20/18 | 12/31/18 | 11 | ||||
12/21/18 | 01/02/19 | 12 | ||||
12/24/18 | 01/03/19 | 10 | ||||
Vietnam | 02/09/18 | 02/21/18 | 12 | |||
02/12/18 | 02/22/18 | 10 |
2018 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
02/13/18 | 02/23/18 | 10 | ||||
Zimbabwe | 02/14/18 | 02/22/18 | 8 | |||
02/15/18 | 02/23/18 | 8 | ||||
02/16/18 | 02/26/18 | 10 | ||||
02/19/18 | 02/27/18 | 8 | ||||
02/20/18 | 02/28/18 | 8 | ||||
03/23/18 | 04/03/18 | 11 | ||||
03/26/18 | 04/04/18 | 9 | ||||
03/27/18 | 04/05/18 | 9 | ||||
03/28/18 | 04/06/18 | 9 | ||||
03/29/18 | 04/09/18 | 11 | ||||
04/11/18 | 04/19/18 | 8 | ||||
04/12/18 | 04/20/18 | 8 | ||||
04/13/18 | 04/23/18 | 10 | ||||
04/16/18 | 04/24/18 | 8 | ||||
04/17/18 | 04/25/18 | 8 | ||||
04/24/18 | 05/02/18 | 8 | ||||
04/25/18 | 05/03/18 | 8 | ||||
04/26/18 | 05/04/18 | 8 | ||||
04/27/18 | 05/07/18 | 10 | ||||
04/30/18 | 05/08/18 | 8 | ||||
05/18/18 | 05/28/18 | 10 | ||||
05/21/18 | 05/29/18 | 8 | ||||
05/22/18 | 05/30/18 | 8 | ||||
05/23/18 | 05/31/18 | 8 | ||||
05/24/18 | 06/01/18 | 8 | ||||
08/06/18 | 08/15/18 | 9 | ||||
08/07/18 | 08/16/18 | 9 | ||||
08/08/18 | 08/17/18 | 9 | ||||
08/09/18 | 08/20/18 | 11 | ||||
08/10/18 | 08/21/18 | 11 | ||||
12/18/18 | 12/27/18 | 9 | ||||
12/19/18 | 12/28/18 | 9 | ||||
12/20/18 | 12/31/18 | 11 | ||||
12/21/18 | 01/02/19 | 12 | ||||
12/24/18 | 01/03/19 | 10 |
* | These worst-case redemption cycles are based on information regarding regular holidays, which may be out of date. Based on changes in holidays, longer (worse) redemption cycles are possible. |