Funds | Ticker | Stock Exchange | ||
iShares MSCI Australia ETF | EWA | NYSE Arca | ||
iShares MSCI Austria Capped ETF | EWO | NYSE Arca | ||
iShares MSCI Belgium Capped ETF | EWK | NYSE Arca | ||
iShares MSCI Canada ETF | EWC | NYSE Arca | ||
iShares MSCI Emerging Markets Eastern Europe ETF | ESR | NYSE Arca | ||
iShares MSCI Eurozone ETF | EZU | NYSE Arca | ||
iShares MSCI France ETF | EWQ | NYSE Arca | ||
iShares MSCI Germany ETF | EWG | NYSE Arca | ||
iShares MSCI Global Gold Miners ETF | RING | NYSE Arca | ||
iShares MSCI Global Silver Miners ETF | SLVP | NYSE Arca | ||
iShares MSCI Hong Kong ETF | EWH | NYSE Arca | ||
iShares MSCI Israel Capped ETF | EIS | NYSE Arca | ||
iShares MSCI Italy Capped ETF | EWI | NYSE Arca | ||
iShares MSCI Japan ETF | EWJ | NYSE Arca | ||
iShares MSCI Japan Small-Cap ETF | SCJ | NYSE Arca | ||
iShares MSCI Mexico Capped ETF | EWW | NYSE Arca | ||
iShares MSCI Netherlands ETF | EWN | NYSE Arca | ||
iShares MSCI Pacific ex Japan ETF | EPP | NYSE Arca | ||
iShares MSCI Singapore ETF | EWS | NYSE Arca | ||
iShares MSCI South Africa ETF | EZA | NYSE Arca | ||
iShares MSCI Spain Capped ETF | EWP | NYSE Arca | ||
iShares MSCI Sweden ETF | EWD | NYSE Arca | ||
iShares MSCI Switzerland Capped ETF | EWL | NYSE Arca | ||
iShares MSCI Thailand Capped ETF | THD | NYSE Arca | ||
iShares MSCI Turkey ETF | TUR | NYSE Arca | ||
iShares MSCI USA ETF | EUSA | NYSE Arca | ||
iShares MSCI World ETF | URTH | NYSE Arca |
Current | New | |
Fund Name | iShares MSCI USA ETF | iShares MSCI USA Equal Weighted ETF |
Underlying Index | MSCI USA Index | MSCI USA Equal Weighted Index |
Investment Objective | The Fund seeks to track the investment results of an index composed of U.S. equities. | The Fund seeks to track the investment results of an index composed of equal weighted U.S. equities. |
• | iShares MSCI Australia ETF |
• | iShares MSCI Austria Capped ETF |
• | iShares MSCI Belgium Capped ETF |
• | iShares MSCI Canada ETF |
• | iShares MSCI Emerging Markets Eastern Europe ETF |
• | iShares MSCI Eurozone ETF1 |
• | iShares MSCI France ETF |
• | iShares MSCI Germany ETF |
• | iShares MSCI Global Gold Miners ETF |
• | iShares MSCI Global Silver Miners ETF |
• | iShares MSCI Hong Kong ETF |
• | iShares MSCI Israel Capped ETF |
• | iShares MSCI Italy Capped ETF |
• | iShares MSCI Japan ETF |
• | iShares MSCI Japan Small-Cap ETF |
• | iShares MSCI Mexico Capped ETF |
• | iShares MSCI Netherlands ETF |
• | iShares MSCI Pacific ex Japan ETF |
• | iShares MSCI Singapore ETF |
• | iShares MSCI South Africa ETF |
• | iShares MSCI Spain Capped ETF |
• | iShares MSCI Sweden ETF |
• | iShares MSCI Switzerland Capped ETF |
• | iShares MSCI Thailand Capped ETF |
• | iShares MSCI Turkey ETF |
• | iShares MSCI USA ETF |
• | iShares MSCI World ETF |
1 | On June 29, 2015, the name of the Fund changed from iShares MSCI EMU ETF to iShares MSCI Eurozone ETF. |
Diversified Funds | Non-Diversified Funds | |
iShares MSCI Canada ETF | iShares MSCI Australia ETF | |
iShares MSCI Eurozone ETF | iShares MSCI Austria Capped ETF | |
iShares MSCI Japan ETF | iShares MSCI Belgium Capped ETF | |
iShares MSCI Japan Small-Cap ETF | iShares MSCI Emerging Markets Eastern Europe ETF | |
iShares MSCI Pacific ex Japan ETF | iShares MSCI France ETF | |
iShares MSCI USA ETF | iShares MSCI Germany ETF | |
iShares MSCI World ETF | iShares MSCI Global Gold Miners ETF | |
iShares MSCI Global Silver Miners ETF | ||
iShares MSCI Hong Kong ETF | ||
iShares MSCI Israel Capped ETF | ||
iShares MSCI Italy Capped ETF | ||
iShares MSCI Mexico Capped ETF | ||
iShares MSCI Netherlands ETF | ||
iShares MSCI Singapore ETF | ||
iShares MSCI South Africa ETF | ||
iShares MSCI Spain Capped ETF | ||
iShares MSCI Sweden ETF | ||
iShares MSCI Switzerland Capped ETF | ||
iShares MSCI Thailand Capped ETF | ||
iShares MSCI Turkey ETF |
• | Each Fund generally supports the board’s nominees in the election of directors and generally supports proposals that strengthen the independence of boards of directors; |
• | When a director has committed himself or herself to service on more than four public company boards (but no more than six public company boards in most circumstances), a Fund will consider such director’s individual circumstances in determining whether the director will be able to commit sufficient focus and time to a particular company; |
• | Each Fund generally defers to an issuer’s choice of auditors so long as the corporate auditors represent the interests of shareholders and provide an independent view of the propriety of financial reporting decisions of management; |
• | Each Fund generally favors disclosure of a company’s compensation and benefits policies and opposes excessive compensation, but believes that compensation matters are normally best determined by a company’s board of directors; |
• | Each Fund generally expects to support capital structure requests that it believes enhance the rights of common shareholders and oppose requests that appear to be unreasonably dilutive; |
• | Each Fund generally does not support proposals on social issues that lack a demonstrable economic benefit to the issuer and the Fund investing in such issuer; and |
• | Each Fund generally votes against anti-takeover proposals and proposals that would create additional barriers or costs to corporate transactions that are likely to deliver a premium to shareholders. |
• | MSCI Global Standard Indexes cover all investable large- and mid-cap securities by including approximately 85% of each market's free float-adjusted market capitalization. |
• | MSCI Global Small Cap Indexes provide coverage to all companies with a market capitalization below that of the companies in the MSCI Global Standard Indexes by including above and beyond the coverage of the MSCI Global Standard Indexes. |
• | Achieving global size integrity by ensuring that companies of comparable and relevant sizes are included in a given size segment across all markets in a composite index; and |
• | Achieving consistent market coverage by ensuring that each market's size segment is represented in its proportional weight in the composite universe. |
• | Semi-Annual Index Reviews (“SAIRs”), conducted on a fixed semi-annual timetable that systematically reassess the various dimensions of the equity universe for all markets; |
• | Quarterly Index Reviews (“QIRs”), aimed at promptly reflecting other significant market events; and |
• | Ongoing event-related changes, such as mergers, acquisitions, spin-offs, bankruptcies, reorganizations and other similar corporate events, which generally are implemented in the indexes as they occur. |
1. | Lend any funds or other assets except through the purchase of all or a portion of an issue of securities or obligations of the type in which it is permitted to invest (including participation interests in such securities or obligations) and except that a Fund may lend its portfolio securities in an amount not to exceed 33 1/3% of the value of its total assets; |
2. | Issue senior securities or borrow money, except borrowings from banks for temporary or emergency purposes in an amount up to 33 1/3% of the value of the Fund’s total assets (including the amount borrowed), valued at the lesser of cost or market, less liabilities (not including the amount borrowed) valued at the time the borrowing is made, and the Fund will not purchase securities while borrowings in excess of 5% of the Fund’s total assets are outstanding, provided, that for purposes of this restriction, short-term credits necessary for the clearance of transactions are not considered borrowings; |
3. | Pledge, hypothecate, mortgage or otherwise encumber its assets, except to secure permitted borrowings. (The deposit of underlying securities and other assets in escrow and collateral arrangements with respect to initial or variation margin for currency transactions and futures contracts will not be deemed to be pledges of the Fund’s assets); |
4. | Purchase a security (other than obligations of the U.S. government, its agencies or instrumentalities) if as a result 25% or more of its total assets would be invested in a single issuer. (This restriction applies to the iShares MSCI Singapore ETF only); |
5. | Purchase, hold or deal in real estate, or oil, gas or mineral interests or leases, but a Fund may purchase and sell securities that are issued by companies that invest or deal in such assets; |
6. | Act as an underwriter of securities of other issuers, except to the extent the Fund may be deemed an underwriter in connection with the sale of securities in its portfolio; |
7. | Purchase securities on margin, except for such short-term credits as are necessary for the clearance of transactions, except that a Fund may make margin deposits in connection with transactions in currencies, options, futures and options on futures; |
8. | Sell securities short; or |
9. | Invest in commodities or commodity contracts, except that a Fund may buy and sell currencies and forward contracts with respect thereto, and may transact in futures contracts on securities, stock indices and currencies and options on such futures contracts and make margin deposits in connection with such contracts. |
1. | Make loans, except as permitted under the 1940 Act, as amended, and as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
2. | Issue any senior security, except as permitted under the 1940 Act, as amended, and as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
3. | Pledge, hypothecate, mortgage or otherwise encumber its assets, except to secure permitted borrowings. (The deposit of underlying securities and other assets in escrow and collateral arrangements with respect to initial or variation margin for currency transactions and futures contracts will not be deemed to be pledges of the Fund’s assets); |
4. | Purchase, hold or deal in real estate, or oil, gas or mineral interests or leases, but a Fund may purchase and sell securities that are issued by companies that invest or deal in such assets; |
5. | Act as an underwriter of securities of other issuers, except to the extent the Fund may be deemed an underwriter in connection with the sale of securities in its portfolio; |
6. | Purchase securities on margin, except for such short-term credits as are necessary for the clearance of transactions, except that a Fund may make margin deposits in connection with transactions in currencies, options, futures and options on futures; |
7. | Sell securities short; or |
8. | Invest in commodities or commodity contracts, except that a Fund may buy and sell currencies and forward contracts with respect thereto, and may transact in futures contracts on securities, stock indices and currencies and options on such futures contracts and make margin deposits in connection with such contracts. |
1. | Concentrate its investments (i.e., invest 25% or more of its total assets in the securities of a particular industry or group of industries), except that a Fund will concentrate to approximately the same extent that its Underlying Index concentrates in the securities of such particular industry or group of industries. For purposes of this limitation, securities of the U.S. government (including its agencies and instrumentalities), repurchase agreements collateralized by U.S. government securities, and securities of state or municipal governments and their political subdivisions are not considered to be issued by members of any industry; |
2. | Borrow money, except that (i) each Fund may borrow from banks for temporary or emergency (not leveraging) purposes, including the meeting of redemption requests which might otherwise require the untimely disposition of securities, and (ii) each Fund may, to the extent consistent with its investment policies, enter into repurchase agreements, reverse repurchase agreements, forward roll transactions and similar investment strategies and techniques; |
To the extent that it engages in transactions described in (i) and (ii), each Fund will be limited so that no more than 33 1/3% of the value of its total assets (including the amount borrowed) is derived from such transactions. Any borrowings which come to exceed this amount will be reduced in accordance with applicable law; | |
3. | Issue any senior security, except as permitted under the 1940 Act, as amended, and as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
4. | Make loans, except as permitted under the 1940 Act, as interpreted, modified or otherwise permitted by regulatory authority having jurisdiction, from time to time; |
5. | Purchase or sell real estate unless acquired as a result of ownership of securities or other investments (but this restriction shall not prevent each Fund from investing in securities of companies engaged in the real estate business or securities or other instruments backed by real estate or mortgages), or commodities or commodity contracts (but this restriction shall not prevent each Fund from trading in futures contracts and options on futures contracts, including options on currencies to the extent consistent with each Fund's investment objectives and policies); or |
6. | Engage in the business of underwriting securities issued by other persons, except to the extent that each Fund may technically be deemed to be an underwriter under the 1933 Act, the disposing of portfolio securities. |
Fund | Industry or Industries | |
iShares MSCI Singapore ETF | Banks |
Fund | Industry or Industries | |
iShares MSCI Australia ETF | Banks | |
iShares MSCI Canada ETF | Banks | |
iShares MSCI Emerging Markets Eastern Europe ETF | Oil & Gas | |
iShares MSCI Global Gold Miners ETF | Mining | |
iShares MSCI Global Silver Miners ETF | Mining | |
IShares MSCI Israel Capped ETF | Banks | |
iShares MSCI Italy Capped ETF | Banks | |
iShares MSCI Pacific ex Japan ETF | Banks | |
iShares MSCI Spain Capped ETF | Banks | |
IShares MSCI Sweden ETF | Banks | |
iShares MSCI Switzerland Capped ETF | Pharmaceuticals | |
iShares MSCI Turkey ETF | Banks |
1. | Invest in the securities of a company for the purpose of exercising management or control, or in any event purchase and hold more than 10% of the securities of a single issuer, provided that the Company may vote the investment securities owned by each Fund in accordance with its views; or |
2. | Hold illiquid assets in excess of 15% of its net assets. An illiquid asset is any asset which may not be sold or disposed of in the ordinary course of business within seven days at approximately the value at which the Fund has valued the investment. |
1. | The frequency of trades and quotes for the security; |
2. | The number of dealers wishing to purchase or sell the security and the number of other potential purchasers; |
3. | Dealer undertakings to make a market in the security; and |
4. | The nature of the security and the nature of the marketplace in which it trades (e.g., the time needed to dispose of the security, the method of soliciting offers and the mechanics of transfer). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years |
Other
Directorships Held by Director | |||
Robert
S. Kapito1 (57) |
Director
(since 2009). |
President and Director, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock, Inc.’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002); President of the Board of Directors, Periwinkle Theatre for Youth (since 1983). | Trustee of iShares Trust (since 2009); Director of iShares MSCI Russia Capped ETF, Inc. (since 2010); Trustee of iShares U.S. ETF Trust (since 2011); Director of BlackRock, Inc. (since 2006). | |||
Mark
Wiedman2 (44) |
Director (since 2013). | Managing Director, BlackRock, Inc. (since 2007); Global Head of iShares (since 2011); Head of Corporate Strategy, BlackRock, Inc. (2009-2011). | Trustee of iShares Trust (since 2013); Director of iShares MSCI Russia Capped ETF, Inc. (since 2013); Trustee of iShares U.S. ETF Trust (since 2013); Director of PennyMac Financial Services, Inc. (since 2008). |
1 | Robert S. Kapito is deemed to be an “interested person” (as defined in the 1940 Act) of the Company due to his affiliations with BlackRock, Inc. |
2 | Mark Wiedman is deemed to be an “interested person” (as defined in the 1940 Act) of the Company due to his affiliations with BlackRock, Inc. and its affiliates. |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years |
Other
Directorships Held by Director | |||
Robert
H. Silver (59) |
Director
(since 2007); Independent Chairman (since 2012). |
President and Co-Founder of The Bravitas Group, Inc. (since 2006); Director and Vice Chairman of the YMCA of Greater NYC (2001-2011); Broadway Producer (2006-2011); Co-Founder and Vice President of Parentgiving Inc. (since 2008); Director and Member of the Audit and Compensation Committee of EPAM Systems, Inc. (2006-2009); President and Chief Operating Officer of UBS Financial Services Inc. (formerly Paine Webber Inc.) (2003-2005) and various executive positions with UBS and its affiliates (1988-2005); CPA and Audit Manager of KPMG, LLP (formerly Peat Marwick Mitchell) (1977-1983). | Trustee of iShares Trust (since 2007); Director of iShares MSCI Russia Capped ETF, Inc. (since 2010); Trustee of iShares U.S. ETF Trust (since 2011); Independent Chairman of iShares Trust, iShares MSCI Russia Capped ETF, Inc. and iShares U.S. ETF Trust (since 2012). | |||
John
E. Martinez (53) |
Director
(since 2003); Securities Lending Committee Chair (since 2012). |
Director of FirstREX Agreement Corp. (formerly EquityRock, Inc.) (since 2005). | Trustee of iShares Trust (since 2003); Director of iShares MSCI Russia Capped ETF, Inc. (since 2010); Trustee of iShares U.S. ETF Trust (since 2011). | |||
Cecilia
H. Herbert (65) |
Director
(since 2005); Nominating and Governance Committee Chair and Equity Plus Committee Chair (since 2012). |
Director (1998-2013) and President (2007-2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006-2010) of the Thacher School; Member (since 1992) and Chair (1994-2005) of the Investment Committee, Archdiocese of San Francisco; Trustee and Member of the Investment Committee, WNET, the New York public broadcasting/media company (since 2011). | Trustee of iShares Trust (since 2005); Director of iShares MSCI Russia Capped ETF, Inc. (since 2010); Trustee of iShares U.S. ETF Trust (since 2011); Director of Forward Funds (34 portfolios) (since 2009). | |||
Charles
A. Hurty (71) |
Director
(since 2005); Audit Committee Chair (since 2006). |
Retired; Partner, KPMG LLP (1968-2001). | Trustee of iShares Trust (since 2005); Director of iShares MSCI Russia Capped ETF, Inc. (since 2010); Trustee of iShares U.S. ETF Trust (since 2011); Director of GMAM Absolute Return Strategy Fund (1 portfolio) (since 2002); Director of SkyBridge Alternative Investments Multi-Adviser Hedge Fund Portfolios LLC (2 portfolios) (since 2002). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years |
Other
Directorships Held by Director | |||
John
E. Kerrigan (59) |
Director
(since 2005); Fixed Income Plus Committee Chair (since 2012). |
Chief Investment Officer, Santa Clara University (since 2002). | Trustee of iShares Trust (since 2005); Director of iShares MSCI Russia Capped ETF, Inc. (since 2010); Trustee of iShares U.S. ETF Trust (since 2011). | |||
Madhav
V. Rajan (50) |
Director
(since 2011); 15(c) Committee Chair (since 2012). |
Robert K. Jaedicke Professor of Accounting and Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (since 2001); Professor of Law (by courtesy), Stanford Law School (since 2005); Visiting Professor, University of Chicago (2007-2008). | Trustee
of iShares Trust (since 2011); Director of iShares MSCI Russia Capped ETF, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011); Director, Cavium, Inc. (since 2013). | |||
Jane
D. Carlin (59) |
Director
(since 2015). |
Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley Group (2006-2012). | Trustee of iShares Trust (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Director of PHH Corporation (mortgage solutions) (since 2012). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years | ||
Manish
Mehta (43) |
President (since 2013). | Managing Director, BlackRock, Inc. (since 2009); Chief Operating Officer for iShares (since 2009); Head of Strategy and Corporate Development, BGI (2005-2009); Chief of Staff to the CEO, BGI (2005-2009). | ||
Jack
Gee (55) |
Treasurer
and Chief Financial Officer (since 2008). |
Managing Director, BlackRock, Inc. (since 2009); Senior Director of Fund Administration of Intermediary Investor Business, BGI (2009); Director of Fund Administration of Intermediary Investor Business, BGI (2004-2009). | ||
Eilleen
M. Clavere (62) |
Secretary
(since 2007). |
Director of Global Fund Administration, BlackRock, Inc. (since 2009); Director of Legal Administration of Intermediary Investor Business, BGI (2006-2009); Legal Counsel and Vice President of Atlas Funds, Atlas Advisers, Inc. and Atlas Securities, Inc. (2005-2006); Counsel at Kirkpatrick & Lockhart LLP (2001-2005). |
Name (Age) | Position | Principal
Occupation(s) During the Past 5 Years | ||
Edward
B. Baer (46) |
Vice
President and Chief Legal Officer (since 2012). |
Managing Director of Legal & Compliance, BlackRock, Inc. (since 2006); Director of Legal & Compliance, BlackRock, Inc. (2004-2006). | ||
Scott
Radell (46) |
Executive
Vice President (since 2012). |
Managing Director, BlackRock, Inc. (since 2009); Head of Portfolio Solutions, BlackRock, Inc. (since 2009); Head of Portfolio Solutions, BGI (2007-2009); Credit Portfolio Manager, BGI (2005-2007); Credit Research Analyst, BGI (2003-2005). | ||
Amy
Schioldager (52) |
Executive
Vice President (since 2007). |
Senior Managing Director, BlackRock, Inc. (since 2009); Global Head of Index Equity, BGI (2008-2009); Global Head of U.S. Indexing, BGI (2006-2008); Head of Domestic Equity Portfolio Management, BGI (2001-2006). | ||
Ira
P. Shapiro (51) |
Vice
President (since 2007). |
Managing Director, BlackRock, Inc. (since 2009); Head of Strategic Product Initiatives for iShares (since 2012); Chief Legal Officer, Exchange-Traded Fund Complex (2007-2012); Associate General Counsel, BGI (2004-2009). |
Name of Director | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies | |||
Robert S. Kapito | None | None | None | |||
Mark Wiedman1 | iShares Core MSCI EAFE ETF | Over $100,000 | Over $100,000 | |||
iShares Core MSCI Emerging Markets ETF | $50,001-$100,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | $50,001-$100,000 | |||||
Robert H. Silver | iShares iBonds Sep 2015 AMT-Free Muni Bond ETF | Over $100,000 | Over $100,000 | |||
iShares iBonds Sep 2016 AMT-Free Muni Bond ETF | Over $100,000 | |||||
iShares iBonds Sep 2017 AMT-Free Muni Bond ETF | Over $100,000 | |||||
iShares iBonds Sep 2018 AMT-Free Muni Bond ETF | Over $100,000 | |||||
iShares Core High Dividend ETF | Over $100,000 | |||||
iShares Core MSCI EAFE ETF | Over $100,000 | |||||
iShares Core MSCI Emerging Markets ETF | Over $100,000 | |||||
iShares Core MSCI Total International Stock ETF | Over $100,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Core S&P Mid-Cap ETF | Over $100,000 | |||||
iShares Core S&P Small-Cap ETF | Over $100,000 | |||||
iShares Core S&P Total U.S. Stock Market ETF | Over $100,000 | |||||
iShares iBoxx $ Investment Grade Corporate Bond ETF | Over $100,000 | |||||
iShares J.P. Morgan USD Emerging Markets Bond ETF | $1-$10,000 | |||||
iShares MSCI ACWI ex U.S. ETF | $1-$10,000 | |||||
iShares MSCI BRIC ETF | $10,001-$50,000 | |||||
iShares MSCI Emerging Markets ETF | $1-$10,000 | |||||
iShares MSCI Frontier 100 ETF | $50,001-$100,000 | |||||
iShares National AMT-Free Muni Bond ETF | Over $100,000 | |||||
iShares Russell 1000 Growth ETF | Over $100,000 |
Name of Director | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies | |||
iShares Russell 1000 Value ETF | Over $100,000 | |||||
iShares Russell 2000 ETF | $10,001-$50,000 | |||||
iShares Russell 2000 Growth ETF | Over $100,000 | |||||
iShares Russell 2000 Value ETF | Over $100,000 | |||||
iShares Russell 3000 ETF | Over $100,000 | |||||
iShares Russell Mid-Cap Growth ETF | $1-$10,000 | |||||
iShares Russell Mid-Cap Value ETF | $1-$10,000 | |||||
iShares Select Dividend ETF | $10,001-$50,000 | |||||
iShares U.S. Broker-Dealers ETF | Over $100,000 | |||||
iShares U.S. Financial Services ETF | $50,001-$100,000 | |||||
iShares U.S. Preferred Stock ETF | Over $100,000 | |||||
iShares U.S. Regional Banks ETF | Over $100,000 | |||||
iShares U.S. Technology ETF | $50,001-$100,000 | |||||
George G.C. Parker | iShares California AMT-Free Muni Bond ETF | Over $100,000 | Over $100,000 | |||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Core U.S. Aggregate Bond ETF | $10,001-$50,000 | |||||
iShares iBoxx $ Investment Grade Corporate Bond ETF | Over $100,000 | |||||
iShares MSCI EAFE ETF | Over $100,000 | |||||
iShares S&P 100 ETF | Over $100,000 | |||||
iShares Select Dividend ETF | Over $100,000 | |||||
John E. Martinez | iShares Core MSCI Emerging Markets ETF | $50,001-$100,000 | Over $100,000 | |||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares Emerging Markets Infrastructure ETF | Over $100,000 | |||||
iShares Global Consumer Staples ETF | Over $100,000 | |||||
iShares MSCI All Country Asia ex Japan ETF | Over $100,000 | |||||
iShares MSCI EAFE ETF | Over $100,000 | |||||
iShares Russell 1000 ETF | Over $100,000 | |||||
iShares Russell 1000 Value ETF | Over $100,000 | |||||
iShares Russell 2000 ETF | Over $100,000 | |||||
iShares TIPS Bond ETF | Over $100,000 | |||||
Cecilia H. Herbert | iShares China Large-Cap ETF | Over $100,000 | Over $100,000 | |||
iShares Core MSCI Emerging Markets ETF | $10,001-$50,000 | |||||
iShares Core MSCI Total International Stock ETF | $10,001-$50,000 |
Name of Director | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies | |||
iShares Core S&P Total U.S. Stock Market ETF | $10,001-$50,000 | |||||
iShares iBoxx $ High Yield Corporate Bond ETF | $10,001-$50,000 | |||||
iShares International Select Dividend ETF | $1-$10,000 | |||||
iShares MSCI EAFE ETF | $10,001-$50,000 | |||||
iShares MSCI Emerging Markets ETF | $1-$10,000 | |||||
iShares MSCI Japan ETF | $10,001-$50,000 | |||||
iShares National AMT-Free Muni Bond ETF | $10,001-$50,000 | |||||
iShares U.S. Preferred Stock ETF | $10,001-$50,000 | |||||
Charles A. Hurty | iShares China Large-Cap ETF | $10,001-$50,000 | Over $100,000 | |||
iShares Core High Dividend ETF | $10,001-$50,000 | |||||
iShares Core MSCI Emerging Markets ETF | $50,001-$100,000 | |||||
iShares Core S&P 500 ETF | $10,001-$50,000 | |||||
iShares Global Energy ETF | $10,001-$50,000 | |||||
iShares Global Tech ETF | $10,001-$50,000 | |||||
iShares MSCI EAFE ETF | $10,001-$50,000 | |||||
iShares MSCI Japan ETF | $10,001-$50,000 | |||||
iShares North American Tech-Multimedia Networking ETF | $1-$10,000 | |||||
iShares U.S. Energy ETF | $10,001-$50,000 | |||||
iShares U.S. Financials ETF | $1-$10,000 | |||||
iShares U.S. Technology ETF | $50,001-$100,000 | |||||
John E. Kerrigan | iShares MSCI ACWI ex U.S. ETF | Over $100,000 | Over $100,000 | |||
iShares Short-Term National AMT-Free Muni Bond ETF | Over $100,000 | |||||
Madhav V. Rajan | iShares Core High Dividend ETF | Over $100,000 | Over $100,000 | |||
iShares Core MSCI Emerging Markets ETF | Over $100,000 | |||||
iShares Core S&P 500 ETF | Over $100,000 | |||||
iShares iBoxx $ High Yield Corporate Bond ETF | $50,001-$100,000 | |||||
iShares iBoxx $ Investment Grade Corporate Bond ETF | Over $100,000 | |||||
iShares Select Dividend ETF | Over $100,000 | |||||
Jane D. Carlin2 | iShares Core MSCI EAFE ETF | $10,001-$50,000 | Over $100,000 | |||
iShares Core S&P Small-Cap ETF | $10,001-$50,000 |
Name of Director | Fund | Dollar
Range of Equity Securities in the Fund |
Aggregate
Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Director in Family of Investment Companies | |||
iShares Global Tech ETF | $50,001-$100,000 |
Name of Director | iShares
MSCI Australia ETF |
iShares
MSCI Austria Capped ETF |
iShares
MSCI Belgium Capped ETF |
iShares
MSCI Canada ETF | ||||
Independent Directors:1 | ||||||||
Robert H. Silver | $ 930 | $29 | $ 75 | $ 1,715 | ||||
George G.C. Parker2 | 787 | 24 | 63 | 1,452 | ||||
John E. Martinez | 830 | 26 | 67 | 1,531 | ||||
Cecilia H. Herbert | 872 | 27 | 70 | 1,610 | ||||
Charles A. Hurty | 901 | 28 | 73 | 1,663 | ||||
John E. Kerrigan | 830 | 26 | 67 | 1,531 | ||||
Madhav V. Rajan | 830 | 26 | 67 | 1,531 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $ 0 | ||||
Mark Wiedman3 | 0 | 0 | 0 | 0 | ||||
Michael Latham4 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Emerging Markets Eastern Europe ETF |
iShares
MSCI Eurozone ETF |
iShares
MSCI France ETF |
iShares
MSCI Germany ETF | ||||
Independent Directors:1 | ||||||||
Robert H. Silver | $68 | $ 3,951 | $ 128 | $ 2,155 | ||||
George G.C. Parker2 | 58 | 3,343 | 108 | 1,824 | ||||
John E. Martinez | 61 | 3,525 | 114 | 1,923 | ||||
Cecilia H. Herbert | 64 | 3,708 | 120 | 2,023 | ||||
Charles A. Hurty | 66 | 3,829 | 124 | 2,089 | ||||
John E. Kerrigan | 61 | 3,525 | 114 | 1,923 | ||||
Madhav V. Rajan | 61 | 3,525 | 114 | 1,923 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $ 0 | ||||
Mark Wiedman3 | 0 | 0 | 0 | 0 | ||||
Michael Latham4 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Global Gold Miners ETF |
iShares
MSCI Global Silver Miners ETF |
iShares
MSCI Hong Kong ETF |
iShares
MSCI Israel Capped ETF | ||||
Independent Directors:1 | ||||||||
Robert H. Silver | $ 32 | $6 | $ 1,463 | $ 55 | ||||
George G.C. Parker2 | 27 | 5 | 1,238 | 47 | ||||
John E. Martinez | 29 | 6 | 1,305 | 49 | ||||
Cecilia H. Herbert | 30 | 6 | 1,373 | 52 | ||||
Charles A. Hurty | 31 | 6 | 1,418 | 54 | ||||
John E. Kerrigan | 29 | 6 | 1,305 | 49 | ||||
Madhav V. Rajan | 29 | 6 | 1,305 | 49 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $0 | $ 0 | $ 0 | ||||
Mark Wiedman3 | 0 | 0 | 0 | 0 | ||||
Michael Latham4 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Italy Capped ETF |
iShares
MSCI Japan ETF |
iShares
MSCI Japan Small-Cap ETF |
iShares
MSCI Mexico Capped ETF | ||||
Independent Directors:1 | ||||||||
Robert H. Silver | $ 707 | $ 6,675 | $77 | $ 1,487 | ||||
George G.C. Parker2 | 598 | 5,648 | 65 | 1,259 | ||||
John E. Martinez | 631 | 5,956 | 69 | 1,327 | ||||
Cecilia H. Herbert | 664 | 6,264 | 72 | 1,396 | ||||
Charles A. Hurty | 685 | 6,469 | 75 | 1,442 | ||||
John E. Kerrigan | 631 | 5,956 | 69 | 1,327 | ||||
Madhav V. Rajan | 631 | 5,956 | 69 | 1,327 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $ 0 | ||||
Mark Wiedman3 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Italy Capped ETF |
iShares
MSCI Japan ETF |
iShares
MSCI Japan Small-Cap ETF |
iShares
MSCI Mexico Capped ETF | ||||
Michael Latham4 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Netherlands ETF |
iShares
MSCI Pacific ex Japan ETF |
iShares
MSCI Singapore ETF |
iShares
MSCI South Africa ETF | ||||
Independent Directors:1 | ||||||||
Robert H. Silver | $ 75 | $ 1,577 | $ 447 | $ 267 | ||||
George G.C. Parker2 | 63 | 1,334 | 378 | 226 | ||||
John E. Martinez | 67 | 1,407 | 399 | 238 | ||||
Cecilia H. Herbert | 70 | 1,480 | 420 | 250 | ||||
Charles A. Hurty | 73 | 1,528 | 433 | 259 | ||||
John E. Kerrigan | 67 | 1,407 | 399 | 238 | ||||
Madhav V. Rajan | 67 | 1,407 | 399 | 238 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $ 0 | ||||
Mark Wiedman3 | 0 | 0 | 0 | 0 | ||||
Michael Latham4 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Spain Capped ETF |
iShares
MSCI Sweden ETF |
iShares
MSCI Switzerland Capped ETF |
iShares
MSCI Thailand Capped ETF | ||||
Independent Directors:1 | ||||||||
Robert H. Silver | $ 1,123 | $ 184 | $ 487 | $259 | ||||
George G.C. Parker2 | 950 | 155 | 412 | 220 | ||||
John E. Martinez | 1,002 | 164 | 434 | 232 | ||||
Cecilia H. Herbert | 1,054 | 172 | 457 | 244 | ||||
Charles A. Hurty | 1,089 | 178 | 472 | 252 | ||||
John E. Kerrigan | 1,002 | 164 | 434 | 232 | ||||
Madhav V. Rajan | 1,002 | 164 | 434 | 232 | ||||
Interested Directors: | ||||||||
Robert S. Kapito | $ 0 | $ 0 | $ 0 | $ 0 | ||||
Mark Wiedman3 | 0 | 0 | 0 | 0 | ||||
Michael Latham4 | 0 | 0 | 0 | 0 |
Name of Director | iShares
MSCI Turkey ETF |
iShares
MSCI USA ETF |
iShares
MSCI World ETF | |||
Independent Directors:1 | ||||||
Robert H. Silver | $234 | $22 | $77 | |||
George G.C. Parker2 | 198 | 18 | 65 | |||
John E. Martinez | 209 | 19 | 68 | |||
Cecilia H. Herbert | 220 | 20 | 72 | |||
Charles A. Hurty | 227 | 21 | 74 | |||
John E. Kerrigan | 209 | 19 | 68 | |||
Madhav V. Rajan | 209 | 19 | 68 | |||
Name of Director | iShares
MSCI Turkey ETF |
iShares
MSCI USA ETF |
iShares
MSCI World ETF | |||
Interested Directors: | ||||||
Robert S. Kapito | $0 | $0 | $0 | |||
Mark Wiedman3 | 0 | 0 | 0 | |||
Michael Latham4 | 0 | 0 | 0 |
Name of Director | Pension
or Retirement Benefits Accrued As Part of Company Expenses5 |
Estimated
Annual Benefits Upon Retirement5 |
Total
Compensation From the Funds and Fund Complex6 | |||
Independent Directors:1 | ||||||
Robert H. Silver | Not Applicable | Not Applicable | $ 325,000 | |||
George G.C. Parker2 | Not Applicable | Not Applicable | 275,000 | |||
John E. Martinez | Not Applicable | Not Applicable | 290,000 | |||
Cecilia H. Herbert | Not Applicable | Not Applicable | 305,000 | |||
Charles A. Hurty | Not Applicable | Not Applicable | 315,000 | |||
John E. Kerrigan | Not Applicable | Not Applicable | 315,882 | |||
Madhav V. Rajan | Not Applicable | Not Applicable | 301,765 | |||
Interested Directors: | ||||||
Robert S. Kapito | Not Applicable | Not Applicable | $ 0 | |||
Mark Wiedman3 | Not Applicable | Not Applicable | 0 | |||
Michael Latham4 | Not Applicable | Not Applicable | 0 |
1 | Compensation is not shown for Jane D. Carlin because she was appointed to serve as an Independent Director of the Company effective February 3, 2015. |
2 | Served as Independent Director through December 31, 2014. |
3 | Appointed to serve as an Interested Director effective December 31, 2013. |
4 | Served as an Interested Director through December 31, 2013. |
5 | No Director or officer is entitled to any pension or retirement benefits from the Company. |
6 | Includes compensation for service on the Boards of Trustees of iShares Trust and iShares U.S. ETF Trust and the Board of Directors of iShares MSCI Russia Capped ETF, Inc. |
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Australia ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.50% | ||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
8.63% |
Fund | Name | Percentage
of Ownership | ||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
7.10% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
7.03% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
6.20% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
5.91% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
5.29% | |||
iShares MSCI Austria Capped ETF | Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
11.34% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
8.44% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
8.10% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
7.49% | |||
TD
Ameritrade Clearing, Inc. 1005 N. Ameritrade Place Bellevue, NE 68005 |
7.41% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
6.33% | |||
Morgan
Stanley & Co. Harborside Financial Center Plaza 3, 1st Floor Jersey City, NJ 07311 |
6.27% | |||
UBS
Financial Services Inc. 1000 Harbor Blvd. 4th Floor Weehawken, NJ 07087 |
5.11% |
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Belgium Capped ETF | Morgan
Stanley & Co. Harborside Financial Center Plaza 3, 1st Floor Jersey City, NJ 07311 |
22.50% | ||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
14.02% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
9.03% | |||
Raymond,
James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
8.71% | |||
UBS
Financial Services Inc. 1000 Harbor Blvd. 4th Floor Weehawken, NJ 07087 |
8.54% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
7.14% | |||
iShares MSCI Canada ETF | Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
8.71% | ||
BNP
Paribas, New York Branch/Custody Services 525 Washington BLVD. Jersey City, NJ 07310 |
7.64% | |||
Deutsche
Bank Securities Inc./Cedear 1251 Avenue of the Americas New York, NY 10020 |
7.42% | |||
Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
7.10% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
6.59% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
5.69% | |||
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Emerging Markets Eastern Europe ETF | Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
65.95% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
23.06% | |||
iShares MSCI Eurozone ETF | Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
15.26% | ||
Deutsche
Bank Securities Inc./Cedear 1251 Avenue of the Americas New York, NY 10020 |
14.88% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
13.51% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
11.47% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
10.38% | |||
Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
8.44% | |||
iShares MSCI France ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
24.33% | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
9.82% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.80% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
9.27% |
Fund | Name | Percentage
of Ownership | ||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
5.15% | |||
iShares MSCI Germany ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
21.88% | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
16.08% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
13.26% | |||
Deutsche
Bank Securities Inc./Cedear 1251 Avenue of the Americas New York, NY 10020 |
6.39% | |||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
5.47% | |||
iShares MSCI Global Gold Miners ETF | National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
30.09% | ||
LPL
Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
9.14% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
7.26% | |||
TD
Ameritrade Clearing, Inc. 1005 N. Ameritrade Place Bellevue, NE 68005 |
6.07% | |||
Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
5.97% | |||
J.P.
Morgan Clearing Corp One Metrotech Center North Brooklyn, NY 11201 |
5.58% | |||
iShares MSCI Global Silver Miners ETF | National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
47.34% |
Fund | Name | Percentage
of Ownership | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
10.85% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
7.16% | |||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.97% | |||
iShares MSCI Hong Kong ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
19.93% | ||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
18.18% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
17.92% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
15.95% | |||
iShares MSCI Israel Capped ETF | National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
10.61% | ||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
10.17% | |||
Morgan
Stanley & Co. Harborside Financial Center Plaza 3, 1st Floor Jersey City, NJ 07311 |
8.45% | |||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
6.35% | |||
iShares MSCI Italy Capped ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
23.31% | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
14.42% |
Fund | Name | Percentage
of Ownership | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
9.91% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
6.76% | |||
Goldman,
Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.76% | |||
Pershing
LLC One Pershing Plaza Jersey City, NJ 07399 |
5.26% | |||
iShares MSCI Japan ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
24.37% | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
15.10% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
13.18% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
6.09% | |||
Deutsche
Bank Securities Inc./Cedear 1251 Avenue of the Americas New York, NY 10020 |
6.01% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
5.80% | |||
iShares MSCI Japan Small-Cap ETF | JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
33.48% | ||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
26.91% | |||
Morgan
Stanley & Co. Harborside Financial Center Plaza 3, 1st Floor Jersey City, NJ 07311 |
5.93% |
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Mexico Capped ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
14.60% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
14.50% | |||
Mellon
Trust of New England, National Association Three Mellon Bank Center Floor 1533700 Pittsburgh, PA 15259 |
6.08% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
5.67% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
5.56% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
5.20% | |||
iShares MSCI Netherlands ETF | Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
20.31% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.64% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
6.36% | |||
RBC
Capital Markets Corporation One Liberty Plaza New York, NY 10006-1446 |
5.65% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.45% | |||
iShares MSCI Pacific ex Japan ETF | Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
8.78% |
Fund | Name | Percentage
of Ownership | ||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
8.67% | |||
Morgan
Stanley & Co. Harborside Financial Center Plaza 3, 1st Floor Jersey City, NJ 07311 |
8.50% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
7.15% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
7.14% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
5.26% | |||
iShares MSCI Singapore ETF | Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
14.56% | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
10.39% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
8.58% | |||
First
Clearing, LLC 901 East Byrd Street Richmond, VA 23219 |
8.43% | |||
Bank
of America, National Association 411 N. Akard Street 5th Floor Dallas, TX 75201 |
7.12% | |||
iShares MSCI South Africa ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
28.98% | ||
Northern
Trust Company (The) 801 South Canal Street Chicago, IL 60612 |
13.32% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
8.73% | |||
Fund | Name | Percentage
of Ownership | ||
iShares MSCI Spain Capped ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
23.19% | ||
Goldman,
Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
18.02% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
11.28% | |||
Pershing
LLC One Pershing Plaza Jersey City, NJ 07399 |
5.81% | |||
iShares MSCI Sweden ETF | Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
17.49% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
15.14% | |||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
7.40% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
7.26% | |||
Citibank,
N.A. 3800 CitiBank Center Tampa Building A/Floor 2 Tampa, FL 33610 |
5.35% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
5.34% | |||
iShares MSCI Switzerland Capped ETF | Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
18.15% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
15.38% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
9.44% |
Fund | Name | Percentage
of Ownership | ||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
8.62% | |||
iShares MSCI Thailand Capped ETF | State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
15.09% | ||
Northern
Trust Company/ United Nations Joint Staff Pension Fund 50 South LaSalle Street Chicago, IL 60675 |
11.71% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
11.58% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
7.70% | |||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
6.83% | |||
iShares MSCI Turkey ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
14.21% | ||
State
Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.49% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
7.93% | |||
Mellon
Trust of New England, National Association Three Mellon Bank Center Floor 1533700 Pittsburgh, PA 15259 |
7.10% | |||
Charles
Schwab & Co., Inc. 111 Pavonia Avenue Jersey City, NJ 07310 |
6.91% | |||
JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
5.82% | |||
Fund | Name | Percentage
of Ownership | ||
iShares MSCI USA ETF | Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
28.38% | ||
Deutsche
Bank Securities Inc./Cedear 1251 Avenue of the Americas New York, NY 10020 |
7.78% | |||
Merrill
Lynch, Pierce, Fenner & Smith Incorporated 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.93% | |||
National
Financial Services LLC 200 Liberty Street 5th Floor New York, NY 10281 |
6.78% | |||
RBC
Capital Markets Corporation One Liberty Plaza New York, NY 10006-1446 |
6.65% | |||
Pershing
LLC One Pershing Plaza Jersey City, NJ 07399 |
5.61% | |||
Merrill
Lynch, Pierce Fenner & Smith Safekeeping 101 Hudson Street 8th Floor Jersey City, NJ 07302 |
5.32% | |||
iShares MSCI World ETF | JPMorgan
Chase Bank, National Association 14201 Dallas Pkwy 12th Floor Dallas, TX 75240 |
44.33% | ||
Brown
Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
20.47% | |||
City
National Bank 555 South Flower Street 10th Floor Los Angeles, CA 90071 |
6.97% | |||
The
Bank of New York Mellon 401 Salina Street 2nd Floor Syracuse, NY 13202 |
6.79% |
Average Daily Net Assets of Combined Funds | Rate
of Management Fee for the iShares MSCI Pacific ex Japan ETF |
First $46 billion | 0.5000% |
Greater than $46 billion – Up to $81 billion | 0.4750% |
Greater than $81 billion – Up to $141 billion | 0.4513% |
Greater than $141 billion | 0.4287% |
Fund | Management
Fee for the Fiscal Year Ended August 31, 2014 |
Fund
Inception Date |
Management
Fees Paid For Fiscal Year Ended August 31, 2014 |
Management
Fees Paid For Fiscal Year Ended August 31, 2013 |
Management
Fees Paid For Fiscal Year Ended August 31, 2012 | |||||
iShares MSCI Australia ETF | 0.48% | 03/12/96 | $ 9,309,890 | $ 11,916,310 | $ 13,830,149 | |||||
iShares MSCI Austria Capped ETF | 0.48% | 03/12/96 | 423,284 | 425,691 | 350,168 | |||||
iShares MSCI Belgium Capped ETF | 0.48% | 03/12/96 | 402,608 | 267,980 | 131,854 | |||||
iShares MSCI Canada ETF | 0.48% | 03/12/96 | 16,221,385 | 21,658,463 | 23,683,748 | |||||
iShares MSCI Emerging Markets Eastern Europe ETF | 0.67% | 09/30/09 | 961,380 | 339,167 | 171,465 | |||||
iShares MSCI Eurozone ETF | 0.48% | 07/25/00 | 42,364,200 | 10,426,456 | 3,695,691 | |||||
iShares MSCI France ETF | 0.48% | 03/12/96 | 2,136,157 | 2,375,854 | 1,529,840 | |||||
iShares MSCI Germany ETF | 0.48% | 03/12/96 | 26,930,838 | 18,741,662 | 14,093,002 |
Fund | Management
Fee for the Fiscal Year Ended August 31, 2014 |
Fund
Inception Date |
Management
Fees Paid For Fiscal Year Ended August 31, 2014 |
Management
Fees Paid For Fiscal Year Ended August 31, 2013 |
Management
Fees Paid For Fiscal Year Ended August 31, 2012 | |||||
iShares MSCI Global Gold Miners ETF | 0.39% | 01/31/12 | 202,118 | 126,010 | 53,344 | |||||
iShares MSCI Global Silver Miners ETF | 0.39% | 01/31/12 | 34,325 | 12,404 | 6,803 | |||||
iShares MSCI Hong Kong ETF | 0.48% | 03/12/96 | 10,514,616 | 14,579,558 | 9,202,379 | |||||
iShares MSCI Israel Capped ETF | 0.62% | 03/26/08 | 660,053 | 482,473 | 469,665 | |||||
iShares MSCI Italy Capped ETF | 0.48% | 03/12/96 | 5,770,615 | 2,496,180 | 687,537 | |||||
iShares MSCI Japan ETF | 0.48% | 03/12/96 | 64,952,270 | 37,718,795 | 28,798,955 | |||||
iShares MSCI Japan Small-Cap ETF | 0.48% | 12/20/07 | 658,384 | 311,214 | 291,630 | |||||
iShares MSCI Mexico Capped ETF | 0.48% | 03/12/96 | 12,859,191 | 10,823,841 | 6,061,230 | |||||
iShares MSCI Netherlands ETF | 0.48% | 03/12/96 | 1,273,241 | 744,108 | 373,539 | |||||
iShares MSCI Pacific ex Japan ETF | 0.49% | 10/25/01 | 15,652,518 | 18,800,902 | 16,176,388 | |||||
iShares MSCI Singapore ETF | 0.48% | 03/12/96 | 5,164,682 | 7,659,064 | 7,690,242 | |||||
iShares MSCI South Africa ETF | 0.62% | 02/03/03 | 3,384,634 | 3,087,433 | 3,145,182 | |||||
iShares MSCI Spain Capped ETF | 0.48% | 03/12/96 | 7,203,889 | 1,353,645 | 705,321 | |||||
iShares MSCI Sweden ETF | 0.48% | 03/12/96 | 2,380,666 | 1,967,658 | 1,624,714 | |||||
iShares MSCI Switzerland Capped ETF | 0.48% | 03/12/96 | 5,066,631 | 3,964,723 | 2,708,262 | |||||
iShares MSCI Thailand Capped ETF | 0.62% | 03/26/08 | 3,396,409 | 5,084,063 | 3,584,474 | |||||
iShares MSCI Turkey ETF | 0.62% | 03/26/08 | 3,190,075 | 4,475,653 | 2,589,437 | |||||
iShares MSCI USA ETF | 0.15% | 05/05/10 | 196,623 | 238,033 | 147,696 | |||||
iShares MSCI World ETF | 0.24% | 01/10/12 | 299,743 | 32,169 | 29,225 |
Matthew Goff | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 231 | $541,000,000,000 | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 2 | 200,000,000 | ||
Accounts with Incentive-Based Fee Arrangements | 0 | N/A |
Diane Hsiung | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 231 | $541,000,000,000 | ||
Other Pooled Investment Vehicles | 21 | 7,750,000,000 | ||
Other Accounts | 0 | N/A | ||
Accounts with Incentive-Based Fee Arrangements | 0 | N/A |
Jennifer Hsui | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 233 | $542,000,000,000 | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A | ||
Accounts with Incentive-Based Fee Arrangements | 0 | N/A |
Greg Savage | ||||
Types of Accounts | Number | Total Assets | ||
Registered Investment Companies | 297 | $606,000,000,000 | ||
Other Pooled Investment Vehicles | 89 | 45,000,000,000 | ||
Other Accounts | 12 | 1,500,000,000 | ||
Accounts with Incentive-Based Fee Arrangements | 0 | N/A |
Matthew Goff | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Diane Hsiung | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Jennifer Hsui | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Greg Savage | ||||
Types of Accounts | Number
of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate
of Total Assets | ||
Registered Investment Companies | 0 | N/A | ||
Other Pooled Investment Vehicles | 0 | N/A | ||
Other Accounts | 0 | N/A |
Matthew Goff | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria Capped ETF | X | ||||||||||||||
iShares MSCI Belgium Capped ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Eastern Europe ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Silver Miners ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel Capped ETF | X | ||||||||||||||
iShares MSCI Italy Capped ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico Capped ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain Capped ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland Capped ETF | X | ||||||||||||||
iShares MSCI Thailand Capped ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Diane Hsiung | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria Capped ETF | X | ||||||||||||||
iShares MSCI Belgium Capped ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Eastern Europe ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Silver Miners ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel Capped ETF | X | ||||||||||||||
iShares MSCI Italy Capped ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico Capped ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain Capped ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland Capped ETF | X | ||||||||||||||
iShares MSCI Thailand Capped ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Jennifer Hsui | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria Capped ETF | X | ||||||||||||||
iShares MSCI Belgium Capped ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Eastern Europe ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Silver Miners ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X |
Jennifer Hsui | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Israel Capped ETF | X | ||||||||||||||
iShares MSCI Italy Capped ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico Capped ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain Capped ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland Capped ETF | X | ||||||||||||||
iShares MSCI Thailand Capped ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Greg Savage | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Australia ETF | X | ||||||||||||||
iShares MSCI Austria Capped ETF | X | ||||||||||||||
iShares MSCI Belgium Capped ETF | X | ||||||||||||||
iShares MSCI Canada ETF | X | ||||||||||||||
iShares MSCI Emerging Markets Eastern Europe ETF | X | ||||||||||||||
iShares MSCI Eurozone ETF | X | ||||||||||||||
iShares MSCI France ETF | X | ||||||||||||||
iShares MSCI Germany ETF | X | ||||||||||||||
iShares MSCI Global Gold Miners ETF | X | ||||||||||||||
iShares MSCI Global Silver Miners ETF | X | ||||||||||||||
iShares MSCI Hong Kong ETF | X | ||||||||||||||
iShares MSCI Israel Capped ETF | X | ||||||||||||||
iShares MSCI Italy Capped ETF | X | ||||||||||||||
iShares MSCI Japan ETF | X | ||||||||||||||
iShares MSCI Japan Small-Cap ETF | X | ||||||||||||||
iShares MSCI Mexico Capped ETF | X | ||||||||||||||
iShares MSCI Netherlands ETF | X | ||||||||||||||
iShares MSCI Pacific ex Japan ETF | X | ||||||||||||||
iShares MSCI Singapore ETF | X | ||||||||||||||
iShares MSCI South Africa ETF | X | ||||||||||||||
iShares MSCI Spain Capped ETF | X | ||||||||||||||
iShares MSCI Sweden ETF | X | ||||||||||||||
iShares MSCI Switzerland Capped ETF | X |
Greg Savage | |||||||||||||||
Dollar Range | |||||||||||||||
Fund | None | $1 to $10k | $10,001
to $50k |
$50,001
to $100k |
$100,001
to $500k |
$500,001
to $1m |
over
$1m |
||||||||
iShares MSCI Thailand Capped ETF | X | ||||||||||||||
iShares MSCI Turkey ETF | X | ||||||||||||||
iShares MSCI USA ETF | X | ||||||||||||||
iShares MSCI World ETF | X |
Fund | Fund
Inception Date |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2014 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2013 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2012 | ||||
iShares MSCI Australia ETF | 03/12/96 | $141,820 | $159,992 | $260,347 | ||||
iShares MSCI Austria Capped ETF | 03/12/96 | 34,809 | 28,940 | 19,323 | ||||
iShares MSCI Belgium Capped ETF | 03/12/96 | 23,326 | 14,545 | 9,296 |
Fund | Fund
Inception Date |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2014 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2013 |
Administration,
Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2012 | ||||
iShares MSCI Canada ETF | 03/12/96 | 157,605 | 191,015 | 302,024 | ||||
iShares MSCI Emerging Markets Eastern Europe ETF | 09/30/09 | 242,733 | 108,138 | 71,820 | ||||
iShares MSCI Eurozone ETF | 07/25/00 | 602,393 | 166,838 | 91,925 | ||||
iShares MSCI France ETF | 03/12/96 | 48,068 | 45,999 | 34,682 | ||||
iShares MSCI Germany ETF | 03/12/96 | 323,304 | 214,316 | 230,545 | ||||
iShares MSCI Global Gold Miners ETF | 01/31/12 | 15,661 | 10,559 | 5,193 | ||||
iShares MSCI Global Silver Miners ETF | 01/31/12 | 9,093 | 2,719 | 2,913 | ||||
iShares MSCI Hong Kong ETF | 03/12/96 | 131,149 | 203,339 | 205,860 | ||||
iShares MSCI Israel Capped ETF | 03/26/08 | 77,890 | 49,933 | 75,184 | ||||
iShares MSCI Italy Capped ETF | 03/12/96 | 85,505 | 35,968 | 15,532 | ||||
iShares MSCI Japan ETF | 03/12/96 | 399,207 | 218,659 | 227,756 | ||||
iShares MSCI Japan Small-Cap ETF | 12/20/07 | 22,798 | 9,148 | 8,437 | ||||
iShares MSCI Mexico Capped ETF | 03/12/96 | 320,989 | 281,296 | 204,531 | ||||
iShares MSCI Netherlands ETF | 03/12/96 | 31,460 | 16,180 | 11,286 | ||||
iShares MSCI Pacific ex Japan ETF | 10/25/01 | 321,809 | 262,941 | 346,760 | ||||
iShares MSCI Singapore ETF | 03/12/96 | 233,767 | 168,725 | 226,563 | ||||
iShares MSCI South Africa ETF | 02/03/03 | 77,192 | 68,726 | 90,497 | ||||
iShares MSCI Spain Capped ETF | 03/12/96 | 97,458 | 18,899 | 12,459 | ||||
iShares MSCI Sweden ETF | 03/12/96 | 45,895 | 31,737 | 43,033 | ||||
iShares MSCI Switzerland Capped ETF | 03/12/96 | 71,424 | 51,776 | 44,241 | ||||
iShares MSCI Thailand Capped ETF | 03/26/08 | 79,972 | 106,718 | 92,955 | ||||
iShares MSCI Turkey ETF | 03/26/08 | 173,362 | 218,344 | 190,383 | ||||
iShares MSCI USA ETF | 05/05/10 | 14,126 | 12,994 | 17,572 | ||||
iShares MSCI World ETF | 01/10/12 | 30,622 | 23,784 | 40,355 |
Fund | Fund
Inception Date |
Distributor
Compensation Paid During Fiscal Year Ended August 31, 20141 |
Distributor
Compensation Paid During Fiscal Year Ended August 31, 20131 |
Distributor
Compensation Paid From April 1, 2012 to August 31, 20121 |
Distributor
Compensation Paid From September 1, 2011 to March 31, 20122 | ||||
iShares MSCI Australia ETF | 03/12/96 | $6,438 | $7,721 | $3,318 | $6,270 | ||||
iShares MSCI Austria Capped ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Belgium Capped ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Canada ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Emerging Markets Eastern Europe ETF | 09/30/09 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Eurozone ETF | 07/25/00 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI France ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Germany ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Global Gold Miners ETF | 01/31/12 | 6,438 | 7,721 | 3,318 | 1,712 | ||||
iShares MSCI Global Silver Miners ETF | 01/31/12 | 6,438 | 7,721 | 3,318 | 1,712 | ||||
iShares MSCI Hong Kong ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Israel Capped ETF | 03/26/08 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Italy Capped ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Japan ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Japan Small-Cap ETF | 12/20/07 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Mexico Capped ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Netherlands ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Pacific ex Japan ETF | 10/25/01 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Singapore ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI South Africa ETF | 02/03/03 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Spain Capped ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Sweden ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Switzerland Capped ETF | 03/12/96 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Thailand Capped ETF | 03/26/08 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI Turkey ETF | 03/26/08 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI USA ETF | 05/05/10 | 6,438 | 7,721 | 3,318 | 6,270 | ||||
iShares MSCI World ETF | 01/10/12 | 6,438 | 7,721 | 3,318 | 2,621 |
1 | BRIL serves as the distributor to the Funds effective April 1, 2012. These fees reflected payments made to SEI, acting as an agent of the Distributor. |
2 | SEI served as the distributor to the Funds through March 31, 2012. |
Fund | Fund
Inception Date |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2014 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2013 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2012 | ||||
iShares MSCI Australia ETF | 03/12/96 | $ 53,580 | $ 78,974 | $150,277 | ||||
iShares MSCI Austria Capped ETF | 03/12/96 | 6,450 | 6,107 | 2,803 | ||||
iShares MSCI Belgium Capped ETF | 03/12/96 | 1,923 | 1,502 | 3,482 | ||||
iShares MSCI Canada ETF | 03/12/96 | 63,082 | 76,014 | 93,216 | ||||
iShares MSCI Emerging Markets Eastern Europe ETF | 09/30/09 | 11,606 | 8,319 | 5,565 | ||||
iShares MSCI Eurozone ETF | 07/25/00 | 172,276 | 35,170 | 26,471 | ||||
iShares MSCI France ETF | 03/12/96 | 8,063 | 8,380 | 9,472 | ||||
iShares MSCI Germany ETF | 03/12/96 | 128,152 | 37,805 | 85,600 | ||||
iShares MSCI Global Gold Miners ETF | 01/31/12 | 1,508 | 1,610 | 745 | ||||
iShares MSCI Global Silver Miners ETF | 01/31/12 | 334 | 233 | 76 | ||||
iShares MSCI Hong Kong ETF | 03/12/96 | 41,857 | 80,166 | 46,825 | ||||
iShares MSCI Israel Capped ETF | 03/26/08 | 6,192 | 1,689 | 4,466 | ||||
iShares MSCI Italy Capped ETF | 03/12/96 | 104,773 | 66,468 | 14,811 | ||||
iShares MSCI Japan ETF | 03/12/96 | 94,146 | 142,458 | 115,204 |
Fund | Fund
Inception Date |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2014 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2013 |
Brokerage
Commissions Paid During Fiscal Year Ended August 31, 2012 | ||||
iShares MSCI Japan Small-Cap ETF | 12/20/07 | 12,828 | 1,470 | 1,723 | ||||
iShares MSCI Mexico Capped ETF | 03/12/96 | 159,405 | 588,107 | 104,154 | ||||
iShares MSCI Netherlands ETF | 03/12/96 | 5,197 | 4,467 | 3,176 | ||||
iShares MSCI Pacific ex Japan ETF | 10/25/01 | 104,974 | 114,224 | 128,911 | ||||
iShares MSCI Singapore ETF | 03/12/96 | 28,518 | 74,904 | 53,389 | ||||
iShares MSCI South Africa ETF | 02/03/03 | 13,691 | 18,709 | 35,570 | ||||
iShares MSCI Spain Capped ETF | 03/12/96 | 75,194 | 22,070 | 14,139 | ||||
iShares MSCI Sweden ETF | 03/12/96 | 14,446 | 8,193 | 10,883 | ||||
iShares MSCI Switzerland Capped ETF | 03/12/96 | 15,689 | 38,088 | 36,744 | ||||
iShares MSCI Thailand Capped ETF | 03/26/08 | 42,185 | 794,816 | 165,916 | ||||
iShares MSCI Turkey ETF | 03/26/08 | 48,753 | 114,101 | 46,012 | ||||
iShares MSCI USA ETF | 05/05/10 | 1,144 | 997 | 1,499 | ||||
iShares MSCI World ETF | 01/10/12 | 2,325 | 245 | 238 |
Fund | Issuer | Market
Value of Investment | ||
iShares MSCI Eurozone ETF | Deutsche Bank AG | $101,397,829 | ||
iShares MSCI Germany ETF | Deutsche Bank AG | $ 191,153,040 | ||
iShares MSCI Japan ETF | Nomura Holdings Inc. | $ 127,974,279 | ||
iShares MSCI Switzerland Capped ETF | Credit Suisse Group AG | $ 40,316,256 | ||
iShares MSCI USA ETF | Bank of America Corp. | $ 425,741 | ||
Citigroup, Inc. | 394,968 | |||
Goldman Sachs Group, Inc. (The) | 193,081 | |||
Morgan Stanley | 128,045 | |||
iShares MSCI World ETF | HSBC Holdings PLC | $ 1,000,916 | ||
Bank of America Corp | 855,972 | |||
Citigroup, Inc | 781,671 | |||
Goldman Sachs Group, Inc (The) | 366,638 | |||
Morgan Stanley | 253,311 | |||
Deutsche Bank AG | 234,371 | |||
Credit Suisse Group AG | 220,977 | |||
Nomura Holdings Inc. | 162,538 |
Fund | Fiscal
Year Ended August 31, 2014 |
Fiscal
Year Ended August 31, 2013 | ||
iShares MSCI Australia ETF | 6% | 6% | ||
iShares MSCI Austria Capped ETF | 30% | 26% | ||
iShares MSCI Belgium Capped ETF | 13% | 24% | ||
iShares MSCI Canada ETF | 6% | 7% | ||
iShares MSCI Emerging Markets Eastern Europe ETF | 8% | 9% | ||
iShares MSCI Eurozone ETF | 7% | 5% | ||
iShares MSCI France ETF | 6% | 5% | ||
iShares MSCI Germany ETF | 6% | 4% | ||
iShares MSCI Global Gold Miners ETF | 22% | 19% | ||
iShares MSCI Global Silver Miners ETF | 22% | 13% | ||
iShares MSCI Hong Kong ETF | 6% | 12% | ||
iShares MSCI Israel Capped ETF | 15% | 14% | ||
iShares MSCI Italy Capped ETF | 24% | 45% | ||
iShares MSCI Japan ETF | 2% | 4% | ||
iShares MSCI Japan Small-Cap ETF | 14% | 17% | ||
iShares MSCI Mexico Capped ETF | 19% | 32% | ||
iShares MSCI Netherlands ETF | 7% | 11% | ||
iShares MSCI Pacific ex Japan ETF | 8% | 8% | ||
iShares MSCI Singapore ETF | 4% | 10% | ||
iShares MSCI South Africa ETF | 6% | 5% | ||
iShares MSCI Spain Capped ETF | 15% | 24% | ||
iShares MSCI Sweden ETF | 7% | 7% | ||
iShares MSCI Switzerland Capped ETF | 5% | 13% | ||
iShares MSCI Thailand Capped ETF | 9% | 24% | ||
iShares MSCI Turkey ETF | 8% | 9% | ||
iShares MSCI USA ETF | 6% | 5% | ||
iShares MSCI World ETF | 5% | 5% |
Fund | Shares
Per Creation Unit |
Value
Per Creation Unit (U.S.$) | ||
iShares MSCI Australia ETF | 200,000 | $ 4,808,000.00 | ||
iShares MSCI Austria Capped ETF | 100,000 | 1,618,000.00 | ||
iShares MSCI Belgium Capped ETF | 80,000 | 1,312,000.00 | ||
iShares MSCI Canada ETF | 100,000 | 3,079,000.00 | ||
iShares MSCI Emerging Markets Eastern Europe ETF | 50,000 | 1,098,500.00 | ||
iShares MSCI Eurozone ETF | 100,000 | 3,864,000.00 | ||
iShares MSCI France ETF | 200,000 | 5,330,000.00 | ||
iShares MSCI Germany ETF | 300,000 | 8,322,000.00 | ||
iShares MSCI Global Gold Miners ETF | 50,000 | 455,000.00 | ||
iShares MSCI Global Silver Miners ETF | 100,000 | 1,007,000.00 | ||
iShares MSCI Hong Kong ETF | 75,000 | 1,521,000.00 | ||
iShares MSCI Israel Capped ETF | 50,000 | 2,545,000.00 | ||
iShares MSCI Italy Capped ETF | 150,000 | 2,362,500.00 | ||
iShares MSCI Japan ETF | 600,000 | 7,044,000.00 | ||
iShares MSCI Japan Small-Cap ETF | 100,000 | 5,470,000.00 | ||
iShares MSCI Mexico Capped ETF | 100,000 | 6,866,000.00 | ||
iShares MSCI Netherlands ETF | 50,000 | 1,210,500.00 | ||
iShares MSCI Pacific ex Japan ETF | 300,000 | 13,899,000.00 | ||
iShares MSCI Singapore ETF | 100,000 | 1,339,000.00 | ||
iShares MSCI South Africa ETF | 100,000 | 6,423,000.00 | ||
iShares MSCI Spain Capped ETF | 75,000 | 2,937,000.00 | ||
iShares MSCI Sweden ETF | 75,000 | 2,493,750.00 |
Fund | Shares
Per Creation Unit |
Value
Per Creation Unit (U.S.$) | ||
iShares MSCI Switzerland Capped ETF | 125,000 | 4,068,750.00 | ||
iShares MSCI Thailand Capped ETF | 50,000 | 4,188,000.00 | ||
iShares MSCI Turkey ETF | 50,000 | 2,457,000.00 | ||
iShares MSCI USA ETF | 50,000 | 2,110,000.00 | ||
iShares MSCI World ETF | 100,000 | 7,138,000.00 |
Fund | Standard
Creation Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI Australia ETF | $ 2,400 | 3.0% | ||
iShares MSCI Austria Capped ETF | 600 | 3.0% | ||
iShares MSCI Belgium Capped ETF | 700 | 3.0% | ||
iShares MSCI Canada ETF | 1,900 | 3.0% | ||
iShares MSCI Emerging Markets Eastern Europe ETF | 800 | 3.0% | ||
iShares MSCI Eurozone ETF | 7,500 | 3.0% | ||
iShares MSCI France ETF | 2,900 | 3.0% | ||
iShares MSCI Germany ETF | 1,500 | 3.0% | ||
iShares MSCI Global Gold Miners ETF | 800 | 3.0% | ||
iShares MSCI Global Silver Miners ETF | 500 | 3.0% | ||
iShares MSCI Hong Kong ETF | 2,000 | 3.0% | ||
iShares MSCI Israel Capped ETF | 3,300 | 3.0% | ||
iShares MSCI Italy Capped ETF | 1,400 | 3.0% | ||
iShares MSCI Japan ETF | 5,000 | 3.0% | ||
iShares MSCI Japan Small-Cap ETF | 6,000 | 3.0% | ||
iShares MSCI Mexico Capped ETF | 1,400 | 3.0% | ||
iShares MSCI Netherlands ETF | 1,000 | 3.0% | ||
iShares MSCI Pacific ex Japan ETF | 6,000 | 3.0% | ||
iShares MSCI Singapore ETF | 2,000 | 3.0% | ||
iShares MSCI South Africa ETF | 1,200 | 3.0% | ||
iShares MSCI Spain Capped ETF | 1,500 | 3.0% | ||
iShares MSCI Sweden ETF | 1,300 | 3.0% | ||
iShares MSCI Switzerland Capped ETF | 1,500 | 3.0% | ||
iShares MSCI Thailand Capped ETF | 1,700 | 3.0% | ||
iShares MSCI Turkey ETF | 1,600 | 3.0% | ||
iShares MSCI USA ETF | 1,500 | 3.0% | ||
iShares MSCI World ETF | 15,000 | 3.0% |
* | As a percentage of the net asset value per Creation Unit. |
Fund | Standard
Redemption Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI Australia ETF | $2,400 | 2.0% | ||
iShares MSCI Austria Capped ETF | 600 | 2.0% | ||
iShares MSCI Belgium Capped ETF | 700 | 2.0% | ||
iShares MSCI Canada ETF | 1,900 | 2.0% | ||
iShares MSCI Emerging Markets Eastern Europe ETF | 800 | 2.0% | ||
iShares MSCI Eurozone ETF | 7,500 | 2.0% |
Fund | Standard
Redemption Transaction Fee |
Maximum
Additional Charge* | ||
iShares MSCI France ETF | 2,900 | 2.0% | ||
iShares MSCI Germany ETF | 1,500 | 2.0% | ||
iShares MSCI Global Gold Miners ETF | 800 | 2.0% | ||
iShares MSCI Global Silver Miners ETF | 500 | 2.0% | ||
iShares MSCI Hong Kong ETF | 2,000 | 2.0% | ||
iShares MSCI Israel Capped ETF | 3,300 | 2.0% | ||
iShares MSCI Italy Capped ETF | 1,400 | 2.0% | ||
iShares MSCI Japan ETF | 5,000 | 2.0% | ||
iShares MSCI Japan Small-Cap ETF | 6,000 | 2.0% | ||
iShares MSCI Mexico Capped ETF | 1,400 | 2.0% | ||
iShares MSCI Netherlands ETF | 1,000 | 2.0% | ||
iShares MSCI Pacific ex Japan ETF | 6,000 | 2.0% | ||
iShares MSCI Singapore ETF | 2,000 | 2.0% | ||
iShares MSCI South Africa ETF | 1,200 | 2.0% | ||
iShares MSCI Spain Capped ETF | 1,500 | 2.0% | ||
iShares MSCI Sweden ETF | 1,300 | 2.0% | ||
iShares MSCI Switzerland Capped ETF | 1,500 | 2.0% | ||
iShares MSCI Thailand Capped ETF | 1,700 | 2.0% | ||
iShares MSCI Turkey ETF | 1,600 | 2.0% | ||
iShares MSCI USA ETF | 1,500 | 2.0% | ||
iShares MSCI World ETF | 15,000 | 2.0% |
* | As a percentage of the net asset value per Creation Unit, inclusive of the standard redemption transaction fee. |
2014 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
Austria | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 01/02/15 | 10 | ||||
The Czech Republic | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 01/02/15 | 10 | ||||
Finland | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 01/02/15 | 10 | ||||
Hungary | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 12/31/14 | 8 | ||||
Ireland | 12/23/14 | 01/02/14 | 10 | |||
12/19/14 | 12/30/14 | 11 | ||||
12/22/14 | 12/31/14 | 9 | ||||
12/23/14 | 01/02/15 | 10 | ||||
Italy | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 01/02/15 | 10 | ||||
Japan | 12/26/14 | 01/05/15 | 10 | |||
12/29/14 | 01/06/15 | 8 | ||||
12/30/14 | 01/07/15 | 8 | ||||
Portugal | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 12/31/14 | 8 | ||||
Russia | 12/24/14 | 01/09/15 | 16 | |||
12/26/14 | 01/12/15 | 17 | ||||
12/29/14 | 01/13/15 | 15 |
2014 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
12/30/14 | 01/10/15 | 11 | ||||
12/31/14 | 01/13/15 | 13 | ||||
South Africa | 03/14/14 | 03/24/14 | 10 | |||
03/17/14 | 03/25/14 | 8 | ||||
03/18/14 | 03/26/14 | 8 | ||||
03/19/14 | 03/27/14 | 8 | ||||
03/20/14 | 03/28/14 | 8 | ||||
04/11/14 | 04/22/14 | 9 | ||||
04/14/14 | 04/23/14 | 9 | ||||
04/15/14 | 04/24/14 | 9 | ||||
04/16/14 | 04/25/14 | 9 | ||||
04/17/14 | 04/29/14 | 12 | ||||
04/22/14 | 04/30/14 | 8 | ||||
04/23/14 | 05/02/14 | 9 | ||||
04/24/14 | 05/05/14 | 11 | ||||
04/25/14 | 05/06/14 | 11 | ||||
04/29/14 | 05/07/14 | 8 | ||||
04/30/14 | 05/08/14 | 8 | ||||
06/09/14 | 06/17/14 | 8 | ||||
06/10/14 | 06/18/14 | 8 | ||||
06/11/14 | 06/19/14 | 8 | ||||
06/12/14 | 06/20/14 | 8 | ||||
06/13/14 | 06/23/14 | 10 | ||||
09/17/14 | 09/25/14 | 8 | ||||
09/18/14 | 09/26/14 | 8 | ||||
09/19/14 | 09/29/14 | 10 | ||||
09/22/14 | 09/30/14 | 8 | ||||
09/23/14 | 10/01/14 | 8 | ||||
12/09/14 | 12/17/14 | 8 | ||||
12/10/14 | 12/18/14 | 8 | ||||
12/11/14 | 12/19/14 | 8 | ||||
12/12/14 | 12/22/14 | 10 | ||||
12/15/14 | 12/23/14 | 8 | ||||
12/18/14 | 12/29/14 | 11 | ||||
12/19/14 | 12/30/14 | 11 | ||||
12/22/14 | 12/31/14 | 9 | ||||
12/23/14 | 01/02/15 | 10 | ||||
12/24/14 | 01/05/15 | 12 | ||||
12/29/14 | 01/06/15 | 8 | ||||
12/30/14 | 01/07/15 | 8 | ||||
12/31/14 | 01/08/15 | 8 | ||||
Spain | 04/14/14 | 04/22/14 | 8 | |||
04/15/14 | 04/23/14 | 8 | ||||
04/16/14 | 04/24/14 | 8 | ||||
Sweden | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 01/02/15 | 10 | ||||
Switzerland | 12/19/14 | 12/29/14 | 10 | |||
12/22/14 | 12/30/14 | 8 | ||||
12/23/14 | 01/05/15 | 13 |
2014 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
12/29/14 | 01/06/15 | 8 | ||||
12/30/14 | 01/07/15 | 8 |
2015 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
Australia | 12/21/15 | 12/29/15 | 8 | |||
12/22/15 | 12/30/15 | 8 | ||||
12/23/15 | 01/04/16 | 12 | ||||
Ireland | 12/22/15 | 12/30/15 | 8 | |||
12/23/15 | 12/31/15 | 8 | ||||
Japan | 04/28/15 | 05/07/15 | 9 | |||
04/30/15 | 05/08/15 | 8 | ||||
05/01/15 | 05/11/15 | 10 | ||||
09/16/15 | 09/24/15 | 8 | ||||
09/17/15 | 09/25/15 | 8 | ||||
09/18/15 | 09/28/15 | 11 | ||||
Russia | 12/24/15 | 01/11/16 | 18 | |||
12/28/15 | 01/15/16 | 15 | ||||
12/29/15 | 01/18/15 | 18 | ||||
South Africa | 03/27/15 | 04/07/15 | 11 | |||
03/30/15 | 04/08/15 | 9 | ||||
03/31/15 | 04/09/15 | 9 | ||||
04/01/15 | 04/10/15 | 9 | ||||
04/02/15 | 04/13/15 | 11 | ||||
04/20/15 | 04/28/15 | 8 | ||||
04/21/15 | 04/29/15 | 8 | ||||
04/22/15 | 04/30/15 | 8 | ||||
04/23/15 | 05/01/15 | 8 | ||||
04/23/15 | 05/04/15 | 11 | ||||
04/24/15 | 05/05/15 | 11 | ||||
04/28/15 | 05/06/15 | 8 | ||||
04/29/15 | 05/07/15 | 8 | ||||
04/30/15 | 05/08/15 | 8 | ||||
06/09/15 | 06/17/15 | 8 | ||||
06/10/15 | 06/18/15 | 8 | ||||
06/11/15 | 06/19/15 | 8 | ||||
06/12/15 | 06/22/15 | 10 | ||||
06/15/15 | 06/23/15 | 8 | ||||
08/03/15 | 08/11/15 | 8 | ||||
08/04/15 | 08/12/15 | 8 | ||||
08/05/15 | 08/13/15 | 8 | ||||
08/06/15 | 08/14/15 | 8 | ||||
08/07/15 | 08/17/15 | 10 | ||||
09/17/15 | 09/25/15 | 8 | ||||
09/18/15 | 09/28/15 | 10 | ||||
09/21/15 | 09/29/15 | 8 | ||||
09/22/15 | 09/30/15 | 8 |
2015 | ||||||
Country | Trade
Date |
Settlement
Date |
Number
of Days to Settle | |||
09/23/15 | 10/01/15 | 8 | ||||
12/09/15 | 12/17/15 | 8 | ||||
12/10/15 | 12/18/15 | 8 | ||||
12/11/15 | 12/21/15 | 10 | ||||
12/14/15 | 12/22/15 | 8 | ||||
12/15/15 | 12/23/15 | 8 | ||||
12/18/15 | 12/28/15 | 10 | ||||
12/21/15 | 12/29/15 | 8 | ||||
12/22/15 | 12/30/15 | 8 | ||||
12/23/15 | 12/31/15 | 8 | ||||
12/24/15 | 01/04/16 | 11 | ||||
12/28/15 | 01/05/16 | 8 | ||||
12/29/15 | 01/06/16 | 8 | ||||
12/30/15 | 01/07/16 | 8 | ||||
12/31/15 | 01/08/16 | 8 | ||||
Spain | 03/30/15 | 04/07/15 | 8 | |||
03/31/15 | 04/08/15 | 8 | ||||
04/01/15 | 04/09/15 | 8 | ||||
Thailand | 04/08/15 | 04/16/15 | 8 | |||
04/09/15 | 04/17/15 | 8 | ||||
04/10/15 | 04/20/15 | 10 |
* | These worst-case redemption cycles are based on information regarding regular holidays, which may be out of date. Based on changes in holidays, longer (worse) redemption cycles are possible. |
Fund | Non-Expiring 1 | Expiring
2015 |
Expiring
2016 |
Expiring
2017 |
Expiring
2018 |
Expiring
2019 |
Total | |||||||
iShares MSCI Australia ETF | $88,822,192 | $7,066 | $529,868 | $24,006,125 | $23,348,244 | $12,127,364 | $148,840,859 |
Fund | Non-Expiring 1 | Expiring
2015 |
Expiring
2016 |
Expiring
2017 |
Expiring
2018 |
Expiring
2019 |
Total | |||||||
iShares MSCI Austria Capped ETF | 24,634,925 | 9,795,917 | 2,587,916 | 7,102,366 | 16,657,011 | 13,826,937 | 74,605,072 | |||||||
iShares MSCI Belgium Capped ETF | 11,294,523 | — | 1,698,444 | 5,953,120 | 10,826,174 | 19,023,517 | 48,795,778 | |||||||
iShares MSCI Canada ETF | 142,622,027 | 5,363,291 | 5,107,471 | 27,886,883 | 68,928,677 | 14,903,919 | 264,812,268 | |||||||
iShares MSCI Emerging Markets Eastern Europe ETF | 2,161,562 | — | — | — | — | 204,914 | 2,366,476 | |||||||
iShares MSCI Eurozone ETF | 53,431,438 | — | — | 26,644,200 | 68,035,542 | 30,230,739 | 178,341,919 | |||||||
iShares MSCI France ETF | 14,539,484 | 158,472 | 335,795 | 3,408,374 | 7,008,530 | 2,858,814 | 28,309,469 | |||||||
iShares MSCI Germany ETF | 21,864,809 | 4,227,713 | 3,394,735 | 27,790,050 | 28,490,949 | 32,215,954 | 117,984,210 | |||||||
iShares MSCI Global Gold Miners ETF | 1,723,545 | — | — | — | — | — | 1,723,545 | |||||||
iShares MSCI Global Silver Miners ETF | 112,746 | — | — | — | — | — | 112,746 | |||||||
iShares MSCI Hong Kong ETF | 179,303,227 | 2,899,247 | 3,185,408 | 29,235,556 | 114,836,904 | 34,565,959 | 364,026,301 | |||||||
iShares MSCI Israel Capped ETF | 13,480,809 | — | — | 784,479 | 10,801,191 | 7,130,249 | 32,196,728 | |||||||
iShares MSCI Italy Capped ETF | 33,168,667 | — | 472,268 | 2,743,650 | 18,169,627 | 9,459,662 | 64,013,874 | |||||||
iShares MSCI Japan ETF | 287,119,620 | 27,817,841 | 44,443,527 | 116,295,478 | 173,577,101 | 139,228,194 | 788,481,761 | |||||||
iShares MSCI Japan Small-Cap ETF | 860,844 | — | — | 131,718 | 541,322 | 203,697 | 1,737,581 | |||||||
iShares MSCI Mexico Capped ETF | 42,455,837 | — | 853,150 | 8,973,988 | 2,789,471 | 22,863,665 | 77,936,111 | |||||||
iShares MSCI Netherlands ETF | 6,930,449 | 260,715 | 1,195,162 | 5,819,153 | 22,256,170 | 2,329,005 | 38,790,654 | |||||||
iShares MSCI Pacific ex Japan ETF | 185,280,633 | — | — | 66,207,828 | 104,799,503 | 36,600,987 | 392,888,951 | |||||||
iShares MSCI Singapore ETF | 35,336,542 | — | 807,115 | 15,680,510 | 132,420,824 | 11,588,528 | 195,833,519 | |||||||
iShares MSCI South Africa ETF | 27,277,976 | 1,607,845 | 972,024 | 15,339,464 | 14,856,365 | 6,137,142 | 66,190,816 | |||||||
iShares MSCI Spain Capped ETF | 21,049,529 | — | — | 5,946,927 | 15,120,672 | 8,619,903 | 50,737,031 | |||||||
IShares MSCI Sweden ETF | 11,686,467 | — | 100,015 | 13,686,746 | 8,483,510 | 5,244,977 | 39,201,715 | |||||||
iShares MSCI Switzerland Capped ETF | 10,955,695 | — | — | 2,837,786 | 22,569,380 | 6,955,758 | 43,318,619 | |||||||
iShares MSCI Thailand Capped ETF | 2,056,947 | — | — | 555,444 | 2,321,428 | 1,304,910 | 6,238,729 | |||||||
iShares MSCI Turkey ETF | 21,835,364 | — | — | 720,636 | 5,982,737 | 3,859,184 | 32,397,921 | |||||||
iShares MSCI USA ETF | 56,840 | — | — | — | — | — | 56,840 | |||||||
iShares MSCI World ETF | 82,372 | — | — | — | — | — | 82,372 |
1 | Must be utilized prior to losses subject to expiration. |