0000897436-17-000026.txt : 20170629
0000897436-17-000026.hdr.sgml : 20170629
20170629141822
ACCESSION NUMBER: 0000897436-17-000026
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170430
FILED AS OF DATE: 20170629
DATE AS OF CHANGE: 20170629
EFFECTIVENESS DATE: 20170629
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: iSHARES INC
CENTRAL INDEX KEY: 0000930667
IRS NUMBER: 510396525
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-09102
FILM NUMBER: 17937831
BUSINESS ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 670-2000
MAIL ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: ISHARES INC
DATE OF NAME CHANGE: 20000516
FORMER COMPANY:
FORMER CONFORMED NAME: WEBS INDEX FUND INC
DATE OF NAME CHANGE: 19970211
FORMER COMPANY:
FORMER CONFORMED NAME: FOREIGN FUND INC
DATE OF NAME CHANGE: 19950524
0000930667
S000035998
iShares Asia/Pacific Dividend ETF
C000110325
iShares Asia/Pacific Dividend ETF
DVYA
0000930667
S000036004
iShares Emerging Markets Dividend ETF
C000110341
iShares Emerging Markets Dividend ETF
DVYE
NSAR-B
1
answer.fil
PAGE 1
000 B000000 04/30/2017
000 C000000 0000930667
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000 J000000 A
001 A000000 ISHARES, INC.
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001 C000000 4156702000
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007 C024900 ISHARES ASIA/PACIFIC DIVIDEND ETF
007 C034900 N
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007 C025000 ISHARES EMERGING MARKETS DIVIDEND ETF
007 C035000 N
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008 C00AA01 801-22609
008 D01AA01 SAN FRANCISCO
008 D02AA01 CA
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008 D04AA01 2204
010 A00AA01 STATE STREET BANK AND TRUST COMPANY
010 B00AA01 85-11329
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02210
011 A00AA01 BLACKROCK INVESTMENTS LLC
011 B00AA01 8-48436
011 C01AA01 New York
011 C02AA01 NY
011 C03AA01 10022
012 A00AA01 STATE STREET BANK AND TRUST COMPANY
012 B00AA01 85-11329
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02210
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
PAGE 2
013 B01AA01 SAN FRANCISCO
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014 A00AA03 HARRIS WILLIAMS LLC
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PAGE 3
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
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SIGNATURE NANCY YIM
TITLE VICE PRESIDENT
EX-99
2
audlett.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Directors and Shareholders
of iShares, Inc.
In planning and performing our audits of the financial
statements of the funds of iShares, Inc., as listed in the
attached Appendix A, (hereafter referred to as the
"Funds") as of and for the period ended April 30, 2017, in
accordance with the standards of the Public Company
Accounting Oversight Board (United States), we
considered the Funds' internal control over financial
reporting, including controls over safeguarding
securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinions on
the financial statements and to comply with the
requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of the Funds'
internal control over financial reporting. Accordingly, we
do not express an opinion on the effectiveness of the
Funds' internal control over financial reporting.
The management of the Funds is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements
in accordance with generally accepted accounting
principles, and that receipts and expenditures of the
Fund are being made only in accordance with
authorizations of management and directors of the fund;
and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized
acquisition, use or disposition of a Fund's assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is
a deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Funds' annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Funds' internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the Public Company Accounting Oversight
Board (United States). However, we noted no
deficiencies in the Funds' internal control over financial
reporting and their operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of April 30, 2017.
This report is intended solely for the information and use
of management and the Board of Directors of the Funds
and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other
than these specified parties.
/s/ PricewaterhouseCoopers LLP
San Francisco, California
June 21, 2017
Appendix A
iShares, Inc.
iShares
Asia/Pac
ific
Dividend
ETF
iShares
Emergin
g
Markets
Dividend
ETF
2 of 2
3 of 3