EX-99 2 semiinc.htm Unassociated Document
 
 
 

iShares Inc
                
Transactions Effected Pursuant to Rule 10f-3
                
N-SAR Item 77(O)
        
Aggregate
Aggregate
Purchase
Total
       
Underwriter
  
Principal
Principal
Price
Commission
   
Date of
Date of
From Whom
Affiliated
Amount
Amount
Per Share
Paid to
Series
Issuer
Offering
Purchase
Purchased
Underwriter
of Offering
Purchased
(USD)
Affiliate
53
First Data Corporation (2024)
11/05/15
11/05/15
DEUTSCHE BANK SECURITIES INC.
PNC
$1,000,000,000
$40,000
$100.00
  
                   
53
First Data Corporation (2024)
11/05/15
11/05/15
DEUTSCHE BANK SECURITIES INC.
PNC
$2,200,000,000
$85,000
$100.00
  
                   
53
Ball Corporation (2020)
12/02/15
12/02/15
GOLDMAN SACHS & CO.
PNC
$1,000,000,000
$25,000
$100.00
  
                   
53
Ball Corporation (2023)
12/02/15
12/02/15
GOLDMAN SACHS & CO.
PNC
$700,000,000
$100,000
$106.15
  
                   
52
Ball Corporation (2023)
12/02/15
12/02/15
GOLDMAN SACHS & CO.
PNC
$700,000,000
$175,000
$106.15
  
                   
53
PulteGroup, Inc. (2026)
02/25/16
02/25/16
CITIGROUP GLOBAL MARKETS INC.
PNC
$700,000,000
$30,000
$100.00
  
                   
53
First Data Corporation (2024)
03/09/16
03/09/16
MERRILL LYNCH, PIERCE, FENNER & SMI
PNC
$900,000,000
$100,000
$99.50
  
                   
53
Masco Corporation (2021)
03/10/16
03/10/16
RBC CAPITAL MARKETS, LLC.
PNC
$400,000,000
$40,000
$99.66
  
                   
53
Masco Corporation (2026)
03/10/16
03/10/16
RBC CAPITAL MARKETS, LLC.
PNC
$500,000,000
$50,000
$99.52