iShares Inc
|
|||||||||
Transactions Effected Pursuant to Rule 10f-3
|
|||||||||
N-SAR Item 77(O)
|
Aggregate
|
Aggregate
|
Purchase
|
Total
|
|||||
Underwriter
|
Principal
|
Principal
|
Price
|
Commission
|
|||||
Date of
|
Date of
|
From Whom
|
Affiliated
|
Amount
|
Amount
|
Per Share
|
Paid to
|
||
Series
|
Issuer
|
Offering
|
Purchase
|
Purchased
|
Underwriter
|
of Offering
|
Purchased
|
(USD)
|
Affiliate
|
53
|
First Data Corporation (2024)
|
11/05/15
|
11/05/15
|
DEUTSCHE BANK SECURITIES INC.
|
PNC
|
$1,000,000,000
|
$40,000
|
$100.00
|
|
53
|
First Data Corporation (2024)
|
11/05/15
|
11/05/15
|
DEUTSCHE BANK SECURITIES INC.
|
PNC
|
$2,200,000,000
|
$85,000
|
$100.00
|
|
53
|
Ball Corporation (2020)
|
12/02/15
|
12/02/15
|
GOLDMAN SACHS & CO.
|
PNC
|
$1,000,000,000
|
$25,000
|
$100.00
|
|
53
|
Ball Corporation (2023)
|
12/02/15
|
12/02/15
|
GOLDMAN SACHS & CO.
|
PNC
|
$700,000,000
|
$100,000
|
$106.15
|
|
52
|
Ball Corporation (2023)
|
12/02/15
|
12/02/15
|
GOLDMAN SACHS & CO.
|
PNC
|
$700,000,000
|
$175,000
|
$106.15
|
|
53
|
PulteGroup, Inc. (2026)
|
02/25/16
|
02/25/16
|
CITIGROUP GLOBAL MARKETS INC.
|
PNC
|
$700,000,000
|
$30,000
|
$100.00
|
|
53
|
First Data Corporation (2024)
|
03/09/16
|
03/09/16
|
MERRILL LYNCH, PIERCE, FENNER & SMI
|
PNC
|
$900,000,000
|
$100,000
|
$99.50
|
|
53
|
Masco Corporation (2021)
|
03/10/16
|
03/10/16
|
RBC CAPITAL MARKETS, LLC.
|
PNC
|
$400,000,000
|
$40,000
|
$99.66
|
|
53
|
Masco Corporation (2026)
|
03/10/16
|
03/10/16
|
RBC CAPITAL MARKETS, LLC.
|
PNC
|
$500,000,000
|
$50,000
|
$99.52
|
|