iShares Inc
|
|||||||||
Transactions Effected Pursuant to Rule 10f-3
|
|||||||||
N-SAR Item 77(O)
|
Aggregate
|
Aggregate
|
Purchase
|
Total
|
|||||
Underwriter
|
Principal
|
Principal
|
Price
|
Commission
|
|||||
Date of
|
Date of
|
From Whom
|
Affiliated
|
Amount
|
Amount
|
Per Share
|
Paid to
|
||
Series
|
Issuer
|
Offering
|
Purchase
|
Purchased
|
Underwriter
|
of Offering
|
Purchased
|
(USD)
|
Affiliate
|
53
|
SGMS Escrow Corp.-Scientific Games Corporation (2022)
|
11/14/14
|
11/14/14
|
J.P. Morgan Securities LLC
|
PNC
|
$950,000,000
|
$25,000
|
$ 100.00
|
-
|
53
|
SGMS Escrow Corp.-Scientific Games Corporation (2022)
|
11/14/14
|
11/14/14
|
J.P. Morgan Securities LLC
|
PNC
|
$2,200,000,000
|
$50,000
|
$ 89.87
|
|
53
|
OneMain Financial Holdings, Inc. (2019)
|
12/08/14
|
12/08/14
|
Citigroup Global Markets Inc.
|
PNC
|
$700,000,000
|
$100,000
|
$ 100.00
|
|
53
|
H. J. Heinz Company (2025)
|
01/26/15
|
01/26/15
|
WELLS FARGO SECURITIES LLC
|
PNC
|
$2,000,000,000
|
$100,000
|
$ 100.00
|
|
53
|
Peabody Energy Corporation (2022)
|
03/05/15
|
03/05/15
|
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
|
PNC
|
$1,000,000,000
|
$35,000
|
$ 97.57
|
|
53
|
CONSOL Energy Inc. (2023)
|
03/25/15
|
03/25/15
|
GOLDMAN SACHS & CO.
|
PNC
|
$500,000,000
|
$25,000
|
$ 98.55
|
|
53
|
Lennar Corporation (2025)
|
04/21/15
|
04/21/15
|
CITIGROUP GLOBAL MARKETS INC.
|
PNC
|
$500,000,000
|
$25,000
|
$ 100.00
|
|