0000897436-14-000591.txt : 20140627 0000897436-14-000591.hdr.sgml : 20140627 20140626104511 ACCESSION NUMBER: 0000897436-14-000591 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140626 DATE AS OF CHANGE: 20140626 EFFECTIVENESS DATE: 20140626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iSHARES INC CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 14941714 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 FORMER COMPANY: FORMER CONFORMED NAME: FOREIGN FUND INC DATE 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062 K003600 0.0 062 L003600 0.0 062 M003600 0.0 062 N003600 0.0 062 O003600 0.0 062 P003600 0.0 062 Q003600 97.3 062 R003600 0.0 062 A005100 Y 062 B005100 0.0 062 C005100 0.0 062 D005100 0.0 062 E005100 0.0 062 F005100 0.0 062 G005100 0.0 062 H005100 0.0 062 I005100 0.0 062 J005100 0.0 062 K005100 0.0 062 L005100 0.0 062 M005100 0.0 062 N005100 0.0 062 O005100 0.0 062 P005100 26.5 062 Q005100 71.2 062 R005100 0.8 062 A005200 Y 062 B005200 0.0 062 C005200 0.0 062 D005200 0.0 062 E005200 0.0 062 F005200 0.0 062 G005200 0.0 062 H005200 0.0 062 I005200 0.0 062 J005200 0.0 062 K005200 0.0 062 L005200 0.0 062 M005200 0.0 062 N005200 0.0 062 O005200 0.0 062 P005200 95.6 062 Q005200 0.4 062 R005200 0.0 PAGE 18 062 A005300 Y 062 B005300 0.0 062 C005300 0.0 062 D005300 0.0 062 E005300 0.0 062 F005300 0.0 062 G005300 0.0 062 H005300 0.0 062 I005300 0.0 062 J005300 0.0 062 K005300 0.0 062 L005300 0.0 062 M005300 0.0 062 N005300 0.0 062 O005300 0.0 062 P005300 97.3 062 Q005300 0.2 062 R005300 10.5 062 A005400 Y 062 B005400 0.0 062 C005400 0.0 062 D005400 0.0 062 E005400 0.0 062 F005400 0.0 062 G005400 0.0 062 H005400 0.0 062 I005400 0.0 062 J005400 0.0 062 K005400 0.0 062 L005400 0.0 062 M005400 0.0 062 N005400 0.0 062 O005400 0.0 062 P005400 46.4 062 Q005400 51.3 062 R005400 5.3 062 A005700 Y 062 B005700 0.0 062 C005700 0.0 062 D005700 0.0 062 E005700 0.0 062 F005700 0.0 062 G005700 0.0 062 H005700 0.0 062 I005700 0.0 062 J005700 0.0 062 K005700 0.0 062 L005700 0.0 062 M005700 0.0 062 N005700 0.0 062 O005700 0.0 PAGE 19 062 P005700 0.0 062 Q005700 0.0 062 R005700 0.0 063 A003600 0 063 B003600 6.3 063 A005100 0 063 B005100 8.8 063 A005200 0 063 B005200 3.4 063 A005300 0 063 B005300 3.9 063 A005400 0 063 B005400 7.6 063 A005700 0 063 B005700 0.0 064 A003600 N 064 B003600 N 064 A005100 N 064 B005100 N 064 A005200 N 064 B005200 N 064 A005300 N 064 B005300 N 064 A005400 N 064 B005400 N 066 A003600 N 066 A005100 N 066 A005200 N 066 A005300 N 066 A005400 N 066 A005700 N 067 003600 N 067 005100 N 067 005200 N 067 005300 N 067 005400 N 067 005700 N 068 A003600 N 068 B003600 Y 068 A005100 N 068 B005100 Y 068 A005200 N 068 B005200 Y 068 A005300 N 068 B005300 Y 068 A005400 N 068 B005400 Y 069 003600 Y 069 005100 Y 069 005200 Y 069 005300 Y PAGE 20 069 005400 Y 069 005700 Y 070 A013600 Y 070 A023600 N 070 B013600 Y 070 B023600 N 070 C013600 Y 070 C023600 N 070 D013600 Y 070 D023600 N 070 E013600 Y 070 E023600 N 070 F013600 Y 070 F023600 N 070 G013600 Y 070 G023600 N 070 H013600 Y 070 H023600 N 070 I013600 Y 070 I023600 N 070 J013600 Y 070 J023600 Y 070 K013600 Y 070 K023600 Y 070 L013600 Y 070 L023600 Y 070 M013600 Y 070 M023600 Y 070 N013600 Y 070 N023600 N 070 O013600 Y 070 O023600 Y 070 P013600 Y 070 P023600 N 070 Q013600 Y 070 Q023600 N 070 R013600 Y 070 R023600 N 070 A015100 Y 070 A025100 N 070 B015100 Y 070 B025100 N 070 C015100 Y 070 C025100 N 070 D015100 Y 070 D025100 N 070 E015100 Y 070 E025100 N 070 F015100 Y 070 F025100 N 070 G015100 Y PAGE 21 070 G025100 N 070 H015100 Y 070 H025100 N 070 I015100 Y 070 I025100 N 070 J015100 Y 070 J025100 Y 070 K015100 Y 070 K025100 Y 070 L015100 Y 070 L025100 Y 070 M015100 Y 070 M025100 N 070 N015100 Y 070 N025100 N 070 O015100 Y 070 O025100 N 070 P015100 Y 070 P025100 N 070 Q015100 Y 070 Q025100 N 070 R015100 Y 070 R025100 N 070 A015200 Y 070 A025200 N 070 B015200 Y 070 B025200 N 070 C015200 Y 070 C025200 N 070 D015200 Y 070 D025200 N 070 E015200 Y 070 E025200 N 070 F015200 Y 070 F025200 N 070 G015200 Y 070 G025200 N 070 H015200 Y 070 H025200 N 070 I015200 Y 070 I025200 N 070 J015200 Y 070 J025200 Y 070 K015200 Y 070 K025200 Y 070 L015200 Y 070 L025200 Y 070 M015200 Y 070 M025200 Y 070 N015200 Y 070 N025200 N PAGE 22 070 O015200 Y 070 O025200 N 070 P015200 Y 070 P025200 N 070 Q015200 Y 070 Q025200 N 070 R015200 Y 070 R025200 N 070 A015300 Y 070 A025300 N 070 B015300 Y 070 B025300 N 070 C015300 Y 070 C025300 N 070 D015300 Y 070 D025300 N 070 E015300 Y 070 E025300 N 070 F015300 Y 070 F025300 N 070 G015300 Y 070 G025300 N 070 H015300 Y 070 H025300 N 070 I015300 Y 070 I025300 N 070 J015300 Y 070 J025300 Y 070 K015300 Y 070 K025300 Y 070 L015300 Y 070 L025300 Y 070 M015300 Y 070 M025300 Y 070 N015300 Y 070 N025300 Y 070 O015300 Y 070 O025300 N 070 P015300 Y 070 P025300 N 070 Q015300 Y 070 Q025300 N 070 R015300 Y 070 R025300 N 070 A015400 Y 070 A025400 N 070 B015400 Y 070 B025400 N 070 C015400 Y 070 C025400 N 070 D015400 Y PAGE 23 070 D025400 N 070 E015400 Y 070 E025400 N 070 F015400 Y 070 F025400 N 070 G015400 Y 070 G025400 N 070 H015400 Y 070 H025400 N 070 I015400 Y 070 I025400 N 070 J015400 Y 070 J025400 Y 070 K015400 Y 070 K025400 Y 070 L015400 Y 070 L025400 Y 070 M015400 Y 070 M025400 Y 070 N015400 Y 070 N025400 Y 070 O015400 Y 070 O025400 N 070 P015400 Y 070 P025400 N 070 Q015400 Y 070 Q025400 N 070 R015400 Y 070 R025400 Y 070 A015700 Y 070 A025700 N 070 B015700 Y 070 B025700 N 070 C015700 Y 070 C025700 N 070 D015700 Y 070 D025700 N 070 E015700 Y 070 E025700 N 070 F015700 Y 070 F025700 N 070 G015700 Y 070 G025700 N 070 H015700 Y 070 H025700 N 070 I015700 Y 070 I025700 N 070 J015700 Y 070 J025700 N 070 K015700 Y 070 K025700 N PAGE 24 070 L015700 Y 070 L025700 N 070 M015700 Y 070 M025700 N 070 N015700 Y 070 N025700 N 070 O015700 Y 070 O025700 N 070 P015700 Y 070 P025700 N 070 Q015700 Y 070 Q025700 N 070 R015700 Y 070 R025700 N 071 A003600 154921 071 B003600 187489 071 C003600 573014 071 D003600 30 071 A005100 22269 071 B005100 21239 071 C005100 183572 071 D005100 12 071 A005200 62670 071 B005200 7693 071 C005200 94821 071 D005200 8 071 A005300 14799 071 B005300 9150 071 C005300 84484 071 D005300 11 071 A005400 2963 071 B005400 2954 071 C005400 28051 071 D005400 11 071 A005700 0 071 B005700 0 071 C005700 0 071 D005700 0 072 A003600 6 072 B003600 14604 072 C003600 0 072 D003600 0 072 E003600 0 072 F003600 1748 072 G003600 0 072 H003600 0 072 I003600 0 072 J003600 0 072 K003600 0 072 L003600 0 072 M003600 0 PAGE 25 072 N003600 0 072 O003600 0 072 P003600 0 072 Q003600 0 072 R003600 0 072 S003600 0 072 T003600 0 072 U003600 0 072 V003600 0 072 W003600 0 072 X003600 1748 072 Y003600 0 072 Z003600 12856 072AA003600 4741 072BB003600 15980 072CC013600 0 072CC023600 2142 072DD013600 8953 072DD023600 0 072EE003600 0 072 A005100 6 072 B005100 6310 072 C005100 0 072 D005100 0 072 E005100 0 072 F005100 604 072 G005100 0 072 H005100 0 072 I005100 0 072 J005100 0 072 K005100 0 072 L005100 0 072 M005100 0 072 N005100 0 072 O005100 0 072 P005100 0 072 Q005100 0 072 R005100 0 072 S005100 0 072 T005100 0 072 U005100 0 072 V005100 0 072 W005100 0 072 X005100 604 072 Y005100 0 072 Z005100 5706 072AA005100 503 072BB005100 2745 072CC015100 2247 072CC025100 0 072DD015100 5792 PAGE 26 072DD025100 0 072EE005100 0 072 A005200 6 072 B005200 2375 072 C005200 0 072 D005200 0 072 E005200 0 072 F005200 261 072 G005200 0 072 H005200 0 072 I005200 0 072 J005200 0 072 K005200 0 072 L005200 0 072 M005200 0 072 N005200 0 072 O005200 0 072 P005200 0 072 Q005200 0 072 R005200 0 072 S005200 0 072 T005200 0 072 U005200 0 072 V005200 0 072 W005200 0 072 X005200 261 072 Y005200 71 072 Z005200 2185 072AA005200 776 072BB005200 288 072CC015200 3967 072CC025200 0 072DD015200 2391 072DD025200 0 072EE005200 0 072 A005300 6 072 B005300 2544 072 C005300 0 072 D005300 0 072 E005300 19 072 F005300 239 072 G005300 0 072 H005300 0 072 I005300 0 072 J005300 0 072 K005300 0 072 L005300 0 072 M005300 0 072 N005300 0 072 O005300 0 072 P005300 0 PAGE 27 072 Q005300 0 072 R005300 0 072 S005300 0 072 T005300 0 072 U005300 0 072 V005300 0 072 W005300 0 072 X005300 239 072 Y005300 65 072 Z005300 2389 072AA005300 469 072BB005300 68 072CC015300 1414 072CC025300 0 072DD015300 2632 072DD025300 0 072EE005300 0 072 A005400 6 072 B005400 649 072 C005400 0 072 D005400 0 072 E005400 0 072 F005400 84 072 G005400 0 072 H005400 0 072 I005400 0 072 J005400 0 072 K005400 0 072 L005400 0 072 M005400 0 072 N005400 0 072 O005400 0 072 P005400 0 072 Q005400 0 072 R005400 0 072 S005400 0 072 T005400 0 072 U005400 0 072 V005400 0 072 W005400 0 072 X005400 84 072 Y005400 0 072 Z005400 565 072AA005400 123 072BB005400 460 072CC015400 321 072CC025400 0 072DD015400 567 072DD025400 0 072EE005400 0 072 A005700 0 PAGE 28 072 B005700 0 072 C005700 0 072 D005700 0 072 E005700 0 072 F005700 0 072 G005700 0 072 H005700 0 072 I005700 0 072 J005700 0 072 K005700 0 072 L005700 0 072 M005700 0 072 N005700 0 072 O005700 0 072 P005700 0 072 Q005700 0 072 R005700 0 072 S005700 0 072 T005700 0 072 U005700 0 072 V005700 0 072 W005700 0 072 X005700 0 072 Y005700 0 072 Z005700 0 072AA005700 0 072BB005700 0 072CC015700 0 072CC025700 0 072DD015700 0 072DD025700 0 072EE005700 0 073 A013600 0.7420 073 A023600 0.0000 073 B003600 0.0000 073 C003600 0.0000 073 A015100 1.5249 073 A025100 0.0000 073 B005100 0.0000 073 C005100 0.0000 073 A015200 1.6935 073 A025200 0.0000 073 B005200 0.0000 073 C005200 0.0000 073 A015300 1.6491 073 A025300 0.0000 073 B005300 0.0000 073 C005300 0.0000 073 A015400 1.0039 073 A025400 0.0000 073 B005400 0.0000 PAGE 29 073 C005400 0.0000 073 A015700 0.0000 073 A025700 0.0000 073 B005700 0.0000 073 C005700 0.0000 074 A003600 12487 074 B003600 0 074 C003600 0 074 D003600 574721 074 E003600 0 074 F003600 0 074 G003600 0 074 H003600 0 074 I003600 46 074 J003600 10210 074 K003600 0 074 L003600 9818 074 M003600 0 074 N003600 607282 074 O003600 16150 074 P003600 288 074 Q003600 0 074 R013600 0 074 R023600 0 074 R033600 0 074 R043600 151 074 S003600 0 074 T003600 590693 074 U013600 11800 074 U023600 0 074 V013600 50.06 074 V023600 0.00 074 W003600 0.0000 074 X003600 81 074 Y003600 0 074 A005100 125 074 B005100 0 074 C005100 0 074 D005100 179591 074 E005100 0 074 F005100 0 074 G005100 0 074 H005100 0 074 I005100 1551 074 J005100 578 074 K005100 0 074 L005100 2904 074 M005100 0 074 N005100 184749 074 O005100 738 074 P005100 98 PAGE 30 074 Q005100 0 074 R015100 0 074 R025100 0 074 R035100 0 074 R045100 0 074 S005100 0 074 T005100 183913 074 U015100 3600 074 U025100 0 074 V015100 51.09 074 V025100 0.00 074 W005100 0.0000 074 X005100 61 074 Y005100 0 074 A005200 4565 074 B005200 0 074 C005200 0 074 D005200 164486 074 E005200 0 074 F005200 0 074 G005200 0 074 H005200 0 074 I005200 44 074 J005200 1241 074 K005200 0 074 L005200 9027 074 M005200 0 074 N005200 179363 074 O005200 7935 074 P005200 52 074 Q005200 0 074 R015200 0 074 R025200 0 074 R035200 0 074 R045200 0 074 S005200 0 074 T005200 171376 074 U015200 2900 074 U025200 0 074 V015200 59.10 074 V025200 0.00 074 W005200 0.0000 074 X005200 68 074 Y005200 0 074 A005300 759 074 B005300 0 074 C005300 0 074 D005300 90161 074 E005300 0 074 F005300 0 074 G005300 0 PAGE 31 074 H005300 0 074 I005300 9728 074 J005300 991 074 K005300 0 074 L005300 1563 074 M005300 0 074 N005300 103202 074 O005300 996 074 P005300 30 074 Q005300 0 074 R015300 0 074 R025300 0 074 R035300 0 074 R045300 9695 074 S005300 0 074 T005300 92481 074 U015300 1700 074 U025300 0 074 V015300 54.40 074 V025300 0.00 074 W005300 0.0000 074 X005300 59 074 Y005300 0 074 A005400 21 074 B005400 0 074 C005400 0 074 D005400 29727 074 E005400 0 074 F005400 0 074 G005400 0 074 H005400 0 074 I005400 1608 074 J005400 280 074 K005400 0 074 L005400 520 074 M005400 0 074 N005400 32156 074 O005400 526 074 P005400 14 074 Q005400 0 074 R015400 0 074 R025400 0 074 R035400 0 074 R045400 1207 074 S005400 0 074 T005400 30409 074 U015400 600 074 U025400 0 074 V015400 50.68 074 V025400 0.00 074 W005400 0.0000 PAGE 32 074 X005400 54 074 Y005400 0 074 A005700 0 074 B005700 0 074 C005700 0 074 D005700 0 074 E005700 0 074 F005700 0 074 G005700 0 074 H005700 0 074 I005700 0 074 J005700 0 074 K005700 0 074 L005700 0 074 M005700 0 074 N005700 0 074 O005700 0 074 P005700 0 074 Q005700 0 074 R015700 0 074 R025700 0 074 R035700 0 074 R045700 0 074 S005700 0 074 T005700 0 074 U015700 0 074 U025700 0 074 V015700 0.00 074 V025700 0.00 074 W005700 0.0000 074 X005700 0 074 Y005700 0 075 A003600 0 075 B003600 591213 075 A005100 0 075 B005100 188011 075 A005200 0 075 B005200 98689 075 A005300 0 075 B005300 86895 075 A005400 0 075 B005400 28639 075 A005700 0 075 B005700 0 076 003600 0.00 076 005100 0.00 076 005200 0.00 076 005300 0.00 076 005400 0.00 076 005700 0.00 077 A000000 Y PAGE 33 077 O000000 Y 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE NANCY YIM TITLE VICE PRESIDENT EX-99 2 isharessemiinc.htm Unassociated Document
 
 
 

iShares Trust
                
Transactions Effected Pursuant to Rule 10f-3
                
N-SAR Item 77(O)
        
Aggregate
Aggregate
Purchase
Total
       
Underwriter
  
Principal
Principal
Price
Commission
   
Date of
Date of
From Whom
Affiliated
Amount
Amount
Per Share
Paid to
Series
Issuer
Offering
Purchase
Purchased
Underwriter
of Offering
Purchased
(USD)
Affiliate
53
IAC/InterActiveCorp (2018)
11/12/13
11/12/13
J.P. Morgan Securities LLC
PNC
$500,000,000
$25,000
 $  100.00
               -
                   
53
R.R. Donnelley & Sons Company (2024)
03/06/14
03/06/14
Merrill Lynch, Pierce, Fenner & Smith Incorporated
PNC
$400,000,000
$50,000
 $  100.00
  
                   
53
Lear Corporation (2024)
03/11/14
03/11/14
J.P. Morgan Securities LLC
PNC
$325,000,000
$25,000
 $  100.00