-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJRLPwH79l+6y78wB9xK2ROpEO5ArWGAXJFYSayA5iMF6ftjI6R1DcZHlvKiuADt urG2LOSnWqHid6DeiMxmHA== 0000905148-03-000948.txt : 20030317 0000905148-03-000948.hdr.sgml : 20030317 20030317163634 ACCESSION NUMBER: 0000905148-03-000948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030313 FILED AS OF DATE: 20030317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RECKSON ASSOCIATES REALTY CORP CENTRAL INDEX KEY: 0000930548 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 113233650 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13762 FILM NUMBER: 03606242 BUSINESS ADDRESS: STREET 1: 225 BROADHOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 6316946900 MAIL ADDRESS: STREET 1: 225 BROADHOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: RECHLER ROGER CENTRAL INDEX KEY: 0001061711 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 225 BROADHOLLOW RD STREET 2: C/O RECKSON ASSOCIATES CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 6316226789 MAIL ADDRESS: STREET 1: 225 BROADHOLLOW RD STREET 2: C/O RECKSON ASSOCIATES CITY: MELVILLE STATE: NY ZIP: 11747 4 1 efc3-0419_5342527fm4.txt RECKSON U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
- ----------- ---------------------------- FORM 4 OMB APPROVAL - ----------- ------------ |_| Check this box if no longer Filed pursuant to Section 16(a) of the Securities Exchange OMB Number 3235-0287 subject to Section 16. Act of 1934, Section 17(a) of the Public Utility Holding Expires: January 31, 2005 Form 4 or Form 5 Company Act of 1935 or Section 30(h) of the Investment Estimated average burden obligations may continue. Company Act of 1940 hours per response....0.5 See Instruction 1(b). ---------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address 2. Issuer Name and Ticker or 6. Relationship of Reporting of Reporting Person Trading Symbol Person to Issuer (Check all applicable) Rechler Roger M. Reckson Associates Realty Corp. (RA) - ---------------------------- --------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. I.R.S. Identification Number of ---- --- Reporting Person (Voluntary) 4. Statement for X Officer (give Other Month/Day/Year ---- title below) --- (specify 3/13/03 below) -------------------- c/o Reckson Associates Realty Corp. 5. If Amendment, Executive Vice President 225 Broadhollow Road Date of Original ------------------------- - ----------------------------------- (Month/Day/Year) (Street) Melville, New York 11747 ------------------------------------ - ----------------------------------- (City) (State) (Zip) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One --- Reporting Person Form filed by More than - --------------------------------------------------------------------------------------- --- one Reporting Person Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 2A. Deemed 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action Execution action or Disposed of (D) Securities ship of In- Date Date, if Code (Instr. 3, 4 and 5) Beneficially Form: direct (Month/ any (Instr. Owned at Direct Bene- Day/ (Month/ 8) End of (D) or ficial Year) Day/ Month Indirect Owner- Year) (Instr. 3 (I) Ship and 4) (Instr. (Instr. 4) 4) ------------------------------------- Code V Amount (A) or Price (D) - ---------------------------------------------------------------------------------------------------------------------------------- Class A common stock 3/13/03 A+ 138,889 A 587,035 D - ---------------------------------------------------------------------------------------------------------------------------------- 9,423 I++ By Trust - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1475 (8/02)
Form 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. Number 6. Date 7. Title 8. Price 9. Num- 10. Owner- 11. Na- of ver- action Execu- action of Exer- and of ber ship ture Deriv- sion Date tion Code Deriv- cis- Amount Deriv- of Form of In- ative or Date, if (Instr. ative able of ative De- of direct Secur- Exer- (Month/ any 8) Securi- and Under- Secu- riva- Deriv- Bene- ity cise Day/ (Month/ ties Expira- lying rity tive ative ficial (Instr. Price Year) Day/ Ac- tion Securi- (Instr. Se- Secu- Own- 3) of Year) quired Date ties 5) curi- rity: ership Deriv- (A) or (Month/ (Instr. ties Direct (Instr. ative Dis- Day/ 3 and Bene- (D) or 4) Secu- posed Year) 4) fi- Indi- rity of cial- rect (D) ly (I) (Instr. Owned (Instr. 3, 4 Fol- 4) and 5) lowing Re- ported Trans- action (Instr. 4) ---------------------------- Amount Date Ex- or Exer- pira- Number cisa- tion of ble Date Title Shares --------------------- ---------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------------- Phantom 1-for-1 3/13/03 A 8,680 (1) 3/13/07 Class A 8,680 8,680 D Stock common stock - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) The grant will be earned as of March 13, 2005 and will vest in three equal annual installments beginning on March 13, 2005. + These shares of restricted stock were granted pursuant to the Company's Long Term Incentive Plan, and are subject to time and performance-based vesting over a four year period. ++ Represents shares held in trust by the wife of Roger Rechler, for the benefit of the children of Mr. Rechler, beneficial ownership of which is disclaimed by Mr. Rechler. /s/ Roger M. Rechler 3/17/03 ------------------------------ ------- *Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. SEC 1475 (8/02)
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