-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O9b7ekLhszB4IEO/z7O4bDC2vuVSbKxk1TXUIBmENzsQKUnTDfDv8BloncK6lJcr xjqL2dpcuqy3m7KSgHvI6g== 0001045969-01-000141.txt : 20010213 0001045969-01-000141.hdr.sgml : 20010213 ACCESSION NUMBER: 0001045969-01-000141 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 GROUP MEMBERS: CORAL PARTNERS IV L P GROUP MEMBERS: CORAL PARTNERS IV, LP GROUP MEMBERS: PETER H. MCNERNEY GROUP MEMBERS: YUVAL ALMOG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYMPHONIX DEVICES INC CENTRAL INDEX KEY: 0000930481 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 770376250 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55287 FILM NUMBER: 1534850 BUSINESS ADDRESS: STREET 1: 2331 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95131-1107 BUSINESS PHONE: 4082320710 MAIL ADDRESS: STREET 1: 2331 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95131-1107 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CORAL PARTNERS IV L P CENTRAL INDEX KEY: 0000922910 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411781723 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3800 FIRST BANK PL 601 SECOND AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55402 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET SUITE 3510 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 0001.txt SCHEDULE 13G AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* --- Symphonix Devices, Inc. ----------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share ----------------------------------------- (Title of Class of Securities) 871951 10 9 -------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13D-7). *The remainder of this cover page shall be filled out for a reporting person's Initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ------------------------ -------------------- CUSIP No. 8719151 10 9 13G Page 2 of 10 Pages ------------- --- ---- ------------------------ -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Coral Partners IV, Limited Partnership SEC ID #0000922910 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 47,500 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 47,500 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 47,500 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .33% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! ------------------------ -------------------- CUSIP No. 8719151 10 9 13G Page 3 of 10 Pages ------------- --- ---- ------------------------ -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Coral Management Partners IV, Limited Partnership - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 47,500 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 47,500 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 47,500 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .33% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! ------------------------ -------------------- CUSIP No. 8719151 10 9 13G Page 4 of 10 Pages ------------- --- ---- ------------------------ -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Yuval Amog - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 50,000 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 47,500 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 50,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 47,500 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 97,500 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .67% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! ------------------------ -------------------- CUSIP No. 8719151 10 9 13G Page 5 of 10 Pages ------------- --- ---- ------------------------ -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter H. McNerney - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 29,862 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 47,500 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 29,862 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 47,500 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 77,362 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .54% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Item 1. Issuer's Name and Address of Principal Executive Offices: - ------- --------------------------------------------------------- (a) Symphonix Devices, Inc. (b) 2331 Zanker Rd. San Jose, CA 95131 Item 2. Information Concerning Person Filing: - ------- ------------------------------------- (a) Filing Persons: Entities: Coral Partners IV, a limited partnership ("CP IV") Coral Management Partners IV, Limited Partnership ("CMP IV") Individuals: Yuval Almog Peter H. McNerney (b) Principal Business Address: 60 South Sixth Street Suite 3510 Minneapolis, MN 55402 (c) Citizenship/Place of Organization Entities: Coral Partners IV ("CP IV") Delaware Coral Management Partners IV ("CMP IV") Delaware Individuals: Yuval Almog United States Peter H. McNerney United States (d) Title of Class of Securities: Common Stock (e) CUSIP No. 871951 10 9 Item 3. Status of Person Filing: - ------- ------------------------ Not applicable. Page 6 of 10 Item 4. Ownership: - ------- ---------- ENTITIES CP IV CMP IV ----- ------ (a)Beneficial Ownership 47,500 47,500* (b)Percentage of Class .33% .33% (c)(i)Sole Voting Power: 47,500 47,500 (ii)Shared Voting Power: 0 0 (iii)Sole Dispositive Power: 47,500 47,500 (iv)Shared Dispositive Power: 0 0 INDIVIDUALS: Almog McNerney ----- -------- (a)Beneficial Ownership 97,500* 77,362* (b)Percentage of Class .67% .54% (c)(i)Sole Voting Power: 50,000 29,862 (ii)Shared Voting Power: 47,500 47,500 (iii)Sole Dispositive Power: 50,000 29,862 (iv)Shared Dispositive Power: 47,500 47,500 * Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of these securities except to the extent of his/her pecuniary interest therein. Item 5. Ownership of Five Percent or Less of a Class: - ------- --------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [X] * Item 6. Ownership of More than Five Percent on Behalf of Another Person: - ------- ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of Subsidiary: - ------- ------------------------------------------------ Not applicable. Item 8. Identification and Classification of Group: - ------- ------------------------------------------- Not applicable. Page 7 of 10 Item 9. Notice of Dissolution of Group: - ------- ------------------------------- Not applicable. Item 10. Certification: - -------- -------------- Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 2001 Coral Partners IV, a limited partnership By: Coral Management Partners IV, Limited Partnership, Its: General Partner /s/ Peter H. McNerney - ------------------------ Peter H. McNerney General Partner Coral Management Partners IV, Limited Partnership, By: General Partner /s/ Peter H. McNerney - ------------------------ Peter H. McNerney General Partner By /s/ Yuval Almog --------------------- Yuval Almog By /s/ Peter H. McNerney --------------------- Peter H. McNerney Page 8 of 10 EXHIBIT INDEX Sequentially Exhibit Document Description Numbered Page - -------- -------------------- ------------- A Agreement of Joint Filing 10 Page 9 of 10 EXHIBIT A --------- Agreement of Joint Filing ------------------------- Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 6, 2001, containing the information required by Schedule 13G, for the shares of Common Stock of Symphonix Devices, Inc. which they each beneficially hold. Dated: February 6, 2001 Coral Partners IV, a limited partnership By: Coral Management Partners IV, Limited Partnership, Its: General Partner /s/ Peter H. McNerney - ------------------------ Peter H. McNerney General Partner Coral Management Partners IV, Limited Partnership, By: General Partner /s/ Peter H. McNerney - ------------------------ Peter H. McNerney General Partner By /s/ Yuval Almog -------------------- Yuval Almog By /s/ Peter H. McNerney --------------------- Peter H. McNerney Page 10 of 10 -----END PRIVACY-ENHANCED MESSAGE-----