-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A0Fv1OIC4CNFTKVTOL4+1IDhw0MEckMAFm/se3tCf1h1fH9yCWpd2tXkaClYSjMm N27YWIQHrm7AQIDKRhDsJQ== 0001019687-98-000350.txt : 19981211 0001019687-98-000350.hdr.sgml : 19981211 ACCESSION NUMBER: 0001019687-98-000350 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981207 ITEM INFORMATION: FILED AS OF DATE: 19981210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWSTAR MEDIA INC CENTRAL INDEX KEY: 0000930436 STANDARD INDUSTRIAL CLASSIFICATION: PHONOGRAPH RECORDS & PRERECORDED AUDIO TAPES & DISKS [3652] IRS NUMBER: 954015834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-24984 FILM NUMBER: 98767351 BUSINESS ADDRESS: STREET 1: 8955 BEVERLY BLVD CITY: LOS ANGELES STATE: CA ZIP: 90048 BUSINESS PHONE: 3107861600 MAIL ADDRESS: STREET 1: 301 NORTH CANNON DR SUITE 207 STREET 2: 8955 BEVERLY BLVD CITY: WEST HOLLYWOOD STATE: CA ZIP: 90048 FORMER COMPANY: FORMER CONFORMED NAME: DOVE ENTERTAINMENT INC DATE OF NAME CHANGE: 19970516 FORMER COMPANY: FORMER CONFORMED NAME: DOVE AUDIO INC DATE OF NAME CHANGE: 19941021 8-K 1 NEWSTAR MEDIA INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of report (date of earliest event reported) December 7, 1998. NewStar Media Inc. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) California - -------------------------------------------------------------------------------- (State or other jurisdiction of incorporation) 0-24984 95-4015834 - -------------------------------------------------------------------------------- (Commission File Number) (IRS Employer Identification No.) 8955 Beverly Boulevard, Los Angeles, CA 90048 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (310) 786-1600 - -------------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) ITEM 5. OTHER EVENTS. On December 7, 1998 NewStar Media Inc. (the Company") was notified by The Nasdaq Stock Market, Inc. ("Nasdaq") that the Company had evidenced compliance with all requirements necessary for continued listing on The Nasdaq SmallCap Market, as set forth in the Nasdaq Listing Qualifications Panel decision dated October 13, 1998. On or before November 16, 1998, the Company was required to make a public filing with the Securities and Exchange Commission and Nasdaq including a September 30, 1998 pro forma balance sheet evidencing a minimum if $2,700,000 in net tangible assets. In addition, on or before January 11, 1999, the Company was required to evidence a minimum bid price of $1.00 per share and thereafter maintain a closing bid price of $1.00 per share for a minimum of ten consecutive trading days. Nasdaq informed the Company that as of December 7, 1998 the Company had complied with the terms of its exception; therefore, the Company's securities would continue to be listed on The Nasdaq SmallCap Market. Accordingly, effective December 9, 1998, the trading symbol of the Company's securities was changed from NWSTC to NWST. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NEWSTAR MEDIA INC. Date: December 9, 1998 By:/S/ Ronald Lightstone --------------------------------- Ronald Lightstone PRESIDENT AND CHIEF EXECUTIVE OFFICER -----END PRIVACY-ENHANCED MESSAGE-----