-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OcOOrwFYIoFBoHKN7157O1XOReeSHabGf/qzKOrCQhsY0ErCp970aVOIIkOcqZWy NwWO4sio5QgLotDeXzpJuw== 0000950148-96-002442.txt : 19961106 0000950148-96-002442.hdr.sgml : 19961106 ACCESSION NUMBER: 0000950148-96-002442 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961031 ITEM INFORMATION: Resignations of registrant's directors FILED AS OF DATE: 19961105 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOVE AUDIO INC CENTRAL INDEX KEY: 0000930436 STANDARD INDUSTRIAL CLASSIFICATION: PHONOGRAPH RECORDS & PRERECORDED AUDIO TAPES & DISKS [3652] IRS NUMBER: 954015834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24984 FILM NUMBER: 96654015 BUSINESS ADDRESS: STREET 1: 8955 BEVERLY BLVD CITY: WEST HOLLYWOOD STATE: CA ZIP: 90048 BUSINESS PHONE: 3102737722 MAIL ADDRESS: STREET 2: 8955 BEVERLY BLVD CITY: WEST HOLLYWOOD STATE: CA ZIP: 90048 8-K 1 8-K DATED OCTOBER 31, 1996 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 1996 DOVE AUDIO, INC. (Exact name of registrant as specified in its charter) California 0-24984 95-4015834 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 8955 Beverly Boulevard, Los Angeles, CA 90048 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (310) 786-1600 No Change (Former name or former address, if changed since last report.) 2 ITEM 6. OTHER EVENTS Attached hereto as an exhibit is a press release dated October 31, 1996 of Dove Audio, Inc., a California corporation. Such release is incorporated herein by reference. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DOVE AUDIO, INC. Date: October 31, 1996 By: /s/ LEE RUTTENBERG --------------------------------- Lee Ruttenberg Acting Chief Financial Officer 4 ITEM 7 FINANCIAL STATEMENTS AND EXHIBITS c. EXHIBITS
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 99 Press release dated October 31, 1996.
EX-99 2 PRESS RELEASE DATED OCTOBER 31,1996 1 EXHIBIT 99 [LOGO] DOVE ENTERTAINMENT FOR IMMEDIATE RELEASE CONTACTS: Lee Ruthenberg DOVE AUDIO, INC. (310) 786-1600 DOVE AUDIO RECEIVES AN $800,000 BRIDGE LOAN; LOS ANGELES, CA, November 1, 1996--Dove Audio, Inc. (NASDAQ; DOVE) today announced that it has received the net proceeds from a bridge loan which it has obtained in the amount of $800,000. The loan will be used for general working capital purposes in connection with the Company's expanded operations and is secured by a second lien on the Company's assets. The company announced it intends to repay the bridge loan from a portion of the net proceeds of a proposed a private placement of up to $3.5 million of its common stock. In the event the bridge loan is not so repaid by December 26, 1996, it is required to be amortized at the rate of $100,000 per month. There is no assurance that the terms of such private placement will not be modified or that it will be consummated. Notices: This press release does not constitute the offer or sale of any securities described herein. Any such securities have not been registered under the Securities Act of 1933, as amended, or any state securities law and may not be offered or sold in the United States absent registration or an applicable exemption from such registration requirements. Statements contained in this press release that are not historical statements (including but not limited to certain statements concerning the Company's future plans) constitute forward-looking statements which involve certain risks and uncertainties, which could cause actual results of actions to differ materially from those discussed above, including 8955 BEVERLY BOULEVARD o LOS ANGELES, CALIFORNIA 90048 o (310) 273-7722 o FAX (310) 777-7667 2 but not limited to risks relating to the possibilities that the Company may abandon or be unable to consummate any of the proposed actions referred to above, or that such actions may be undertaken on different terms than those described above, as well as various risks relating to the Company's business, including those described from time to time in the Company's filings with the Securities and Exchange Commission. ###
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