-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BsJbe7Pv3AeHZa+aiEoKuI5feJ6sGUGFs22BNvY5gCA3SuUp70m4YYoFgznxrxb4 GQyCoez/5AyOeqHi0+w2Rw== 0000950148-99-000517.txt : 19990325 0000950148-99-000517.hdr.sgml : 19990325 ACCESSION NUMBER: 0000950148-99-000517 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990324 GROUP MEMBERS: JOHN M. LIVIAKIS GROUP MEMBERS: LIVIAKIS FINANCIAL COMMUNICATIONS INC GROUP MEMBERS: RENEE A. LIVIAKIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONLINE SYSTEM SERVICES INC CENTRAL INDEX KEY: 0001011901 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 841293864 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50335 FILM NUMBER: 99571276 BUSINESS ADDRESS: STREET 1: 1800 GLENARM PLACE STREET 2: STE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032969200 MAIL ADDRESS: STREET 1: 1800 GLENARM PL STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIVIAKIS FINANCIAL COMMUNICATIONS INC CENTRAL INDEX KEY: 0000930254 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 68031139 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2420 K ST STE 220 CITY: SACRAMENTO STATE: CA ZIP: 95816 BUSINESS PHONE: 9164486084 MAIL ADDRESS: STREET 1: LIVIAKIS FINANCIAL COMM INC STREET 2: 2420 K ST STE 220 CITY: SACRAMENTO STATE: CA ZIP: 95816 SC 13G/A 1 SCHEDULE 13G (AMENDMENT NO. 2) 1 --------------------------------- OMB APPROVAL --------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response..........14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* ONLINE SYSTEM SERVICES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 682731104 ---------------------------- (CUSIP Number) March 15, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. 2 - ------------------- ----------- CUSIP NO. 682731104 13G Page 2 OF 9 - ------------------- ----------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Liviakis Financial Communications, Inc. 68-0311399 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [X] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 352,850 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY -- EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH: 352,850 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 352,850 - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [X] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.3% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) CO - ------------------------------------------------------------------------------- 3 - ------------------- ----------- CUSIP NO. 682731104 13G Page 3 OF 9 - ------------------- ----------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) John M. Liviakis - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [X] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Unites States - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 10,000 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH 352,850 REPORTING -------------------------------------------------------- PERSON WITH: (7) SOLE DISPOSITIVE POWER 10,000 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 352,850 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 362,850 - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.5% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- 4 - ------------------- ----------------- CUSIP NO. 682731104 13G Page 4 OF 9 Pages - ------------------- ----------------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Renee A. Liviakis - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Unites States - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF -- SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH 352,850 REPORTING -------------------------------------------------------- PERSON WITH: (7) SOLE DISPOSITIVE POWER -- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 352,850 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 352,850 - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.5% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------- 5 Page 5 of 9 ITEM 1(a). NAME OF ISSUER: Online System Services, Inc., a Colorado corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1800 Glenarm Place, 7th Floor Denver, Colorado 80202-3859 ITEM 2(a). NAME(S) OF PERSON(S) FILING: Liviakis Financial Communications, Inc. ("LFC") John M. Liviakis ("JML") Renee A. Liviakis ("RAL") LFC, JML and RAL are filing this Amended Statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Attached to this Amended Statement as Exhibit C is the Joint Filing Agreement of LFC, JML and RAL pursuant to Rule 13d-1(k)(1)(iii). ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2420 "K" Street, Suite 220, Sacramento, California 95816 ITEM 2(c). CITIZENSHIP: LFC is a California corporation. JML and RAL are citizens of the United States of America. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, no par value ITEM 2(e). CUSIP NUMBER: 682731104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: If this statement is filed pursuant to Rule 13d-1(c), check this box [x] 6 Page 6 of 9 ITEM 4. OWNERSHIP. (a) Amount beneficially owned: LFC: 352,850 shares JML: 362,850 shares RAL: 362,850 shares JML and RAL are husband and wife. Each owns 50% of the outstanding shares of LFC and reports the 352,850 shares owned of record by LFC and the 10,000 shares owned of record by JML as beneficially owned. (b) Percent of class: LFC: 6.3% JML: 6.5% RAL: 6.5% Based upon the 5,584,416 shares of Common Stock that the Issuer advised LFC were outstanding on March 18, 1999. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: LFC: 352,850 shares JML: 10,000 shares RAL: -0- shares (ii) Shared power to vote or direct the vote: LFC: -0- shares JML: 352,850 shares RAL: 352,850 shares *JML and RAL, in their capacity as officers and directors, share the power to vote or direct the vote of the shares owned by LFC. (iii) Sole power to dispose or to direct the disposition of: LFC: 352,850 shares JML: 10,000 shares RAL: -0- shares 7 Page 7 of 9 (iv) Shared power to dispose or direct the disposition of: LFC: -0- shares JML: 352,850 shares RAL: 352,850 shares *JML and RAL, in their capacity as officers and directors, share the power to dispose or direct the disposition of the shares owned by LFC. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. On March 15, 1999, Robert B. Prag ("RBP"), who had been an executive officer and director of LFC, resigned those positions. While an officer and director of LFC, RBP had filed jointly with LFC, JML and RAL a statement on Schedule 13G with respect to the Issuer's Common Stock. Any group status that may have existed among LFC, JML and RAL, on the one hand, and RBP, on the other hand, with respect to the Issuer's Common Stock terminated upon RBP's resignation as an officer and director of LFC. Upon dissolution of the group, RBP beneficially owned less than one percent of the Issuer's Common Stock. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. The group consisting of LFC, JML, RAL and RBP dissolved on March 15, 1999 and was reconstituted as a group consisting of LFC, JML and RAL. All further filings by RBP with respect to transactions in the Issuer's Common Stock will be filed, if required, by RBP in his individual capacity. LFC, JML and RAL will continue to file as a group. 8 Page 8 of 9 ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Dated: March 22, 1999 LIVIAKIS FINANCIAL COMMUNICATIONS, INC. By: /s/ John M. Liviakis -------------------------------- John M. Liviakis, President /s/ John M. Liviakis ------------------------------------ John M. Liviakis /s/ Renee A. Liviakis ------------------------------------ Renee A. Liviakis /s/ Robert B. Prag ------------------------------------ Robert B. Prag 9 Page 9 of 9 EXHIBIT "C" JOINT FILING AGREEMENT Liviakis Financial Communications, Inc., John M. Liviakis and Renee A. Liviakis (collectively the "Parties" and individually a "Party") hereby agree that they shall file a single statement on Schedule 13G (as amended from time to time, the "Statement") with respect to their beneficial ownership of shares of Common Stock (the "Securities") of Online System Services, Inc., on behalf of and in satisfaction of the obligations of all Parties and that they shall amend the Statement from time to time as required by rules issued under the Securities Exchange Act of 1934, as amended. Each Party represents and warrants that such Party is eligible to use Schedule 13G with respect to information regarding the Securities and agrees to assume responsibility for the timely filing of the Statement and any amendments thereto. Each of the Parties hereby assumes responsibility for the completeness and accuracy of the information concerning such Party contained in the Statement. No Party shall be responsible for the completeness and accuracy of the information contained in the Statement concerning any other Party, unless such Party knows or has reason to believe that such information is incomplete or inaccurate. The execution of the Statement, or amendments thereto, by a Party shall constitute a representation by such Party that the information concerning such Party contained therein is complete and accurate and such Party neither knows nor has any reason to believe that information concerning any other Party contained therein is either incomplete or inaccurate. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original but together shall constitute one and the same instrument. In Witness Whereof, the Parties have executed this Joint Filing Agreement this twenty-second day of March, 1999. LIVIAKIS FINANCIAL COMMUNICATIONS, INC. By: /s/ John M. Liviakis -------------------------------- John M. Liviakis, President /s/ John M. Liviakis ------------------------------------ John M. Liviakis /s/ Renee A. Liviakis ------------------------------------ Renee A. Liviakis -----END PRIVACY-ENHANCED MESSAGE-----