0001862739-21-000002.txt : 20210602 0001862739-21-000002.hdr.sgml : 20210602 20210602170605 ACCESSION NUMBER: 0001862739-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210531 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carillo Brooke CENTRAL INDEX KEY: 0001862739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 21990065 MAIL ADDRESS: STREET 1: C/O REDWOOD TRUST, INC. STREET 2: 1 BELVEDERE PLACE, SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-05-31 0 0000930236 REDWOOD TRUST INC RWT 0001862739 Carillo Brooke 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 0 1 0 0 Chief Financial Officer Deferred Stock Units 11.13 2021-05-31 4 A 0 44923 0.0 A Common Stock 44923 44923 D This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo upon her commencement of employment with Redwood in the role of Chief Financial Officer on May 31, 2021. Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. This award of deferred stock units will vest in full on May 30, 2022 and will be delivered to Ms. Carillo within 30 days of the vest date. No expiration date is applicable to deferred stock units. Attorney-In-Fact: /s/ Andrew P. Stone 2021-06-01