0001758710-20-000004.txt : 20201218 0001758710-20-000004.hdr.sgml : 20201218 20201218165202 ACCESSION NUMBER: 0001758710-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201216 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macomber Sasha G. CENTRAL INDEX KEY: 0001758710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 201401227 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-12-16 0 0000930236 REDWOOD TRUST INC RWT 0001758710 Macomber Sasha G. 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 0 1 0 0 Chief Human Resource Officer Deferred Stock Units 8.77 2020-12-16 4 A 0 22805 0.0 A Common Stock 22805 22805 D This transaction relates to the grant of Deferred Stock Units. Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. No expiration date is applicable to deferred stock units. Attorney-In-Fact: /s/ Andrew P. Stone 2020-12-18