0001487805-18-000002.txt : 20180301 0001487805-18-000002.hdr.sgml : 20180301 20180301185835 ACCESSION NUMBER: 0001487805-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone Andrew P CENTRAL INDEX KEY: 0001487805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 18659522 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE, STE. 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-03-01 0 0000930236 REDWOOD TRUST INC RWT 0001487805 Stone Andrew P 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 0 1 0 0 General Counsel Deferred Stock Units 14.66 2018-03-01 4 A 0 75 0.0 A Common Stock 75 75 D Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. Represents the portion of 2017 performance-based annual bonus paid in the form of fully vested deferred stock units, instead of cash. Please refer to Item 11 "Executive Compensation" of Form 10-k filed on February 28, 2018 for further details. Shares are subject to a three-year mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 1, 2021. No expiration date is applicable to deferred stock units. Attorney-In-Fact: /s/ Andrew P. Stone 2018-03-01