0001453409-21-000004.txt : 20211216 0001453409-21-000004.hdr.sgml : 20211216 20211216172453 ACCESSION NUMBER: 0001453409-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abate Christopher J CENTRAL INDEX KEY: 0001453409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 211498613 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-12-14 0 0000930236 REDWOOD TRUST INC RWT 0001453409 Abate Christopher J 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 1 0 0 Chief Executive Officer Deferred Stock Units 13.18 2021-12-14 4 A 0 113808 0.0 A Common Stock 113808 113808 D This transaction relates to the grant of Deferred Stock Units. Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025. No expiration date is applicable to deferred stock units. Attorney-In-Fact: /s/ Andrew P. Stone 2021-12-14