0001233565-17-000008.txt : 20170519 0001233565-17-000008.hdr.sgml : 20170519 20170519175452 ACCESSION NUMBER: 0001233565-17-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170518 FILED AS OF DATE: 20170519 DATE AS OF CHANGE: 20170519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUBICEK GREG H CENTRAL INDEX KEY: 0001233565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 17859266 MAIL ADDRESS: STREET 1: 2601 NE 163RD COURT CITY: VANCOUVER STATE: WA ZIP: 98684 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-18 0 0000930236 REDWOOD TRUST INC RWT 0001233565 KUBICEK GREG H 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Deferred Stock Units 16.44 2017-05-18 4 A 0 5778 0.0 A Common Stock 5778 5778 D Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. This transaction relates to the grant of Deferred Stock Units. 100% vested at grant. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2020. No expiration date is applicable to deferred stock units. Attorney-In-Fact: Andrew P. Stone 2017-05-19