0001233565-17-000006.txt : 20170403 0001233565-17-000006.hdr.sgml : 20170403 20170403174742 ACCESSION NUMBER: 0001233565-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170403 DATE AS OF CHANGE: 20170403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUBICEK GREG H CENTRAL INDEX KEY: 0001233565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 17735559 MAIL ADDRESS: STREET 1: 2601 NE 163RD COURT CITY: VANCOUVER STATE: WA ZIP: 98684 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-03-31 0 0000930236 REDWOOD TRUST INC RWT 0001233565 KUBICEK GREG H 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Deferred Stock Units 16.6 2017-03-31 4 A 0 3676.65 0.0 A Common Stock 3676.65 3676.65 D This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. 100% vested at grant. No expiration date is applicable to deferred stock units. Attorney-In-Fact: Andrew P. Stone 2017-04-03