0001233565-17-000004.txt : 20170214 0001233565-17-000004.hdr.sgml : 20170214 20170214180407 ACCESSION NUMBER: 0001233565-17-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUBICEK GREG H CENTRAL INDEX KEY: 0001233565 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 17611729 MAIL ADDRESS: STREET 1: 2601 NE 163RD COURT CITY: VANCOUVER STATE: WA ZIP: 98684 5 1 edgardoc.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0 0000930236 REDWOOD TRUST INC RWT 0001233565 KUBICEK GREG H 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Common Stock 2016-03-31 5 J 0 345.26 12.795 A 73879.25 I by Trust Common Stock 2016-06-30 5 J 0 334.21 13.507 A 74213.46 I by Trust Common Stock 2016-09-30 5 J 0 326.54 14.111 A 74540 I by Trust Common Stock 2016-12-29 5 J 0 308.13 15.251 A 74848.13 I by Trust Common Stock 5000 D Common Stock 2122 I by IRA Common Stock 22148 I by Pension Common Stock 1913 I by Spouse Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. Transactions are rounded to to the nearest hundredth decimal. Attorney-In-Fact: Andrew P. Stone 2017-02-14