0001233547-16-000004.txt : 20160517
0001233547-16-000004.hdr.sgml : 20160517
20160517190029
ACCESSION NUMBER: 0001233547-16-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160516
FILED AS OF DATE: 20160517
DATE AS OF CHANGE: 20160517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUM RICHARD
CENTRAL INDEX KEY: 0001233547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 161658978
MAIL ADDRESS:
STREET 1: 572 SUMMIT AVE
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-05-16
0
0000930236
REDWOOD TRUST INC
RWT
0001233547
BAUM RICHARD
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY
CA
94941
1
0
0
0
Common Stock
2016-05-16
4
M
0
3666.0
13.31
A
25794.14
D
Common Stock
1758
I
by IRA
Deferred Stock Units
13.47
2016-05-16
4
A
0
6310.0
0.0
A
Common Stock
6310
6310
D
Deferred Stock Units
20.46
2016-05-16
4
M
0
3666.0
0.0
D
Common Stock
3666
0
D
This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in the Executive Deferred Compensation Plan.
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,
based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
This transaction relates to the grant of Deferred Stock Units.
100% vested at grant.
Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 15, 2019.
No expiration date is applicable to deferred stock units.
Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 16, 2016.
Attorney-In-Fact: Andrew P. Stone
2016-05-17