0001202560-20-000006.txt : 20200702 0001202560-20-000006.hdr.sgml : 20200702 20200702161157 ACCESSION NUMBER: 0001202560-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADISON GEORGE W CENTRAL INDEX KEY: 0001202560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 201009420 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-07-01 0 0000930236 REDWOOD TRUST INC RWT 0001202560 MADISON GEORGE W 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Deferred Stock Units 6.86 2020-07-01 4 A 0 9932 0.0 A Common Stock 9932 9932 D Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. This transaction relates to the grant of Deferred Stock Units. 100% vested at grant. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than July 3, 2023. No expiration date is applicable to deferred stock units. This grant of Deferred Stock Units is made in conjunction with Mr. Madison's appointment to Redwood's Board of Directors. For more information, please refer to Item 5.02 on Form 8-K filed on June 26, 2020. Attorney-In-Fact: /s/ Andrew P. Stone 2020-07-02