0001144204-19-026844.txt : 20190516 0001144204-19-026844.hdr.sgml : 20190516 20190516162001 ACCESSION NUMBER: 0001144204-19-026844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Debora Horvath D CENTRAL INDEX KEY: 0001564301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 19832495 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 tv520801_4.xml OWNERSHIP DOCUMENT X0306 4 2019-05-15 0 0000930236 REDWOOD TRUST INC RWT 0001564301 Debora Horvath D 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Deferred Stock Units 16.17 2019-05-15 4 A 0 6802 0 A Common Stock 6802 6802 D Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. This transaction relates to the grant of Deferred Stock Units. 100% vested at grant. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. No expiration date is applicable to deferred stock units. Attorney-In-Fact: /s/ Andrew P. Stone 2019-05-15