0001144204-19-026844.txt : 20190516
0001144204-19-026844.hdr.sgml : 20190516
20190516162001
ACCESSION NUMBER: 0001144204-19-026844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Debora Horvath D
CENTRAL INDEX KEY: 0001564301
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 19832495
MAIL ADDRESS:
STREET 1: 1 BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
tv520801_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-05-15
0
0000930236
REDWOOD TRUST INC
RWT
0001564301
Debora Horvath D
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY
CA
94941
1
0
0
0
Deferred Stock Units
16.17
2019-05-15
4
A
0
6802
0
A
Common Stock
6802
6802
D
Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
This transaction relates to the grant of Deferred Stock Units.
100% vested at grant.
Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022.
No expiration date is applicable to deferred stock units.
Attorney-In-Fact: /s/ Andrew P. Stone
2019-05-15