0001144204-16-103191.txt : 20160517
0001144204-16-103191.hdr.sgml : 20160517
20160517200131
ACCESSION NUMBER: 0001144204-16-103191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160516
FILED AS OF DATE: 20160517
DATE AS OF CHANGE: 20160517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Debora Horvath D
CENTRAL INDEX KEY: 0001564301
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 161659126
MAIL ADDRESS:
STREET 1: 1100 SW SIXTH AVENUE
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
v440336_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-16
0
0000930236
REDWOOD TRUST INC
RWT
0001564301
Debora Horvath D
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY
CA
94941
1
0
0
0
Deferred Stock Units
13.4700
2016-05-16
4
A
0
6310.00
0.0000
A
Common Stock
6310.00
6310.00
D
Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan.
This transaction relates to the grant of Deferred Stock Units.
100% vested at grant.
Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 15, 2019.
No expiration date is applicable to deferred stock units.
/s/ Attorney-In-Fact: Andrew P. Stone
2016-05-17