0001104659-23-055030.txt : 20230502
0001104659-23-055030.hdr.sgml : 20230502
20230502161656
ACCESSION NUMBER: 0001104659-23-055030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230502
DATE AS OF CHANGE: 20230502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Faith A
CENTRAL INDEX KEY: 0001853040
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 23879258
MAIL ADDRESS:
STREET 1: 1 BELVEDERE PLCAE, SUITE 300
STREET 2: C/O REDWOOD TRUST, INC.
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
tm2314331-2_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-01
0
0000930236
REDWOOD TRUST INC
RWT
0001853040
Schwartz Faith A
1 BELVEDERE PLACE, SUITE 300
MILL VALLEY
CA
94941
1
0
0
0
0
Common Stock
2023-05-01
4
M
0
6756
6.28
A
6756
D
Deferred Stock Units
12.00
2021-06-30
4
M
0
2265
0
D
Common Stock
2265
0
D
Deferred Stock Units
12.97
2021-09-30
4
M
0
2321
0
D
Common Stock
2321
0
D
Deferred Stock Units
13.25
2021-12-28
4
M
0
2170
0
D
Common Stock
2170
0
D
This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
No expiration date is applicable to deferred stock units.
Attorney-In-Fact: /s/ Andrew P. Stone
2023-05-02