0001104659-23-025465.txt : 20230224 0001104659-23-025465.hdr.sgml : 20230224 20230224190032 ACCESSION NUMBER: 0001104659-23-025465 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matera Fred CENTRAL INDEX KEY: 0001488500 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 23669404 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE, STE. 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 3 1 tm237292-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-02-23 0 0000930236 REDWOOD TRUST INC RWT 0001488500 Matera Fred 1 BELVEDERE PLACE, SUITE 300 MILL VALLEY CA 94941 0 1 0 0 Chief Investment Officer Common Stock 25792 I Trust Deferred Stock Units 7.38 Common Stock 72070 D Deferred Stock Units 10.34 Common Stock 471598 D Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time according to the terms and conditions of the Executive Deferred Compensation Plan. No expiration date is applicable to deferred stock units. Includes the 2020 annual director grant of deferred stock units and deferred stock units issued in lieu of compensation to the Reporting Person as a non-employee director at Redwood in 2020. These deferred stock units were 100% vested at grant. Includes grants of deferred stock units awarded annually from 2020 to 2022 to the Reporting Person as an employee at Redwood and are generally subject to a 4-year vesting schedules. Represents average grant date fair value of deferred stock units issued, based on the fair market value of RWT common stock on the grant dates under the Amended and Restated 2014 Incentive Award Plan. Attorney-In-Fact: /s/ Andrew P. Stone 2023-02-23 EX-24 2 tm237292d1_ex24.htm EXHIBIT 24

 

Exhibit 24 

 

POWER OF ATTORNEY

 

KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Dashiell I. Robinson, Brooke E. Carillo, and Andrew P. Stone and each of them, the undersigned’s true and lawful attorney-in-fact to:

 

(1)execute for and on behalf of the undersigned, in the undersigned’s capacity as an executive officer and/or director of Redwood Trust, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

 

(2)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is Redwood Trust assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by Redwood Trust, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of February 2023.

 

  /s/ Fred J. Matera
  Fred J. Matera