0001104659-22-076844.txt : 20220701
0001104659-22-076844.hdr.sgml : 20220701
20220701161630
ACCESSION NUMBER: 0001104659-22-076844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220701
FILED AS OF DATE: 20220701
DATE AS OF CHANGE: 20220701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abate Christopher J
CENTRAL INDEX KEY: 0001453409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 221061619
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
tm2220242-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-07-01
0
0000930236
REDWOOD TRUST INC
RWT
0001453409
Abate Christopher J
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY
CA
94941
1
1
0
0
Chief Executive Officer
Common Stock
2022-07-01
4
M
0
7123.00
7.7100
A
205112.00
D
Deferred Stock Units
16.6200
2022-07-01
4
F
0
7919.00
0.0000
D
Common Stock
7919.00
7123.00
D
Deferred Stock Units
16.6200
2022-07-01
4
M
0
7123.00
0.0000
D
Common Stock
7123.00
0.00
D
This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the
distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form,
according to the terms and conditions of the Executive Deferred Compensation Plan.
No expiration date is applicable to deferred stock units.
Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.
Attorney-In-Fact: /s/ Andrew P. Stone
2022-06-30