0001104659-21-061009.txt : 20210504
0001104659-21-061009.hdr.sgml : 20210504
20210504163141
ACCESSION NUMBER: 0001104659-21-061009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pero Jeffrey T
CENTRAL INDEX KEY: 0001474435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13759
FILM NUMBER: 21889028
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REDWOOD TRUST INC
CENTRAL INDEX KEY: 0000930236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 680329422
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
BUSINESS PHONE: (415) 380-2317
MAIL ADDRESS:
STREET 1: ONE BELVEDERE PLACE
STREET 2: SUITE 300
CITY: MILL VALLEY
STATE: CA
ZIP: 94941
4
1
a4.xml
4
X0306
4
2021-05-03
0
0000930236
REDWOOD TRUST INC
RWT
0001474435
Pero Jeffrey T
ONE BELVEDERE PLACE, SUITE 300
MILL VALLEY
CA
94941
1
0
0
0
Common Stock
2021-05-03
4
M
0
9000
11.11
A
96248
D
Deferred Stock Units
15.03
2021-05-03
4
M
0
9000
0
D
Common Stock
9000
0
D
This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan.
Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values.
Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election.
No expiration date is applicable to Deferred Stock Units.
Attorney-In-Fact: /s/Andrew P. Stone for Jeffrey T. Pero
2021-05-04