0001104659-21-061009.txt : 20210504 0001104659-21-061009.hdr.sgml : 20210504 20210504163141 ACCESSION NUMBER: 0001104659-21-061009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pero Jeffrey T CENTRAL INDEX KEY: 0001474435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 21889028 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 a4.xml 4 X0306 4 2021-05-03 0 0000930236 REDWOOD TRUST INC RWT 0001474435 Pero Jeffrey T ONE BELVEDERE PLACE, SUITE 300 MILL VALLEY CA 94941 1 0 0 0 Common Stock 2021-05-03 4 M 0 9000 11.11 A 96248 D Deferred Stock Units 15.03 2021-05-03 4 M 0 9000 0 D Common Stock 9000 0 D This transaction relates to the distribution and/or conversion of Deferred Stock Units, to common stock under the Executive Deferred Compensation Plan. Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Represents fair value per stock unit of Deferred Stock Units based on the weighted average of the original grant date fair market values. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election. No expiration date is applicable to Deferred Stock Units. Attorney-In-Fact: /s/Andrew P. Stone for Jeffrey T. Pero 2021-05-04