-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSMkxR0py/OyYMaI6HLT3DnDu/oH/yVf9eh4ZNq0a2T3v5FEXWrMUN7W9dxA7PX2 qpY0EisJAxIebk9rmYgcTA== 0000898430-98-003144.txt : 19980826 0000898430-98-003144.hdr.sgml : 19980826 ACCESSION NUMBER: 0000898430-98-003144 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980825 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSISTED LIVING CONCEPTS INC CENTRAL INDEX KEY: 0000929994 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 931148702 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-52297 FILM NUMBER: 98697557 BUSINESS ADDRESS: STREET 1: 10570 SE WASHINGTON STREET 2: STE 213 CITY: PORTLAND STATE: OR ZIP: 97216 BUSINESS PHONE: 5032526233 MAIL ADDRESS: STREET 1: 9955 SE WASHINGTON, SUITE 201 CITY: PORTLAND STATE: OR ZIP: 97216 424B3 1 PROSPECTUS SUPPLEMENT DATED 7/22/98 This filing is made pursuant to Rule 424(b)(3) under the Securities Act of 1933, as amended, in connection with Registration #333-52297 PROSPECTUS SUPPLEMENT TO PROSPECTUS DATED JULY 22, 1998 This Prospectus Supplement amends and restates pages 10 and 11 of the Prospectus dated July 22, 1998. Except as set forth herein, the contents of the Prospectus remain as set forth therein. SELLING DEBENTUREHOLDERS The Debentures being offered hereby were acquired by the Selling Debentureholders in connection with a private placement of the Debentures by the Company on April 13, 1998 pursuant to Rule 144A and Regulation D under the Securities Act or in permitted resale transactions from the initial purchasers of the Debentures (the "Initial Purchasers") or holders acquiring such Debentures from prior holders thereof in further permitted resale transactions. The following table sets forth the names of the Selling Debentureholders, the number of shares of Common Stock owned by each of them as of the date of this supplement and the principal amount of Debentures which may be offered pursuant to this Prospectus. Other than as a result of the ownership of Debentures or Common Stock, none of the Selling Debentureholders has had any position, office or other material relationship with the Company or any of its predecessors or affiliates within the past three years, except as noted herein. The information in the table and accompanying footnotes has been prepared based upon information furnished to the Company by or on behalf of the Selling Debentureholders.
Principal Amount Principal Amount Common of Debentures of Debentures Common Stock Stock That Beneficially That May Owned Prior to May Name Owned be Sold Offering (1)(#) be Sold(#) - ------------------------------------------------------------------------------------------------------------------------------------ Chase Vista Balanced Fund............................. $ 300,000 $ 300,000 - - Chase Vista Select Balanced Fund...................... 500,000 500,000 (2) - Chrysler Corp. Emp. #1 Pension Plan dated 12/18/45....................................... 1,510,000 1,510,000 - - Forest Alternative Strategies Fund A-5................ 4,287,000 4,287,000 - - Forest Alternative Strategies Fund II LP Series A-5I.. 228,000 228,000 - - Forest Alternative Strategies Fund II LP Series A-5M.. 107,000 107,000 - - Forest Alternative Strategies Fund II LP Series B-3... 350,000 350,000 - - Forest Global Convertible Fund Series A-5............. 4,943,000 4,943,000 Forest Global Convertible Fund Series B-1............. 200,000 200,000 - - Forest Global Convertible Fund Series B-2............. 125,000 125,000 - - Forest Global Convertible Fund Series B-5............. 150,000 150,000 - - Forest Greyhound...................................... 200,000 200,000 - - Forest Performance Fund............................... 350,000 350,000 - - Fortis Equity Portfolio Inc. - Fortis Growth & Income............................... 300,000 300,000 - - Fortis Series Fund, Inc. - Growth & Income Series..... 1,700,000 1,700,000 - - Foundation Account No. 1.............................. 360,000 360,000 - - Fox Family Foundation dated 10/10/87.................. 50,000 50,000 - - Fox Family Portfolio Partnership...................... 450,000 450,000 - - Franklin & Marshall College........................... 120,000 120,000 - - Guardian Life Insurance Co. of America................ 6,600,000 6,600,000 - - Guardian Master Pension Trust......................... 400,000 400,000 - - IBM Corp. Retirement Plan dated 12/18/45.............. 2,575,000 2,575,000 - - JFI - Palantir, L.L.C................................. 500,000 500,000 - - KA Management Ltd..................................... 1,675,000 1,675,000 - - KA Trading LP......................................... 825,000 825,000 - - LLC Account No. 1..................................... 160,000 160,000 - -
The date of this Prospectus Supplement is August 25, 1998.
Principal Amount Principal Amount Common of Debentures of Debentures Common Stock Stock That Beneficially That May Owned Prior to May Name Owned be Sold Offering (1)(#) be Sold(#) - ------------------------------------------------------------------------------------------------------------------------------------ LLT Limited........................................... $ 185,000 $ 185,000 - - McMahan Securities Company, L.P....................... 500,000 500,000 - - Merrill Lynch Convertible Fund, Inc................... 400,000 400,000 (3) - Merrill Lynch Multinational Investment Portfolio Equity/Convertible Series Convertible Securities Portfolio (Offshore Fund)............................ 300,000 300,000 (4) - Merrill Lynch World Income Fund, Inc.................. 1,300,000 1,300,000 (5) - Morgan Stanley Dean Witter Convertible Securities Trust......................... 3,000,000 3,000,000 - - Publix Super Markets, Inc. Profit-Sharing Plan & Trust......................................... 1,000,000 1,000,000 - - Shepherd Investment International Ltd................. 1,000,000 1,000,000 - - Schroder & Co. Inc.(6)................................ 3,965,000 3,965,000 - - Sound Shore Partners L.P.............................. 4,000,000 4,000,000 - - Stark International................................... 1,000,000 1,000,000 - - State Street Bank Custodian for GE Pension Trust...... 795,000 795,000 - - The Kaufmann Fund, Inc................................ 4,000,000 4,000,000 - - The TCW Group, Inc.................................... 8,620,000 8,620,000 - - Van Kampen American Capital Convertible Securities Fund...................................... 583,000 583,000 - - Van Kampen American Capital Harbor Fund............... 3,417,000 3,417,000 - - Winchester Convertible Plus, Ltd...................... 480,000 480,000 - - Ziff Asset Management, L.P............................ 1,000,000 1,000,000 163,100 - ------------- ------------- ----------- ---------- Total....................................... $64,510,000 $64,510,000 163,100 - ============= ============= =========== ==========
___________________________________________ (1) Beneficial ownership is determined in accordance with the Rules of the Securities and Exchange Commission and generally includes voting or investment power with respect to securities. Except as otherwise indicated by footnote, and subject to community property laws where applicable, the persons named in the table have sole voting and investment power with respect to all shares of Common Stock shown as beneficially owned by them. (2) Does not include $400,000 of the Company's 6% Convertible Subordinated Debentures due November 2002, which are convertible at $22.57 into 17,722 shares of Common Stock. (3) Does not include $2,300,000 of the Company's 6% Convertible Subordinated Debentures due November 2002, which are convertible at $22.57 into 101,905 shares of Common Stock. (4) Does not include $200,000 of the Company's 6% Convertible Subordinated Debentures due November 2002, which are convertible at $22.57 into 8,861 shares of Common Stock. (5) Does not include $700,000 of the Company's 6% Convertible Subordinated Debentures due November 2002, which are convertible at $22.57 into 31,014 shares of Common Stock. (6) Acted as placement agent in connection with the Company's offering of the Debentures. Also served as lead manager in the offering of Common Stock and Debentures in October 1997. Because the Selling Debentureholders may offer all or some of the Debentures which they hold and/or shares of Common Stock issued upon conversion thereof pursuant to this Offering, and because there are currently no agreements, arrangements or understandings with respect to the sale of any of the Debentures or shares of Common Stock that will be held by the Selling Debentureholders after completion of this Offering, no estimate can be given as to the principal amount of Debentures or shares of Common Stock that will be held by the Selling Debentureholders after completion of this offering. See "Plan of Distribution." -----END PRIVACY-ENHANCED MESSAGE-----