0001246360-13-004868.txt : 20131105 0001246360-13-004868.hdr.sgml : 20131105 20131105173508 ACCESSION NUMBER: 0001246360-13-004868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammond F G CENTRAL INDEX KEY: 0001332920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 131193882 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 10 CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-11-01 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001332920 Hammond F G ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false SVP & General Counsel Common Stock 2013-11-01 4 M false 1000 10.93 A 45035 D Common Stock 2013-11-01 4 S false 1000 38.026 D 44035 D Common Stock 2013-11-01 4 S false 832 38.0172 D 43203 D Employee Stock Option (Right to Buy) 10.93 2013-11-01 4 M false 1000 0 D 2017-08-01 Common Stock 1000 4157 D The option granted at the exercise price of $10.93, representing a right to purchase 20,625 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010. The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $38 to $38.14, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $38 to $38.14, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond 2013-11-05