0001246360-13-004159.txt : 20130828 0001246360-13-004159.hdr.sgml : 20130828 20130828174909 ACCESSION NUMBER: 0001246360-13-004159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130826 FILED AS OF DATE: 20130828 DATE AS OF CHANGE: 20130828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUSCO MARK CENTRAL INDEX KEY: 0001272786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 131066883 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY INC STREET 2: 10 CENTRAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-08-26 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001272786 FUSCO MARK ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 true true false false President & CEO Common Stock 2013-08-26 4 M false 33557 9.55 A 373146 D Common Stock 2013-08-26 4 S false 33557 34.4184 D 339589 D Common Stock 2013-08-26 4 S false 31600 34.6086 D 307989 D Employee Stock Option (Right to Buy) 9.55 2013-08-26 4 M false 33557 0 D 2019-11-08 Common Stock 33557 9331 D The option granted at the exercise price of $9.55, representing a right to purchase 117,529 shares, was vested at 80,000 shares on the date of grant. The balance became exercisable in 4 equal consecutive quarterly installments of 8,000 shares on the last business day of each quarter, beginning on September 30, 2010. The final increment of 5,529 shares became exercisable on June 30, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.25 to $34.63, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.74, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond, Attorney-In-Fact 2013-08-28