0001246360-13-004107.txt : 20130822 0001246360-13-004107.hdr.sgml : 20130822 20130822172812 ACCESSION NUMBER: 0001246360-13-004107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130820 FILED AS OF DATE: 20130822 DATE AS OF CHANGE: 20130822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Mark P. CENTRAL INDEX KEY: 0001467828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 131055885 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-08-20 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001467828 Sullivan Mark P. ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false EVP & CFO Common Stock 2013-08-20 4 M false 3094 10.93 A 142210 D Common Stock 2013-08-20 4 M false 2344 15.5 A 144554 D Common Stock 2013-08-20 4 M false 6850 23.38 A 151404 D Common Stock 2013-08-20 4 S false 12288 34.5 D 139116 D Employee Stock Option (Right to Buy) 10.93 2013-08-20 4 M false 3094 0 D 2017-08-01 Common Stock 3094 12375 D Employee Stock Option (Right to Buy) 15.5 2013-08-20 4 M false 2344 0 D 2021-07-31 Common Stock 2344 18750 D Employee Stock Option (Right to Buy) 23.38 2013-08-20 4 M false 6850 0 D 2022-07-31 Common Stock 6850 20551 D The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010. The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011. The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012. /s/ F.G. Hammond, Attorney-In-Fact 2013-08-22