0001246360-13-004105.txt : 20130822 0001246360-13-004105.hdr.sgml : 20130822 20130822172112 ACCESSION NUMBER: 0001246360-13-004105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130820 FILED AS OF DATE: 20130822 DATE AS OF CHANGE: 20130822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammond F G CENTRAL INDEX KEY: 0001332920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 131055842 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 10 CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-08-20 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001332920 Hammond F G ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false SVP & General Counsel Common Stock 2013-08-20 4 M false 2578 10.93 A 54422 D Common Stock 2013-08-20 4 M false 7812 15.5 A 62234 D Common Stock 2013-08-20 4 S false 10390 34.4106 D 51844 D Common Stock 2013-08-21 4 S false 6442 34.4145 D 45402 D Employee Stock Option (Right to Buy) 10.93 2013-08-20 4 M false 2578 0 D 2017-08-01 Common Stock 2578 5157 D Employee Stock Option (Right to Buy) 15.5 2013-08-20 4 M false 7812 0 D 2021-07-31 Common Stock 7812 7813 D The option granted at the exercise price of $10.93, representing a right to purchase 20,625 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010. The option granted at the exercise price of $15.50, representing a right to purchase 15,625 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.31 to $34.535, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.24 to $34.53, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond 2013-08-22