0001246360-13-004105.txt : 20130822
0001246360-13-004105.hdr.sgml : 20130822
20130822172112
ACCESSION NUMBER: 0001246360-13-004105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130820
FILED AS OF DATE: 20130822
DATE AS OF CHANGE: 20130822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hammond F G
CENTRAL INDEX KEY: 0001332920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 131055842
MAIL ADDRESS:
STREET 1: C/O ASPEN TECHNOLOGY, INC.
STREET 2: 10 CANAL PARK
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-08-20
false
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001332920
Hammond F G
ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
false
true
false
false
SVP & General Counsel
Common Stock
2013-08-20
4
M
false
2578
10.93
A
54422
D
Common Stock
2013-08-20
4
M
false
7812
15.5
A
62234
D
Common Stock
2013-08-20
4
S
false
10390
34.4106
D
51844
D
Common Stock
2013-08-21
4
S
false
6442
34.4145
D
45402
D
Employee Stock Option (Right to Buy)
10.93
2013-08-20
4
M
false
2578
0
D
2017-08-01
Common Stock
2578
5157
D
Employee Stock Option (Right to Buy)
15.5
2013-08-20
4
M
false
7812
0
D
2021-07-31
Common Stock
7812
7813
D
The option granted at the exercise price of $10.93, representing a right to purchase 20,625 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
The option granted at the exercise price of $15.50, representing a right to purchase 15,625 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.31 to $34.535, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.24 to $34.53, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ F.G. Hammond
2013-08-22