0001246360-13-003301.txt : 20130610
0001246360-13-003301.hdr.sgml : 20130610
20130610214908
ACCESSION NUMBER: 0001246360-13-003301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130606
FILED AS OF DATE: 20130610
DATE AS OF CHANGE: 20130610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FUSCO MARK
CENTRAL INDEX KEY: 0001272786
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 13904852
MAIL ADDRESS:
STREET 1: C/O ASPEN TECHNOLOGY INC
STREET 2: 10 CENTRAL PARK
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-06-06
false
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001272786
FUSCO MARK
ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
true
true
false
false
President & CEO
Common Stock
2013-06-06
4
M
false
5200
10.42
A
360027
D
Common Stock
2013-06-06
4
S
false
5200
30.2571
D
354827
D
Common Stock
2013-06-07
4
M
false
89303
10.42
A
444130
D
Common Stock
2013-06-07
4
S
false
88503
30.4483
D
355627
D
Common Stock
2013-06-07
4
S
false
400
31.26
D
355227
D
Common Stock
2013-06-07
4
S
false
400
31.27
D
354827
D
Common Stock
2013-06-10
4
M
false
59298
9.55
A
414125
D
Common Stock
2013-06-10
4
S
false
59298
30.2954
D
354827
D
Employee Stock Option (Right to Buy)
10.42
2013-06-06
4
M
false
5200
0
D
2016-11-16
Common Stock
5200
89303
D
Employee Stock Option (Right to Buy)
10.42
2013-06-07
4
M
false
89303
0
D
2016-11-16
Common Stock
89303
0
D
Employee Stock Option (Right to Buy)
9.55
2013-06-10
4
M
false
59298
0
D
2019-11-08
Common Stock
59298
42888
D
The option granted at the exercise price of $10.42, representing a right to purchase a total of 200,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on December 29, 2006.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.28, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.15, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $9.55. representing a right to purchase 117,529 shares, vested as to 80,000 shares on the date of grant; 4 increments of 8,000 shares on the last day of each quarter beginning in the first quarter of 2010, and a final increment of 5,529 shares vesting on June 30, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.5150, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ F.G. Hammond, Attorney-In-Fact
2013-06-10