0001246360-13-003301.txt : 20130610 0001246360-13-003301.hdr.sgml : 20130610 20130610214908 ACCESSION NUMBER: 0001246360-13-003301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130606 FILED AS OF DATE: 20130610 DATE AS OF CHANGE: 20130610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUSCO MARK CENTRAL INDEX KEY: 0001272786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 13904852 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY INC STREET 2: 10 CENTRAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-06-06 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001272786 FUSCO MARK ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 true true false false President & CEO Common Stock 2013-06-06 4 M false 5200 10.42 A 360027 D Common Stock 2013-06-06 4 S false 5200 30.2571 D 354827 D Common Stock 2013-06-07 4 M false 89303 10.42 A 444130 D Common Stock 2013-06-07 4 S false 88503 30.4483 D 355627 D Common Stock 2013-06-07 4 S false 400 31.26 D 355227 D Common Stock 2013-06-07 4 S false 400 31.27 D 354827 D Common Stock 2013-06-10 4 M false 59298 9.55 A 414125 D Common Stock 2013-06-10 4 S false 59298 30.2954 D 354827 D Employee Stock Option (Right to Buy) 10.42 2013-06-06 4 M false 5200 0 D 2016-11-16 Common Stock 5200 89303 D Employee Stock Option (Right to Buy) 10.42 2013-06-07 4 M false 89303 0 D 2016-11-16 Common Stock 89303 0 D Employee Stock Option (Right to Buy) 9.55 2013-06-10 4 M false 59298 0 D 2019-11-08 Common Stock 59298 42888 D The option granted at the exercise price of $10.42, representing a right to purchase a total of 200,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on December 29, 2006. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.28, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.15, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option granted at the exercise price of $9.55. representing a right to purchase 117,529 shares, vested as to 80,000 shares on the date of grant; 4 increments of 8,000 shares on the last day of each quarter beginning in the first quarter of 2010, and a final increment of 5,529 shares vesting on June 30, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.5150, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond, Attorney-In-Fact 2013-06-10