0001246360-12-004460.txt : 20121116
0001246360-12-004460.hdr.sgml : 20121116
20121116174010
ACCESSION NUMBER: 0001246360-12-004460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121114
FILED AS OF DATE: 20121116
DATE AS OF CHANGE: 20121116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FUSCO MARK
CENTRAL INDEX KEY: 0001272786
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 121212742
MAIL ADDRESS:
STREET 1: C/O ASPEN TECHNOLOGY INC
STREET 2: 10 CENTRAL PARK
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2012-11-14
false
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001272786
FUSCO MARK
ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
true
true
false
false
President & CEO
Common Stock
2012-11-14
4
M
false
64977
5.73
A
448505
D
Common Stock
2012-11-14
4
S
false
64977
25.7631
D
383528
D
Common Stock
2012-11-15
4
M
false
16069
5.73
A
399597
D
Common Stock
2012-11-15
4
S
false
16069
25.796
D
383528
D
Employee Stock Option (Right to Buy)
5.73
2012-11-14
4
M
false
64977
0
D
2015-03-21
Common Stock
64977
765296
D
Employee Stock Option (Right to Buy)
5.73
2012-11-15
4
M
false
16069
0
D
2015-03-21
Common Stock
16069
749227
D
The option granted at the exercise price of $5.73, representing a right to purchase 1,100,000 shares, was exercisable at grant with respect to 500,000 shares. The remaining portion of the option became exercisable in 16 equal consecutive quarterly installments on the last day of each quarter, beginning on June 30, 2005.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.815, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.94, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ F.G. Hammond, Attorney-In-Fact
2012-11-16