0001246360-12-003638.txt : 20120828 0001246360-12-003638.hdr.sgml : 20120828 20120828164511 ACCESSION NUMBER: 0001246360-12-003638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120824 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUSCO MARK CENTRAL INDEX KEY: 0001272786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 121060462 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY INC STREET 2: 10 CENTRAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0306 4 2012-08-24 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001272786 FUSCO MARK ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 true true false false President & CEO Common Stock 2012-08-24 4 M false 169808 5.73 A 566799 D Common Stock 2012-08-24 4 S false 169808 23.4654 D 396991 D Common Stock 2012-08-27 4 M false 100000 5.27 A 496991 D Common Stock 2012-08-27 4 S false 100000 23.957 D 396991 D Employee Stock Option (Right to Buy) 5.73 2012-08-24 4 M false 169808 0 D 2015-03-20 Common Stock 169808 930192 D Employee Stock Option (Right to Buy) 5.27 2012-08-27 4 M false 100000 0 D 2015-09-14 Common Stock 100000 250000 D The option granted at the exercise price of $5.73 was exercisable at grant with respect to 500,000 shares. The remaining portion of the option vested in 16 equal consecutive quarterly installments on the last day of each quarter, beginning on June 30, 2005. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.34 to $23.61, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option granted at the exercise price of $5.27 vested in 16 equal consecutive quarterly installments on the last day of each quarter, beginning on December 31, 2005. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.94 to $23.9814, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond, Attorney-In-Fact 2012-08-28