0001246360-12-003612.txt : 20120823
0001246360-12-003612.hdr.sgml : 20120823
20120823184010
ACCESSION NUMBER: 0001246360-12-003612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120821
FILED AS OF DATE: 20120823
DATE AS OF CHANGE: 20120823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hammond F G
CENTRAL INDEX KEY: 0001332920
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 121052968
MAIL ADDRESS:
STREET 1: C/O ASPEN TECHNOLOGY, INC.
STREET 2: 10 CANAL PARK
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 6179491000
MAIL ADDRESS:
STREET 1: 200 WHEELER ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2012-08-21
false
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001332920
Hammond F G
ASPEN TECHNOLOGY, INC.
200 WHEELER ROAD
BURLINGTON
MA
01803
false
true
false
false
SVP & General Counsel
Common Stock
2012-08-21
4
M
false
5500
5.27
A
80650
D
Common Stock
2012-08-21
4
M
false
5100
5.27
A
85750
D
Common Stock
2012-08-21
4
S
false
10600
24.0044
D
75150
D
Common Stock
2012-08-22
4
M
false
8398
5.27
A
83548
D
Common Stock
2012-08-22
4
S
false
8398
24.2195
D
75150
D
Employee Stock Option (Right to Buy)
5.27
2012-08-21
4
M
false
5500
0
D
2015-09-14
Common Stock
5500
3533
D
Employee Stock Option (Right to Buy)
5.27
2012-08-21
4
M
false
5100
0
D
2015-09-14
Common Stock
5100
29621
D
Employee Stock Option (Right to Buy)
5.27
2012-08-22
4
M
false
8398
0
D
2015-09-14
Common Stock
8398
21223
D
The option vested in 16 equal consecutive quarterly installments on the last day of the quarter beginning on December 31, 2005.
The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005.
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.07, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,0000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.87, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012.
/s/ F.G. Hammond
2012-08-23