0001246360-12-003612.txt : 20120823 0001246360-12-003612.hdr.sgml : 20120823 20120823184010 ACCESSION NUMBER: 0001246360-12-003612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120821 FILED AS OF DATE: 20120823 DATE AS OF CHANGE: 20120823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammond F G CENTRAL INDEX KEY: 0001332920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 121052968 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 10 CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0306 4 2012-08-21 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001332920 Hammond F G ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false SVP & General Counsel Common Stock 2012-08-21 4 M false 5500 5.27 A 80650 D Common Stock 2012-08-21 4 M false 5100 5.27 A 85750 D Common Stock 2012-08-21 4 S false 10600 24.0044 D 75150 D Common Stock 2012-08-22 4 M false 8398 5.27 A 83548 D Common Stock 2012-08-22 4 S false 8398 24.2195 D 75150 D Employee Stock Option (Right to Buy) 5.27 2012-08-21 4 M false 5500 0 D 2015-09-14 Common Stock 5500 3533 D Employee Stock Option (Right to Buy) 5.27 2012-08-21 4 M false 5100 0 D 2015-09-14 Common Stock 5100 29621 D Employee Stock Option (Right to Buy) 5.27 2012-08-22 4 M false 8398 0 D 2015-09-14 Common Stock 8398 21223 D The option vested in 16 equal consecutive quarterly installments on the last day of the quarter beginning on December 31, 2005. The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.07, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option was vested as to 15,000 shares on the grant date, and vested with respect to an additional 5,000 shares on October 1, 2005, and as to an additional 15,0000 shares on November 9, 2005. The remainder of the option vested in 13 consecutive equal quarterly installments on the last day of each quarter beginning on December 31, 2005. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.87, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2012. /s/ F.G. Hammond 2012-08-23