0001246360-12-002807.txt : 20120618 0001246360-12-002807.hdr.sgml : 20120618 20120618175510 ACCESSION NUMBER: 0001246360-12-002807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120614 FILED AS OF DATE: 20120618 DATE AS OF CHANGE: 20120618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTZABASAKIS MANOLIS E CENTRAL INDEX KEY: 0001251378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 12913359 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0305 4 2012-06-14 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001251378 KOTZABASAKIS MANOLIS E ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false EVP, Products Common Stock 2012-06-14 4 M false 600 5.27 A 136541 D Common Stock 2012-06-14 4 M false 7307 10.42 A 143848 D Common Stock 2012-06-14 4 M false 5760 9.55 A 149608 D Common Stock 2012-06-14 4 M false 9600 9.55 A 159208 D Common Stock 2012-06-14 4 S false 23267 21.914 D 135941 D Employee Stock Option (Right to Buy) 5.27 2012-06-14 4 M false 600 0 D 2015-09-14 Common Stock 600 0 D Employee Stock Option (Right to Buy) 10.42 2012-06-14 4 M false 7307 0 D 2016-11-16 Common Stock 7307 0 D Employee Stock Option (Right to Buy) 9.55 2012-06-14 4 M false 5760 0 D 2019-11-08 Common Stock 5760 0 D Employee Stock Option (Right to Buy) 9.55 2012-06-14 4 M false 9600 0 D 2009-11-09 2019-11-08 Common Stock 9600 0 D The option, representing a right to purchase 80,000 shares, became exercisable in 16 equal consecutive quarterly installments beginning on December 31, 2005. The option, representing a right to purchase 24,000 shares, became exercisable in 16 equal consecutive quarterly installments beginning on December 29, 2006, and the balance on the last day of each consecutive quarter thereafter. The option, representing a right to purchase 5,760 shares, became exercisable in six equal consecutive quarterly installments beginning on the last day of the first quarter of 2010. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.0875, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond, Attorney-In-Fact 2012-06-18