0001246360-11-004244.txt : 20111212 0001246360-11-004244.hdr.sgml : 20111212 20111212171509 ACCESSION NUMBER: 0001246360-11-004244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111208 FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTZABASAKIS MANOLIS E CENTRAL INDEX KEY: 0001251378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 111256791 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0304 4 2011-12-08 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001251378 KOTZABASAKIS MANOLIS E ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false EVP, Products Common Stock 2011-12-08 4 M false 6100 6.57 A 148495 D Common Stock 2011-12-08 4 S false 5800 18.3 D 142695 D Common Stock 2011-12-08 4 S false 300 18.305 D 142395 D Common Stock 2011-12-09 4 M false 150 6.57 A 142545 D Common Stock 2011-12-09 4 M false 35600 5.27 A 178145 D Common Stock 2011-12-09 4 S false 35750 18.5491 D 142395 D Employee Stock Option (Right to Buy) 6.57 2011-12-08 4 M false 6100 0 D 2014-10-14 Common Stock 6100 150 D Employee Stock Option (Right to Buy) 6.57 2011-12-09 4 M false 150 0 D 2014-10-14 Common Stock 150 0 D Employee Stock Option (Right to Buy) 5.27 2011-12-09 4 M false 35600 0 D 2015-09-14 Common Stock 35600 31800 D The option, representing a right to purchase 60,000 shares, became exercisable in 16 consecutive equal quarterly installments beginning on December 31, 2004. The option was exercised as to 22,500 shares on June 1, 2006, as to 5,000 shares on May 10, 2011, as to 6,250 shares on September 15, 2011, as to 5,000 shares on December 2, 2011, as to 5,000 shares on December 5, 2011, as to 5,654 on December 6, 2011 and as to 4,346 shares on December 7, 2011. The option, representing a right to purchase 60,000 shares, became exercisable in 16 consecutive equal quarterly installments beginning on December 31, 2004. The option was exercised as to 22,500 shares on June 1, 2006, as to 5,000 shares on May 10, 2011, as to 6,250 shares on September 15, 2011, as to 5,000 shares on December 2, 2011, as to 5,000 shares on December 5, 2011, as to 5,654 on December 6, 2011, as to 4,346 shares on December 7, 2011 and as to 6,100 shares on December 8, 2011. The option, representing a right to purchase 80,000 shares, became exercisable in 16 consecutive equal quarterly installments beginning on December 31, 2005. The option was exercised as to 10,000 shares on June 1, 2006 and as to 2,600 shares on December 7, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.70, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond, Attorney-In-Fact 2011-12-12