0001246360-11-003462.txt : 20110830 0001246360-11-003462.hdr.sgml : 20110830 20110830171011 ACCESSION NUMBER: 0001246360-11-003462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110826 FILED AS OF DATE: 20110830 DATE AS OF CHANGE: 20110830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Mark P. CENTRAL INDEX KEY: 0001467828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 111066417 MAIL ADDRESS: STREET 1: C/O ASPEN TECHNOLOGY, INC. STREET 2: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0304 4 2011-08-26 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001467828 Sullivan Mark P. ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false EVP & CFO Common Stock 2011-08-26 4 M false 3094 10.93 A 139609 D Common Stock 2011-08-26 4 S false 3094 16.671 D 136515 D Employee Stock Option (Right to Buy) 10.93 2011-08-26 4 M false 3094 0 D 2017-08-01 Common Stock 3094 37125 D The option, representing a right to purchase a total of 49,500 shares, was granted at the exercise price of $10.93 and vests in 16 quarterly installments on the last business day of each consecutive quarter beginning on September 30, 2010. On May 13, 2011, the option was exercised as to 9,281 shares, and the shares were sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.66 to $16.6907, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ F.G. Hammond, Attorney-In-Fact 2011-08-30