0001246360-11-002454.txt : 20110511 0001246360-11-002454.hdr.sgml : 20110511 20110511165015 ACCESSION NUMBER: 0001246360-11-002454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTZABASAKIS MANOLIS E CENTRAL INDEX KEY: 0001251378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34630 FILM NUMBER: 11832471 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: 200 WHEELER ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 form.xml PRIMARY DOCUMENT X0303 4 2011-05-09 false 0000929940 ASPEN TECHNOLOGY INC /DE/ AZPN 0001251378 KOTZABASAKIS MANOLIS E ASPEN TECHNOLOGY, INC. 200 WHEELER ROAD BURLINGTON MA 01803 false true false false EVP, Sales and Strategy Common Stock 2011-05-09 4 M false 6647 2.85 A 110762 D Common Stock 2011-05-09 4 S false 6647 16.2541 D 104115 D Common Stock 2011-05-10 4 M false 2164 2.85 A 106279 D Common Stock 2011-05-10 4 M false 5000 6.57 A 111279 D Common Stock 2011-05-10 4 S false 7164 16.6867 D 104115 D Employee Stock Option (Right to Buy) 2.85 2011-05-09 4 M false 6647 0 D 2003-08-18 2013-08-17 Common Stock 6647 2164 D Employee Stock Option (Right to Buy) 2.85 2011-05-10 4 M false 2164 0 D 2003-08-18 2013-08-17 Common Stock 2164 0 D Employee Stock Option (Right to Buy) 6.57 2011-05-10 4 M false 5000 6.57 D 2008-09-30 2014-10-14 Common Stock 5000 6250 D The option granted at the exercise price of $2.85 and was fully vested on the date of grant. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.28, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option granted at the exercise price of $2.85 and was fully vested on the date of grant. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.60 to $16.75, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option, representing a right to purchase a total of 11,250 shares, became exercisable in 3 increments of 3,750 shares at the end of each consecutive quarter commencing on March 31, 2008. /s/ F.G. Hammond, Attorney-In-Fact 2011-05-11